Avana Financial Solutions Pty ltd

AFS License Number
516325
Name
Avana Financial Solutions Pty ltd
ABN/ACN/ARBN
67631329078
Licensee issued
Nov. 7, 2019
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Ben Lomsargis 2005 Diploma of Financial Services - Securities Institute ~ Industry Standard Education - RG146 specialist knowledge - Kaplan Professional
 Amanda Marie Devlin 2008 Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 Self-managed Superannuation Funds - Financial Education Professionals
 Anthony Wolfenden 2016 Advanced Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Borislav Barna 2010 Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Degree of MBA (Finance & Accounting - University of Liverpool ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Adviser (SSA) - SMSF Association
 Christopher Leishman 2003 Certified Financial Planner - FPA/Deakin University ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan ~ Specialist SMSF Course - Cavendish/University of Adelaide
 Dean Andrew Baguley 2001 Diploma Financial Advising - Securities Institute ~ Investment Planning 1 - Tribeca ~ RG146 Margin Lending - MLC ThreeSixty
 Hong Kin Timothy Leung 2018 BAS Agent Registration Skill Set - Open College ~ Bachelor of Business (Accounting & Finance) - University of Technology Sydney ~ Graduate Diploma of Applied Tax Law - The Tax Institute ~ IPA Program Stage 1 - Institute of Public Accountants ~ RG146- Super, SMSF & Deposit Products Package - Financial Education Professionals
 Marc Schneider 2010 Bachelor of Business - Southern Cross University ~ Graduate Diploma of Financial Planning - Finsia ~ Self Managed Superannuation Funds - Kaplan
 Marigold Juli Botton 2014 Bachelor of Business - University of Technology Sydney (UTS) ~ Graduate Diploma in Financial Planning - KAPLAN PROFESSIONAL
 Michael William Sheridan 1991 Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association ~ SMSF RG146 Certification - SMSF Strategies
 Patrick Michael Dodds 2018 Advanced Diploma of Financial Services - Monarch Institute ~ Diploma Financial Services - Monarch Institute ~ Self Managed Superannuation Funds - Kaplan Professional
 Peter James Dugan 2003 Diploma of Financial Planning - Deakin University ~ Master of Business and Commerce - University of Western Sydney ~ SMSF Specialisation - Tribeca
 Philip John Pote 2000 Diploma of Financial Planning - Deakin University ~ SMSF Specialist Accreditation - Kaplan
 Ruchir Gulati 2017 Bachelor of Commerce - Kurukshetra University ~ Diploma of Financial Planning FNS50615 - Mentor Education ~ Master of Business - Victoria University
 Scott James Thornton 2005 Certified Financial Planner Program - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University
 Simon Anthony Liddle 2001 ASX Listed Products Accreditation Course - Savings Factory & ASX ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending 928S - Kaplan ~ SMSF Adviser Education Program - Financial Essentials
 Steven James Costall 2000 Certified Financial Planner - FPA ~ Fellow Charter Financial Practitioner - Mentor Educational Group ~ Securities - FPA ~ Self Managed Super Fund Course - Tribeca