This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
the investor directed portfolio service known as "The Avanteos Wrap Account Service";
the investor directed portfolio service known as "Symetry Delegate"; and
the investor directed portfolio service known as "The Omniport Wrap Service"; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
the investor directed portfolio service known as "The Avanteos Wrap Account Service";
the investor directed portfolio service known as "Symetry Delegate";
the investor directed portfolio service known as "The Omniport Wrap Service"; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
the investor directed portfolio service known as "The Avanteos Wrap Account Service";
the investor directed portfolio service known as "Symetry Delegate"; and
the investor directed portfolio service known as "The Omniport Wrap Service";
securities; and
superannuation;
provide the following custodial or depository services:
operate the investor directed portfolio service known as "The Avanteos Wrap Account Service" (the IDPS);
operate the investor directed portfolio service known as "Symetry Delegate" (the IDPS);
operate the investor directed portfolio service known as "The Omniport Wrap Service" (the IDPS); and
operate custodial or depository services other than investor directed portfolio services; and
provide a superannuation trustee service
to retail and wholesale clients.
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