This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
own managed investment scheme only; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
financial assets;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew Csordas | 2010 | 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planner Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Andrew James Beer | 2018 | 2004 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
Anisha Natalie Urudra | 2014 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Anthony Oppedisano | 2001 | 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Anthony Ristevski | 2023 | 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Anton Joseph Clasquin | 0 | 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Belinda Lynch | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Bowen Tang | 2018 | 2010 - Bachelor of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Bradley Robert Mcnaught | 2003 | 2000 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planner Association (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Cain Laoumtzis | 2006 | 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Caitlin Marie Telford | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
Cameron Stewart | 1992 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Chao LI | 2018 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2014 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Chelsea Ann Peard | 2006 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Chris Liando | 2011 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
Chrisanthy Kamaras | 2009 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Christian Lotter | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Christopher Goutziotis | 2018 | 1999 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Christopher Murray Suters | 2015 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Corrina Dunne | 1997 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Daniel James Robertson | 2007 | 2001 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Darren Pryor | 2005 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
David Barton | 2010 | 1999 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
David Christopher Murphy | 2018 | 2016 - Bachelor of Accounting/ Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University |
David Graham Bamforth | 2004 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
David Gray | 2011 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
David Ladeira | 2009 | 2004 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2013 - Certified Financial Planner (FPA) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Deanne Lesley Poort | 2011 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Dinith Gaveshana Basnayake | 2023 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
Dion Miller | 2000 | 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Dominique Louise Jackson-hope | 2018 | 2017 - Bachelor of International Business - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
Ekta Ashokkumar Lalwani | 2018 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Gujarat University, India ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Profesional |
Elizabeth Eva Blackley | 2024 | 2017 - Bachelor of Finance (Banking) - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Emeraan Dhanshe | 2006 | 1999 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - GWM Adviser Services t/as Advice Education ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Emily Onglingchuan | 1998 | 1992 - Bachelor of Science in Accountancy - Bachelor Degree (AQF 7) - De La Salle University, Phillipines ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Emmanuel Andreopoulos | 2000 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy |
Gargi Thakkar | 2018 | 2009 - Master of Commerce (Professional Accounting) - - University of Ballarat ~ 2018 - Diploma of Financial Planning - - Mentor Education |
Garry Oganesian | 2012 | 2007 - Bachelor of Commerce - - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Geoff Kaye | 2002 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Geoffrey Mutton | 1999 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Gillian Dowell | 2002 | 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Gregory James Weeks | 2013 | 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Honours Degree (AQF 8) - University of Wollongong ~ 2017 - Certifed Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Hak Fei Vivian Chau | 2011 | 2001 - Bachelor of Commerce - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2012 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |
Hebatalla Sohail Saad Moustafa Salama | 2018 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - University of Wollongong ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Ibrahim Ibrahim | 2007 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Jack Dimovski | 2023 | 2017 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Jake Smith | 2012 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW ~ 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
James Kevin Broad | 2004 | 2003 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - The University of New England ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |
James Kristofer Svedic | 0 | 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
Janet Anne Heron | 1998 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
Janine Varughese | 1996 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Jason Paul Gay | 2006 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - University of Newcastle ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Jessica Anne Tarabay | 2018 | 2013 - Bachelor of Business and Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
Jia Tang | 2010 | 2006 - Master of Commerce (Finance) - Masters Degree (AQF 9) - University of New South Wales ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Jody-marie Doherty | 2023 | 2011 - Bachelor of Psychology - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Master of Commerce in Finance - Masters Degree (AQF 9) - The University of New South Wales ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University |
John Buchhorn | 2007 | 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - NSW Institute of Technology ~ 1992 - CPA Program - Professional Designations - Certified Practicing Accountants (CPA) Australia ~ 2002 - Graduate Diploma of Applied Science (Information Technology) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Joseph Napoli | 2011 | 2011 - Bachelor of Business & Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Justine Margaret Mcglynn | 2018 | 1994 - Certificate in Financial Markets - Advanced Diploma (AQF 6) - The Securities Institute of Australia ~ 1999 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Kane Jiang | 2013 | 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Kenneth Young | 2014 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Trainee Management Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Kevin Phoa | 2002 | 2001 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Kieran Nikitaras | 2018 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
Kirk William Alpen | 2018 | 2016 - Bachelor of Commerce (Finance and Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong |
Kristy Lee Sullivan | 2010 | 2008 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Lee-anne Maree Whitson | 2015 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Leslie Bruce Tate | 2016 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Luke Bailey | 2010 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Master Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Luke Cooper | 2008 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Luke Kermond | 2011 | 2012 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University |
Luke Maxwell Felsch | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Marcus Christopher Gridley | 2004 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Mark Irvine | 2014 | 2013 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Matthew Bell | 2016 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Matthew James Barsby | 2004 | 2003 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - Deakin University |
Michael John Faehndrich | 2005 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Michelle Yang | 2007 | 2002 - Master of Business Administration (Finance and Funds Management) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2003 - Master of Business Administration in Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - PS146 Training Australia ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Mohammed Javed Wasef | 2014 | 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Bachelor of Economics (Econometrics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
Navjyot Deol | 2018 | 2011 - Master of Information Technology - - Charles Sturt University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Nicholas Gordon | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Eduation ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
Nick Goel | 2016 | 2010 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Swinburne University ~ 2010 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education |
Nigel John Butement | 2012 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia/Mentor Education ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - PS146 Training Australia/Mentor Education ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Nigel Ruge | 2010 | 1998 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Nikoleta Laketa | 2023 | 2007 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
Pankaj Kumar | 2006 | 1995 - Bachelor of Commerce (Honours) - - University of Delhi, India ~ 2000 - Master of Business Administration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Paul Alexander Theodore | 2016 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Peter Alexander James Trenchard | 2007 | 1995 - Bachelor of Social Science - - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Diploma of Financial Services - - Tribeca ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Peter Hogg | 2007 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning ~ 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England |
Remona Naife Catherine Issa | 2018 | 2017 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
Richard Edmund Whelan | 2021 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
Rowan Healey | 2011 | 2003 - Bachelor of Health Science - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Graduate Diploma of Education (Secondary) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Samuel Wallace Anderton | 2018 | 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Sanober Balsara | 2000 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Shannon Crilly | 2015 | 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Sheryl Paras Agustin | 2011 | 1994 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of the Phillipines ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Shweta Khemani | 2008 | 1999 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - University of Delhi ~ 2000 - Post Graduate Diploma of Business Management ( PGDBM) - - FORE School of Management ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
Snigdhadeb Basak | 2016 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Calcutta ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Sonali Shah | 2012 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai (India) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diplopma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Stephen Mavros | 2004 | 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Steven Schweikert | 2014 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University |
Thi Louise VO | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
Thomas David Beecheno | 2023 | 2016 - LAW101 Law, Business and Society - Other - University of Wollongong ~ 2017 - ACCY228 Taxation for Financial Planners - Other - University of Wollongong ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Thomas Michael Delaney | 2015 | 2015 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Thomas Noad | 2015 | 2013 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - University of Canberra ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Toby Sinclair | 2001 | 2000 - Bachelor of Arts (Communication Studies) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Todd Glenn Lloyd | 2000 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University |
Tom Muir | 1990 | 1993 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 1996 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Tony Coates | 1995 | 1989 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning - Professional Designations - FPA/Deakin University |
Trevor Bentley Susman | 1999 | 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia Ltd ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University/FPA ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business ~ 2018 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
Troy Peter Ottens | 2016 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2018 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
Yazhuo Wang | 2018 | 2011 - Bachelor of Commerce - - The University of Melbourne ~ 2014 - Diploma of Financial Planning - - Mentor Education ~ 2014 - Master of Finance - - The University of Melbourne ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |