This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
provide a claims handling and settling service limited to:
the person represents a person insured under an insurance product in pursuing a claim under the product;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jin LI | 2007 | 2003 - Bachelor of Economics - - University of Western Australia ~ 2006 - Graduate Certificate of Financial Planning - - FINSIA |
| Melinda Ghataura | 2013 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Advanced Diploma Financial Services - - Mentor Education |
| Richard Malcolm Matsinger | 2003 | 2003 - Diploma Financial Planning (Units 1-4) - - Financial Planning Association |