This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
own managed investment scheme only; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
financial assets;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Csordas | 2010 | 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planner Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew James Beer | 2018 | 2004 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Andrew Joseph Donachie | 2005 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anisha Natalie Urudra | 2014 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Anthony Oppedisano | 2001 | 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Ristevski | 2023 | 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Arpita Dilipkumar Bhatt | 2017 | 2010 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of Ballarat ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Holmesglen Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Belinda Lynch | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Bowen Tang | 2018 | 2010 - Bachelor of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Robert Mcnaught | 2003 | 2000 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Cain Laoumtzis | 2006 | 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cameron Stewart | 1992 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Chao LI | 2018 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2014 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chelsea Ann Peard | 2006 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chris Liando | 2011 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Chrisanthy Kamaras | 2009 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christian Lotter | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Goutziotis | 2018 | 1999 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher James Whiteford | 2008 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Christopher Murray Suters | 2015 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cindi June Argent | 2014 | 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education |
| Corrina Dunne | 1997 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Craig Hardy | 2010 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2023 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University |
| Daniel James Robertson | 2007 | 2001 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Darren Pryor | 2005 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| David Barton | 2010 | 1999 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| David Graham Bamforth | 2004 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Gray | 2011 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Ladeira | 2009 | 2004 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2013 - Certified Financial Planner (FPA) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Selby | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Training Group ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Charles Sturt University ~ 2022 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Deanne Lesley Poort | 2011 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Dinith Gaveshana Basnayake | 2023 | 2009 - MLC301 Principles of Income Tax Law - Other - Deakin University ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - MLC707 Business Law - Other - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Dion Miller | 2000 | 2000 - Bachelor of Business - - Swinburne University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dominic Andrew Jonathan Brown | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dominique Louise Jackson-hope | 2018 | 2017 - Bachelor of International Business - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
| Ekta Ashokkumar Lalwani | 2018 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Gujarat University, India ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Elena Konstantinov | 2010 | 2007 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2011 - Master of Finance with Distinction - Masters Degree (AQF 9) - RMIT ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emeraan Dhanshe | 2006 | 1999 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - GWM Adviser Services t/as Advice Education ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emily Onglingchuan | 1998 | 1992 - Bachelor of Science in Accountancy - Bachelor Degree (AQF 7) - De La Salle University, Phillipines ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emmanuel Andreopoulos | 2000 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Evta Krina | 2018 | 2000 - Master of Business Administration (MBA) - Masters Degree (AQF 9) - Monash University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gargi Thakkar | 2018 | 2009 - Master of Commerce (Professional Accounting) - - University of Ballarat ~ 2018 - Diploma of Financial Planning - - Mentor Education |
| Garry Oganesian | 2012 | 2007 - Bachelor of Commerce - - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Geoff Kaye | 2002 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Geoffrey Mutton | 1999 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gillian Dowell | 2002 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gordon Wallace | 2017 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC Advice Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Graduate Certificate in Management - Graduate Certificate (AQF 8) - Australian Institute of Management |
| Gregory James Weeks | 2013 | 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Honours Degree (AQF 8) - University of Wollongong ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hak Fei Vivian Chau | 2011 | 2001 - Bachelor of Commerce - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2012 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Hebatalla Sohail Saad Moustafa Salama | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - University of Wollongong ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ibrahim Ibrahim | 2007 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Dimovski | 2023 | 2017 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jake Smith | 2012 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW ~ 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Kevin Broad | 2004 | 2003 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - The University of New England ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Janet Anne Heron | 1998 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Janine Varughese | 1996 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Paul Gay | 2006 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Newcastle ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Jessica Anne Tarabay | 2018 | 2013 - Bachelor of Business and Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Jia Tang | 2010 | 2006 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of New South Wales ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Buchhorn | 2007 | 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - NSW Institute of Technology ~ 1992 - CPA Program - Graduate Diploma (AQF 8) - Certified Practicing Accountants (CPA) Australia ~ 2002 - Graduate Diploma of Applied Science (Information Technology) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Joseph Napoli | 2011 | 2011 - Bachelor of Business & Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justine Margaret Mcglynn | 2018 | 1994 - Certificate in Financial Markets - Advanced Diploma (AQF 6) - The Securities Institute of Australia ~ 1999 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| Kane Jiang | 2013 | 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kenneth Young | 2014 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Trainee Management Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kevin Phoa | 2002 | 2001 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kieran Nikitaras | 2018 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Kirk William Alpen | 2018 | 2016 - Bachelor of Commerce (Finance and Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong |
