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Australian Financial Directions Pty ltd

AFS License Number
344971
Name
Australian Financial Directions Pty ltd
ABN/ACN/ARBN
14135004947
Licensee issued
May 5, 2010
Address
East Perth, 6004, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Anthony Malcolm Cordi2006Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - PS146 Training Australia ~ Estate Planning - RG146 Training Australia ~ Taxation Planning (ADFS1) - RG146 Training Australia
 John Claessen1995ALPA - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities institute Education ~ Graduate Diploma in Business - Curtin University of Technology ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Kenneth Edward Miliauskas1983RG146 Life Insurance - Aust Institute of Management ~ RG146 Superannuation - Aust Institute of Management
 Kerry Louise Franklin2000Diploma of Financial Services ( Finance / Mortgage Broking Management) - VRQA ~ Margin Lending and Geared Investments - Kaplan ~ Risk Management and Insurance Planning - FPA ~ Superannuation and Retirement Planning - Integratec
 Michael James Wegener2012Bachelor Of Business - University of South Australia ~ Diploma in Financial Planning - Kaplan ~ Self-Managed Supoerannuation Course - Kaplan
 Michael O'hara1982ALPA - Kaplan ~ Certified Financial Planner - FPA ~ Diploma Financial Planning (DFP1-DFP8) - FPA ~ Margin Lending and Geared Investments accreditation - Kaplan
 Rahul Goel2013Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute
 Simon Jeffrey Tomkinson1996CFP - FPA ~ DFP 1-8 - FPA ~ Margin Lending and Geared Investments - Kaplan