This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Belinda Lee Veriton | 2017 | 1998 - Bachelor of Science in Engineering - Bachelor Degree (AQF 7) - University of Natal ~ 2003 - Doctor of Philosophy in the Faculty of Engineering - Doctoral Degree (AQF 10) - University of Natal ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Bradley Jason Wall | 1998 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 1999 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2004 - Certificate in Applied Self Managed Super Fund Advice - Other - Tower Trust ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Workshop - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Brooke Riewoldt | 2021 | 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education Pty Limited |
| Courtneay Smith | 2000 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2001 - CFPB The Process of Financial Planning (CFP Professional Education Program) - Other - Financial Planning Association of Australia Limited ~ 2001 - Certified Practicing Accountants Australia Program - Professional Designations - CPA Australia Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Darko Zigic | 2006 | 2006 - Diploma of Financial Services - Diploma (AQF 5) - TAFE Qld ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jack Sweeting | 2025 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Joshua Luke Nixon | 2018 | 2018 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - FPE016 Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Marc Brandon Venter | 2002 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Certificate in Applied Self Managed Super Fund Advice - Other - Tower Trust ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Limited ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Workshop - Other - Kaplan Professional ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Nicola Bernessa Baxter | 2016 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Higher Education Pty Limited |
| Troy Anthony Theobald | 1997 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2000 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia Limited ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2007 - SMSF Specialist Pathway Program - Other - Tribeca Learning (Aust) Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |