This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amber Jing Jing Lin | 2018 | 2008 - Bachelor of Economics - - Western Sydney University ~ 2012 - Diploma of Financial Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial PLanning - Bridging Course - Ethics - Kaplan |
| Anthony Michael Mirandilla | 2007 | 2009 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Certificate Four in Financial Services (Finance/Mortgage Broking) - - The National Finance Institute ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ashleigh Victoria Steeles | 2022 | 2019 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Belinda Jane Marley-wallace | 2009 | 2005 - Bachelor of Business Administration (Int'l Management) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2014 - Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2022 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Belinda Lee Veriton | 2017 | 1998 - Bachelor of Science in Engineering - - University of Natal ~ 2003 - Doctor of Philosophy in the Faculty of Engineering - - University of Natal ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionals |
| Bradley Jason Wall | 1998 | 1993 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2004 - Self Managed Super Fund Course - - Tower ~ 2008 - ASX Securities - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brooke Riewoldt | 2021 | 2018 - Bachelor Of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Professional Designations - Kaplan Professional |
| Courtneay Smith | 2000 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2001 - Certified Financial Planner Program CFP B - Bridging Course - Regulation & Legal Obligations - FPA ~ 2001 - Certified Practising Accountant Program - Bachelor Degree (AQF 7) - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Darko Zigic | 2006 | 2006 - Diploma of Financial Services (FP) - - TAFE QLD ~ 2015 - Graduate Diploma of Financial Planning - - Kaplan ~ 2016 - Master of Financial Planning - - Kaplan ~ 2017 - Self Managed Superannuation Fund - - Kaplan |
| Hugh Stafford Robertson | 2004 | 2003 - Bachelor of International Finance (Accointing) - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Master of Business Administration - Masters Degree (AQF 9) - Griffith University ~ 2023 - Certified Investment Management Analyst - Professional Designations - Investments & Wealth Institute |
| Hung Phi Nguyen | 2017 | 2015 - Bachelor of Commerce - Financial Planning - - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Margin Lending - Professional Designations - Kaplan |
| Jasmyn Lorraine Stekovic | 2024 | 2018 - Bachelor of Business and Commerce (Property) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Higher Education ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Jeffrey Mark Thurecht | 1997 | 1996 - Bachelor of Information Technology - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2001 - Diploma of Financial Planning - - FPA ~ 2004 - Certified Financial Planner - Professional Designations - FPA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustees ~ 2020 - Ethics and Professionalism in Planning Advice - Bridging Course - Ethics - Kaplan Professional |
| Joshua Luke Nixon | 2018 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Marc Brandon Venter | 2002 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2004 - Self Managed Super Fund Course - - Tower ~ 2009 - ASX Securities - - Kaplan ~ 2013 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Marshall Brentnall | 2001 | 1996 - Bachelor of Business - - University of Technology Sydney ~ 2001 - Diploma of Financial Planning - - FPA ~ 2002 - Certified Financial Planner - - FPA ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Self Managed Super Fund Course - - Kaplan |
| Melody Edwards | 2009 | 2010 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - ASX Securities - - Kaplan ~ 2014 - Self Managed Super Fund Course - - Kaplan ~ 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mia Cherie Trott | 2014 | 2012 - Advanced Diploma of Financial Services (FP) - - Pinnacle ~ 2013 - Self Managed Super Fund Course - - Pinnacle ~ 2014 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nicholas Georgopoulos | 2016 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Nicola Bernessa Baxter | 2016 | 2013 - Bachelor Of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - SMSF Regulation and Taxation - Professional Designations - Kaplan Professional |
| Paul Luu | 2005 | 2004 - Bachelor of Applied Finance (Degree in Bachelor of Commerce - Actuarial Studies) - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Self Managed Superannuation Funds - Professional Designations - Kaplan ~ 2009 - Taxation Planning - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan |
| Troy Anthony Theobald | 1997 | 1997 - Bachelor of Business - - Griffith University ~ 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2007 - SMSF Specialist Pathway Program - - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professionals ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professionals |
| Virginia Ciara Schreiber | 2023 | 2020 - Bachelor of Applied Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |