This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products; and
life risk insurance products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products; and
life risk insurance products;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chris Wlodarczyk | 2012 | 2006 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Daniel Musumeci | 2004 | 1998 - Advanced Diploma of Accounting - - TAFE ~ 2007 - Advanced Diploma Financial Services - - TAFE ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Philip Hatherly | 2008 | 2008 - RG146 - - KAPLAN ~ 2010 - Diploma of Financial Services - - KAPLAN ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Robert Bruce Vitnell | 2006 | 2002 - Bachelor of Commerce - - University of Newcastle ~ 2006 - Diploma of Financial Services - - Tribeca |
| Sam Leon Jack Brennan | 2018 | 2016 - B. Business (International Business, Management) - - University of Newcastle ~ 2016 - B. Commerce (Finance) - - University of Newcastle ~ 2018 - Diploma of Financial Planning - - Mentor Education |