| Kristy Lee Sullivan | 2010 | 2008 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lee-anne Maree Whitson | 2015 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leslie Bruce Tate | 2016 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Bailey | 2010 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Master Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Cooper | 2008 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Luke Kermond | 2011 | 2012 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University |
| Luke Maxwell Felsch | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Marcus Christopher Gridley | 2004 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics + Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Irvine | 2014 | 2013 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Matthew Bell | 2016 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew James Barsby | 2004 | 2003 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - Deakin University |
| Michael John Faehndrich | 2005 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michelle Yang | 2007 | 2002 - Master of Business Administration (Finance and Funds Management) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2003 - Master of Business Administration in Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - PS146 Training Australia ~ 2018 - Certified Financial Planner - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mohammed Javed Wasef | 2014 | 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Bachelor of Economics (Econometrics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Nicholas Gordon | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Eduation ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Nick Goel | 2016 | 2010 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Swinburne University ~ 2010 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
| Nigel John Butement | 2012 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia/Mentor Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - PS146 Training Australia/Mentor Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Nigel Ruge | 2010 | 1998 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nikoleta Laketa | 2023 | 2007 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Pankaj Kumar | 2006 | 1995 - Bachelor of Commerce (Honours) - - University of Delhi, India ~ 2000 - Master of Business Administration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Alexander Theodore | 2016 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Alexander James Trenchard | 2007 | 1995 - Bachelor of Social Science - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Diploma of Financial Services - - Tribeca |
| Peter Hogg | 2007 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning ~ 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England |
| Remona Naife Catherine Issa | 2018 | 2017 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
| Richard Edmund Whelan | 2021 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Richard Kim | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Robert Catherall | 2008 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) |
| Rowan Healey | 2011 | 2003 - Bachelor of Health Science - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Graduate Diploma of Education (Secondary) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Samuel Wallace Anderton | 2018 | 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sanober Balsara | 2000 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shannon Crilly | 2015 | 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sheryl Paras Agustin | 2011 | 1994 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of the Phillipines ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shweta Khemani | 2008 | 1999 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - University of Delhi ~ 2000 - Post Graduate Diploma of Business Management ( PGDBM) - - FORE School of Management ~ 2011 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Snigdhadeb Basak | 2016 | 2003 - Bachelor of Commerce - - University of Calcutta ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sonali Shah | 2012 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai (India) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Mavros | 2004 | 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Schweikert | 2014 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University |
| Thi Louise VO | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Thomas David Beecheno | 2023 | 2016 - LAW 101 Law, Business and Society - Other - University of Wollongong ~ 2017 - ACCY228 Taxation for Financial Planners - Other - University of Wollongong ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Michael Delaney | 2015 | 2015 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Thomas Noad | 2015 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Toby Sinclair | 2001 | 2000 - Bachelor of Arts (Communication Studies) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Todd Glenn Lloyd | 2000 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional |
| Tom Muir | 1990 | 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 1996 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tony Coates | 1995 | 1989 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning - Professional Designations - FPA/Deakin University |
| Trevor Bentley Susman | 1999 | 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia Ltd ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business ~ 2018 - Certifed Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Troy Peter Ottens | 2016 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2018 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Yazhuo Wang | 2018 | 2011 - Bachelor of Commerce - - The University of Melbourne ~ 2014 - Diploma of Financial Planning - - Mentor Education ~ 2014 - Master of Finance - - The University of Melbourne ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |