This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Angelo Maglieri | 2000 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ FASEA Exam - FASEA |
Craig Fenton | 1991 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ FASEA Financial Adviser Exam - FASEA |
Daniel Frank Gready | 1994 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Dwayne Hameister | 2003 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Exam Standard 921B - FASEA ~ RG146 Margin Lending - GWM Adviser Services |
Gregory Charles Schmidt | 2003 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Bachelor of Business - University of Queensland ~ RG146 Margin Lending - MLC ThreeSixty |
Shane Michael Arnold | 2008 | Diploma of Financial Services (Financial Planning) - FINSIA ~ FASEA - FASEA |