Axiom Wealth Pty. Ltd.

AFS License Number
313422
Name
Axiom Wealth Pty. Ltd.
ABN/ACN/ARBN
59123597115
Licensee issued
July 19, 2007
Address
Bowral, 2576, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew John Hungerford 2000 2000 - Diploma in Financial Advising - - Securities Instititute ~ 2000 - Diploma in Financial Advising - Diploma (AQF 5) - Securities Instititute
 Stephen John Morrow 2006 1985 - Bachelor of Business - - UTS ~ 1996 - Executive Management Program - - North Western University (Chicago) ~ 2005 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2008 - Listed Product Accredititation Course - - Australian Stock Exchange