Aware Financial Services Australia Limited

AFS License Number
238430
Name
Aware Financial Services Australia Limited
ABN/ACN/ARBN
86003742756
Licensee issued
Feb. 16, 2004
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
own managed investment scheme only; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
financial assets;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew Csordas 2010 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Andrew James Beer 2018 2004 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Andrew Joseph Donachie 2005 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Anisha Natalie Urudra 2014 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education
 Anthony Oppedisano 2001 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Anthony Ristevski 2023 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Arpita Dilipkumar Bhatt 2017 2010 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of Ballarat ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Holmesglen Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Belinda Lynch 2009 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Bowen Tang 2018 2010 - Bachelor of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Bradley Robert Mcnaught 2003 2000 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Cain Laoumtzis 2006 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Cameron Stewart 1992 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Chao LI 2018 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2014 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Chelsea Ann Peard 2006 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Chris Liando 2011 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan
 Chrisanthy Kamaras 2009 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Christian Lotter 2010 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Christopher Goutziotis 2018 1999 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Christopher James Whiteford 2008 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional
 Christopher Murray Suters 2015 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Cindi June Argent 2014 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education
 Corrina Dunne 1997 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Craig Hardy 2010 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2023 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University
 Daniel James Robertson 2007 2001 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Darren Pryor 2005 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA)
 David Barton 2010 1999 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan
 David Graham Bamforth 2004 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 David Gray 2011 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 David Ladeira 2009 2004 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 David Selby 2012 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Training Group ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Charles Sturt University ~ 2022 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University
 Deanne Lesley Poort 2011 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Dinith Gaveshana Basnayake 2023 2009 - MLC301 Principles of Income Tax Law - Other - Deakin University ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - MLC707 Business Law - Other - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University
 Dion Miller 2000 2000 - Bachelor of Business - - Swinburne University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Dominic Andrew Jonathan Brown 2009 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Dominique Louise Jackson-hope 2018 2017 - Bachelor of International Business - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education
 Ekta Ashokkumar Lalwani 2018 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Gujarat University, India ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Elena Konstantinov 2010 2007 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2011 - Master of Finance with Distinction - Masters Degree (AQF 9) - RMIT ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Emeraan Dhanshe 2006 1999 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - GWM Adviser Services t/as Advice Education ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Emily Onglingchuan 1998 1992 - Bachelor of Science in Accountancy - Bachelor Degree (AQF 7) - De La Salle University, Phillipines ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Emmanuel Andreopoulos 2000 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy
 Evta Krina 2018 2000 - Master of Business Administration (MBA) - Masters Degree (AQF 9) - Monash University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Gargi Thakkar 2018 2009 - Master of Commerce (Professional Accounting) - - University of Ballarat ~ 2018 - Diploma of Financial Planning - - Mentor Education
 Garry Oganesian 2012 2007 - Bachelor of Commerce - - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Geoff Kaye 2002 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Geoffrey Mutton 1999 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Gillian Dowell 2002 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Gordon Wallace 2017 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC Advice Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Graduate Certificate in Management - Graduate Certificate (AQF 8) - Australian Institute of Management
 Gregory James Weeks 2013 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Honours Degree (AQF 8) - University of Wollongong ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Hak Fei Vivian Chau 2011 2001 - Bachelor of Commerce - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2012 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education
 Hebatalla Sohail Saad Moustafa Salama 2018 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - University of Wollongong ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Ibrahim Ibrahim 2007 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jack Dimovski 2023 2017 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Jake Smith 2012 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW ~ 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 James Kevin Broad 2004 2003 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - The University of New England ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education
 Janet Anne Heron 1998 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Janine Varughese 1996 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jason Paul Gay 2006 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Newcastle ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Jessica Anne Tarabay 2018 2013 - Bachelor of Business and Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Jia Tang 2010 2006 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of New South Wales ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 John Buchhorn 2007 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - NSW Institute of Technology ~ 1992 - CPA Program - Graduate Diploma (AQF 8) - Certified Practicing Accountants (CPA) Australia ~ 2002 - Graduate Diploma of Applied Science (Information Technology) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Joseph Napoli 2011 2011 - Bachelor of Business & Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Justine Margaret Mcglynn 2018 1994 - Certificate in Financial Markets - Advanced Diploma (AQF 6) - The Securities Institute of Australia ~ 1999 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology
 Kane Jiang 2013 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Kenneth Young 2014 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Trainee Management Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Kevin Phoa 2002 2001 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Kieran Nikitaras 2018 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional
 Kirk William Alpen 2018 2016 - Bachelor of Commerce (Finance and Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong
 Kristy Lee Sullivan 2010 2008 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Lee-anne Maree Whitson 2015 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Leslie Bruce Tate 2016 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Luke Bailey 2010 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Master Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Luke Cooper 2008 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Luke Kermond 2011 2012 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University
 Luke Maxwell Felsch 2009 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Marcus Christopher Gridley 2004 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics + Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Mark Irvine 2014 2013 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology
 Matthew Bell 2016 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Matthew James Barsby 2004 2003 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - Deakin University
 Michael John Faehndrich 2005 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Michelle Yang 2007 2002 - Master of Business Administration (Finance and Funds Management) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2003 - Master of Business Administration in Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - PS146 Training Australia ~ 2018 - Certified Financial Planner - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Mohammed Javed Wasef 2014 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Bachelor of Economics (Econometrics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University
 Nicholas Gordon 2014 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Eduation ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Nick Goel 2016 2010 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Swinburne University ~ 2010 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education
 Nigel John Butement 2012 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia/Mentor Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - PS146 Training Australia/Mentor Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Nigel Ruge 2010 1998 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Nikoleta Laketa 2023 2007 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Pankaj Kumar 2006 1995 - Bachelor of Commerce (Honours) - - University of Delhi, India ~ 2000 - Master of Business Administration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Paul Alexander Theodore 2016 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Peter Alexander James Trenchard 2007 1995 - Bachelor of Social Science - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Diploma of Financial Services - - Tribeca
 Peter Hogg 2007 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning ~ 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England
 Remona Naife Catherine Issa 2018 2017 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong
 Richard Edmund Whelan 2021 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Richard Kim 2018 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Robert Catherall 2008 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA)
 Rowan Healey 2011 2003 - Bachelor of Health Science - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Graduate Diploma of Education (Secondary) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education
 Samuel Wallace Anderton 2018 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Sanober Balsara 2000 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Shannon Crilly 2015 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Sheryl Paras Agustin 2011 1994 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of the Phillipines ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Shweta Khemani 2008 1999 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - University of Delhi ~ 2000 - Post Graduate Diploma of Business Management ( PGDBM) - - FORE School of Management ~ 2011 - Advanced Diploma of Financial Services (Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Snigdhadeb Basak 2016 2003 - Bachelor of Commerce - - University of Calcutta ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Sonali Shah 2012 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai (India) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Stephen Mavros 2004 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Steven Schweikert 2014 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University
 Thi Louise VO 2018 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
 Thomas David Beecheno 2023 2016 - LAW 101 Law, Business and Society - Other - University of Wollongong ~ 2017 - ACCY228 Taxation for Financial Planners - Other - University of Wollongong ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Thomas Michael Delaney 2015 2015 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Thomas Noad 2015 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Toby Sinclair 2001 2000 - Bachelor of Arts (Communication Studies) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA)
 Todd Glenn Lloyd 2000 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional
 Tom Muir 1990 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 1996 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Tony Coates 1995 1989 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning - Professional Designations - FPA/Deakin University
 Trevor Bentley Susman 1999 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia Ltd ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business ~ 2018 - Certifed Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Troy Peter Ottens 2016 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2018 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Yazhuo Wang 2018 2011 - Bachelor of Commerce - - The University of Melbourne ~ 2014 - Diploma of Financial Planning - - Mentor Education ~ 2014 - Master of Finance - - The University of Melbourne ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional