This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
own managed investment scheme only; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
financial assets;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Nash | 1998 | Certified Financial Planner - FPA/Deakin University ~ Diploma of Financial Planning - FPA/Deakin University |
| Amy Louise Peterson | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Andrea Elmargi | 2001 | Bachelor of Commerce (Financial Services) - The University of Western Sydney |
| Andrej Vejnovic | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Business (Economics and Finance) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Andrew Csordas | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Finance - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Andrew James Beer | 2018 | Bachelor of Business Studies - Charles Sturt University ~ Diploma of Financial Planning - Kaplan Professional |
| Andrew Joseph Donachie | 2005 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute Education |
| Anisha Natalie Urudra | 2014 | Bachelor of Commerce - The University of Melbourne ~ Diploma of Financial Planning - Kaplan |
| Anthony Broad | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics - University of Newcastle |
| Anthony Mihaljek | 2007 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Master of Commerce (Financial Planning) - Unversity of Western Sydney |
| Anthony Neil Tabrah | 2015 | Advanced Diploma of Financial Planning - Investment Banking Institute ~ Bachelor of Business (Banking & Finance) - Victoria University ~ Diploma of Financial Planning - Kaplan Professional Education |
| Anthony Oppedisano | 2001 | Bachelor of Applied Finance - Macquarie University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute |
| Arulnithi Nallusamy | 2017 | Bachelor of Business - La Trobe University |
| Belinda Lynch | 2009 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Ben Allen | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Finance & Business Management) - Charles Sturt University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Ben Willard | 2002 | Bachelor of Commerce (Management) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Bonny Daniele | 2006 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Bowen Tang | 2018 | Bachelor of Commerce - Accounting - Macquarie University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Kaplan Professional |
| Bradley Robert Mcnaught | 2003 | Bachelor of Business (Economics & Finance) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Buddhika Wickramaratna | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Economics - University of Canberra ~ Bachelor of Commerce (Banking & Finance) - University of Canberra ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Cain Laoumtzis | 2006 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Cameron Stewart | 1992 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Cecilia Chow | 1997 | Bachelor of Science - Brigham Young University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Master of Business Administration - Brigham Young University |
| Chelsea Ann Peard | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - University of New South Wales ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - AMP Limited ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Chris Liando | 2011 | Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Chrisanthy Kamaras | 2009 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Christian Lotter | 2010 | Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Christopher David Keating | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Finance - University of Newcastle |
| Christopher Goutziotis | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (International Trade) - Monash University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Christopher James Whiteford | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Economics - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Christopher Murray Suters | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Bond University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Clint Groenmeyer | 2012 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University |
| Corrina Dunne | 1997 | Bachelor of Arts - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Craig Hardy | 2010 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Daniel James Robertson | 2007 | Bachelor of Accounting - University of South Australia ~ Bachelor of Business (Economics & Finance) - RMIT ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Royal Melbourne Institute of Technology |
| Danielle Martin | 2004 | Diploma of Financial Planning - Deakin University/FPA ~ Master of Commerce (Financial Planning) - Western Sydney University |
| Darius Hantu | 2001 | Diploma of Financial Planning - Deakin University/FPA ~ Master of Management (Financial) - Macquarie Graduate School of Management ~ Master of Management - MGSM |
| Darren Pryor | 2005 | Advanced Diploma of Financial Services (Financial Planning) - FPA ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - FPA |
| David Barton | 2010 | Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| David Graham Bamforth | 2004 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| David Gray | 2011 | Bachelor of Commerce - Australian National University ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| David Howie | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Arts - Victoria University of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) |
| David Ladeira | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce (Finance and Management) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) |
| David Selby | 2012 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Mentor Training Group ~ Graduate Certificate in Finance - Charles Sturt University |
| David Stuart Smith | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Business - University of Technology, Sydney ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Deanne Lesley Poort | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Integratec |
| Deborah Mitchell | 2004 | Diploma of Financial Services (Financial Planning) - Tribeca |
| Dion Miller | 2000 | Bachelor of Business - Swinburne University ~ Diploma of Financial Planning - FPA |
| Dominic Andrew Jonathan Brown | 2009 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional Education |
| Dominique Louise Jackson-hope | 2018 | Bachelor of International Business - University of Canberra ~ Diploma of Financial Planning - Mentor Education |
| Drew Cameron Griffin | 2016 | Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Ekta Ashokkumar Lalwani | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Gujarat University, India ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Elena Konstantinov | 2010 | Bachelor of Business (Financial Planning) - RMIT ~ Master of Finance with Distinction - RMIT |
| Elise Hall | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Certificate in Financial Planning - Charles Sturt University |
| Elizabeth Ann Miller | 2018 | Bachelor of Commerce - University of Canberra |
| Emeraan Dhanshe | 2006 | Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services t/as Advice Education ~ Bachelor of Business (Banking & Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Emily Onglingchuan | 1998 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Science in Accountancy - De La Salle University, Phillipines ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Emmanuel Andreopoulos | 2000 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma in Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - FPA/Deakin University |
| Errin Mcdowall | 2018 | Diploma of Financial Planning - Kaplan Education ~ Graduate Certificate in Financial Planning - Griffith University |
| Evta Krina | 2018 | ADFP - KAPLAN ~ MBA - Monash |
| Garry Oganesian | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute |
| Geoff Kaye | 2002 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Geoffrey Mutton | 1999 | Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Gillian Dowell | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Bachelor of Economics - The University of Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services |
| Gordon Wallace | 2017 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - MLC Advice Education ~ Graduate Certificate in Management - Australian Institute of Management |
| Graeme William Finney | 2018 | Graduate Certificate in Financial Planning - Griffith University |
| Gregory James Weeks | 2013 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Hebatalla Sohail Saad Moustafa Salama | 2018 | Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Wollongong |
| Huseyin (david) Yaman | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business (Management) - University of Western Sydney ~ Diploma of Financial Planning - Monarch Institute ~ Master of Applied Finance - Kaplan Higher Education |
| Ibrahim Ibrahim | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Isber Durbali | 2013 | Bachelor of Finance - La Trobe University |
| Jacobus Vlok | 2017 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Charles Sturt University ~ Master of Applied Finance - Charles Sturt University |
| Jake Smith | 2012 | Bachelor of Financial Advising - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - TAFE NSW ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| James Kevin Broad | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Finance - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Financial Management - The University of New England |
| Jane Maree Tanner | 2002 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Diploma of Financial Services (Financial Planning) - ThreeSixty |
| Janet Anne Heron | 1998 | Diploma of Financial Planning - FPA/Deakin University ~ Master of Financial Planning - Kaplan Professional |
| Janine Varughese | 1996 | Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - FPA/Deakin University |
| Jason Paul Gay | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Professional Accounting - University of Newcastle |
| Jeffrey Khoury | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Accounting - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jennifer Katherine Heenan | 2008 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Jennifer Robyn Langton | 2013 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Jessica Anne Andrews | 2018 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Kaplan Professional |
| Jessica Anne Tarabay | 2018 | Bachelor of Business and Commerce (Economics and Finance) - University of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional |
| Jia Tang | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Master of Commerce (Finance) - University of New South Wales |
| Jie Huang | 2012 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ CPA Program - Certified Practicing Accountants (CPA) Australia ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce (Accounting) - The University of Sydney |
| John Buchhorn | 2007 | Bachelor of Business - NSW Institute of Technology ~ CPA Program - Certified Practicing Accountants (CPA) Australia ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Applied Science (Information Technology) - Charles Sturt University |
| John Ellis | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Profesional ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |
| Joseph Napoli | 2011 | Bachelor of Business & Commerce (Applied Finance) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Justine Margaret Mcglynn | 2018 | Certificate in Financial Markets - The Securities Institute of Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Master of Business in Finance - University of Technology Sydney |
| Kaden Emery | 2017 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Kellie Pearce | 2012 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Eduction ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Kenneth Young | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Trainee Management Australia ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |
| Kevin Phoa | 2002 | Advanced Diploma of Financial Services (Financial Planning) - KAPLAN ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - KAPLAN |
| Khalil (charlie) Daher | 2018 | Bachelor of Commerce (Accountancy & Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Kieran Nikitaras | 2018 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional |
| Kirk William Alpen | 2018 | Bachelor of Commerce (Finance and Financial Planning - University of Wollongong |
| Kristy Lee Sullivan | 2010 | Bachelor of Economics - University of Canberra ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional Education |
| Kurt Prebble | 2015 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Bachelor of Mathematics and Finance - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Laval Jean Georges HO WO Cheong | 2002 | Bachelor of Commerce (Honours) - Laurentian University, Canada ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commercial Law - University of Melbourne |
| Lee-anne Maree Whitson | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional Education |
| Leslie Bruce Tate | 2016 | Diploma of Financial Planning - Deakin University/FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Lonnie Clark | 1999 | Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Louise Scott Coleman | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Luke Bailey | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master Applied Finance (Financial Planning) - Kaplan Professional |
| Luke Cooper | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Luke Kermond | 2011 | Bachelor of Commerce (Financial Planning & Finance) - Deakin University |
| Luke Maxwell Felsch | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Mahmut Anil Resuloglu | 2014 | Bachelor of Finance - La Trobe University ~ Master of International Business - La Trobe University |
| Marcus Christopher Gridley | 2004 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Business - Swinburne University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics + Professionalism in Financial Advice - Kaplan |
| Martin Allison | 2007 | Bachelor of Commerce (Accounting and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - FINSIA |
| Matthew Bell | 2016 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Matthew James Barsby | 2004 | Bachelor of Commerce (Financial Planning & Accounting) - Deakin University |
| Matthew John Bindah | 2018 | Bachelor of Commerce (Accountancy and Finance) - University of Wollongong |
| Matthew Price | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Michael Darren Smith | 1996 | Certified Financial Planner - FPA Australia ~ Diploma of Financial Planning - FPA/Deakin University |
| Michael John Faehndrich | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michael Morritt | 2001 | Bachelor Of Economics - University of New England ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Michelle Yang | 2007 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - PS146 Training Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Finance and Funds Management) - University of Technology Sydney ~ Master of Business Administration in Professional Accounting - University of Technology Sydney |
| Miranda Weston | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| Mohammed Javed Wasef | 2014 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Bachelor of Commerce (Finance) - University of New South Wales ~ Bachelor of Economics (Econometrics) - University of New South Wales ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Nicholas Gordon | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Eduation ~ Bachelor of Commerce - Macquarie University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Kaplan Professional Education |
| Nicholas Leslie Goss | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Profesional Education ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Nick Goel | 2016 | ADFP-5-8 - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma in Accounting - Swinburne University ~ Masters in Accounting - Victoria University ~ Masters in Business and Financial Management - New Delhi Institute of Management |
| Nicolas Paul Saravanja | 2018 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Nigel John Butement | 2012 | Advanced Diploma of Financial Services (Financial Planning) - PS146 Training Australia/Mentor Education ~ Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia/Mentor Education |
| Nigel Ruge | 2010 | Bachelor of Business (Marketing) - Monash University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Applied Finance - Kaplan Professional |
| Pankaj Kumar | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce (Honours) - University of Delhi, India ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Business Administration - University of Technology Sydney |
| Pardeep Singh | 2018 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Commerce - Uttranchal Sanskrit University ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics and Professionalism in Financial Advice - Ethics and Professionalism in Financial Advice |
| Patrick Crehan | 2001 | Bachelor of Arts - Macquarie University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Paul Alexander Theodore | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Paul Thomas Maynard | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Mentor Education Group |
| Paulus Yeung | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Peter Alexander James Trenchard | 2007 | Bachelor of Social Science - Deakin University ~ Diploma of Financial Services - Tribeca ~ Securities and Financial Derivatives Representative - Securities Futures Authority Limited |
| Peter Hogg | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Bachelor of Economics - University of New England |
| Peter Lillicrap | 1999 | Bachelor of Business - University of New England ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Deakin University/FPA |
| Peter White | 2004 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Master of Applied Finance - Charles Sturt University |
| Philippa Hogg | 2008 | Bachelor of Economics - University of New England ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Rajdeepsinh Parmar | 2017 | Diploma of Financial Planning - Monarch Institute |
