This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alistair Lindsey Bett | 2000 | 1995 - Bachelor of Business - - Monash University ~ 1995 - DFP - - Deakin University |
| Calvin Say Ming Nee | 2015 | 2011 - Bachelor of Business - - RMIT ~ 2013 - Grad Dip Applied Financial Planning - - Kaplan |
| Daniel Anevski | 2018 | 2009 - Bacheler of Commerce (Finance and Marketing) - - University of Melbourne ~ 2009 - Bachelor of Engineering (Hons.) - - University of Melbourne ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2017 - Certified Financial Planner - Professional Designations - FAAA |
| Gregory Patrick Keady | 1996 | 1995 - Bachelor of Commerce - - Deakin University ~ 1999 - DFP - - Deakin University ~ 2004 - CFP - - FPA ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |
| Jeff Sinclair Wain | 1999 | 1982 - Bachelor of Economics - - Monash University ~ 1988 - Graduate Diploma Taxation - - Monash University ~ 1998 - Graduate Diploma Advanced Financial Planning - - CPA/SIA ~ 2000 - CFP - - FPA ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |