This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alicia Stephanie Vengust | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Environmental Engineering - University of Melbourne ~ Diploma of Financial Planning - Kaplan ~ Graduate of Diploma of Financial Planning - Kaplan |
| Alistair Lindsey Bett | 2000 | Bachelor of Business - Monash University ~ DFP - Deakin University |
| Calvin Say Ming Nee | 2015 | Bachelor of Business - RMIT ~ Grad Dip Applied Financial Planning - Kaplan |
| Dermot Edward Reiter | 2015 | Bachelor of Commerce - Swinburne University of Technology |
| Gregory Patrick Keady | 1996 | Bachelor of Commerce - Deakin University ~ CFP - FPA ~ DFP - Deakin University ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Jeff Sinclair Wain | 1999 | Bachelor of Economics - Monash University ~ CFP - FPA ~ Graduate Diploma Advanced Financial Planning - CPA/SIA ~ Graduate Diploma Taxation - Monash University ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Rebecca Sze-mun Tai | 2013 | Bachelor of Business (Financial Planning) - RMIT |