| Rebecca Paula Cheevers | 2002 | Advanced Diploma of Financial Planning - RG 146 Training Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Regan Betteridge | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Remona Naife Catherine Issa | 2018 | Bachelor of Commerce (Finance and Financial Planning) - University of Wollongong |
| Richard Edmund Whelan | 2021 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Richard Kim | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Master of Financial Planning - Griffith University |
| Richard Moule | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Financial Services - University of New England ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Robert Mcneil Beith | 1995 | Bachelor of Economics - University of Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - RMIT/FPA |
| Rowan Healey | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Health Science - University of Western Sydney ~ Graduate Diploma of Education (Secondary) - Charles Sturt University |
| Roxanne Priest | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - ThreeSixty |
| Samuel Wallace Anderton | 2018 | Bachelor of Business - University of Newcastle ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan Professional |
| Sanober Bulsara | 2000 | Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Scott Andrew Stevens | 1999 | Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Scott Ward | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of New England ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Sean Adam Taylor | 2014 | Bachelor of Commerce (Economics and Marketing) - University of Wollongong ~ Graduate Certificate in Financial Planning - Charles Sturt University |
| Shae Nicole Mcgrath | 2017 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Shannon Crilly | 2015 | Bachelor of Commerce (Financial Planning) - University of Wollongong |
| Sheryl Paras Agustin | 2011 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Arts (Economics) - University of the Phillipines ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Shweta Khemani | 2008 | Advanced Diploma of Financial Services (Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - University of Delhi ~ Post Graduate Diploma of Business Management ( PGDBM) - FORE School of Management |
| Simon Fisher | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Snigdhadeb Basak | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Calcutta ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Sonali Shah | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Mumbai (India) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Stephen Mavros | 2004 | Bachelor of Finance - La Trobe University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Steven Leslie Simpson | 2005 | Bachelor of Business (Banking/Human Resource Management) - Charles Sturt University ~ Diploma of Financial Planning - FPA/Deakin University |
| Steven Schweikert | 2014 | Diploma of Financial Planning - FPA/Deakin University |
| Stuart James Westhoff | 1999 | Certified Financial Planner - Financial Planning Association (FPA) ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - FPA/Deakin University ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Susan Stephens | 2008 | Bachelor of Science - University of Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute |
| Tam Huynh | 2016 | Bachelor of Business (Finance) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Monash University |
| Thi Louise VO | 2018 | Diploma of Financial Planning - Mentor Education |
| Thomas Michael Delaney | 2015 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Thomas Noad | 2015 | Bachelor of Commerce - University of Canberra ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Toby Sinclair | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts (Communication Studies) - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Todd Andrew Williams | 2003 | Bachelor of Economics - University of Newcastle ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - Securities Institute |
| Todd Glenn Lloyd | 2000 | Bachelor of Arts - University of Newcastle ~ Diploma of Financial Planning - FPA/Deakin University |
| Tom Muir | 1990 | Bachelor of Business (Marketing) - Charles Sturt University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Deakin University/FPA |
| Tom Nguyen | 2002 | Bachelor of Biomedical Science - University of Technology Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Tony Coates | 1995 | Bachelor of Arts - University of New South Wales ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Trent Morgan | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Financial Planning - Charles Sturt University |
| Trent Wayne Shanahan | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance - University of Newcastle ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Trevor Bentley Susman | 1999 | Certifed Practicing Accountant (CPA) - CPA Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Deakin University/FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - Australian Institute of Business |
| Troy Peter Ottens | 2016 | Advanced Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business in Finance - University of Technology Sydney |
| Tuan LE | 2003 | Bachelor of Commerce - Australian National University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| Vikramjit Singh Anand | 2011 | Bachelor of Commerce - Panjab University (India) ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Business Administration - University of Technology Sydney ~ Masters of Commerce - Panjab University (India) |
| William Charles Bray Cant | 2021 | Bachelor of Commerce (Financial Planning & Management) - University of Wollongong ~ Master of Financial Planning - Kaplan Professional |
| Yazhuo Wang | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Melbourne ~ Diploma of Financial Planning - Mentor Education ~ Master of Finance - The University of Melbourne |
| Zafer Bhadshah Khan | 2014 | Advanced Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Applied Finance and Investment - FINSIA |