This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
securities;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gabriel Fernandes | 2001 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University / FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professsional |
| Jackson Tidswell | 2018 | 2017 - Bachelor of Commerce (Economics) - - University of Wollongong ~ 2018 - RG 146 Course - - Terra Cordis ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leith Anthony Thomas | 2005 | 2006 - Bachelor of Commerce (Major Accounting and Applied Finance (Financial Planning), Minor: Business Law - - University of Wollongong ~ 2006 - Bachelor of Commerce (Major: Accounting and Applied Finance (Financial Planning), Minor: Bus Law) - - University of Wollongong ~ 2010 - SMSF Association SMSF Specialist Advisoer - - SMSF Association ~ 2010 - SMSF Association Specialist Adviser - - SMSF Association ~ 2012 - Registered Tax Agent - - Not Applicable ~ 2013 - Masters in Applied Finance. Major Investment Management - - Kaplan Professional ~ 2013 - Masters of Applied Finance (Major: Investment Management) - - Kaplan Professional ~ 2014 - Registered Tax Agent - - Not applicable |