This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Craig Matthew Weeks | 2014 | 2006 - Diploma of Financial Services (Financial Planning) - - Finsia |
| David Livshiz | 2018 | 2005 - Bachelor of Science - - Monash University ~ 2017 - Graduate Certificate in Financial Planning - - Kaplan ~ 2018 - Specialist SMSF course - - Super Concepts & International Centre for Financial Services |
| Felicity Yingchu Yang | 2016 | 2015 - Bachelor of Commerce - - University of Melbourne ~ 2016 - Foundations of Financial Planning Part A: Generic Knowledge - - Kaplan ~ 2016 - Foundations of Financial Planning Part B: Financial Planning - - Kaplan ~ 2016 - Securities and Managed Investments - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan |
| James Robinson | 2018 | 2016 - Bachelor of Business (Accounting) - - La Trobe University ~ 2018 - Graduate Certificate of Financial Planning - - Deakin University ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2019 - Tier 1 Life Insurance - Personal Advice - - Kaplan Professional |
| Macleod Dylan Seyman | 2017 | 2014 - Bachelor of Business (Economics and Finance) - - RMIT University ~ 2015 - Master of Professional Accounting - - RMIT University ~ 2017 - Advanced Diploma of Financial Planning - - Intergrity Education Group ~ 2017 - Diploma of Financial Planning - - Integrity Education Group ~ 2017 - SMSF Association Specialist Member Accreditation Program - - SMSF Association |