This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ari Ben Moses | 2015 | Bachelor of Business Administration - Ritsumeikan Asia Pacific University ~ Diploma of Financial Planning - Pinnacle ~ Tax for Financial Advising - Kalan |
| Blake Alexander Paul Sloane | 2015 | Bachelor of Business & Commerce (Applied Finance) - University of Western Sydney ~ Diploma of Finnacial Planning - Pinnacle ~ SMSF Accreditation - Pinnacle Financial Services Academy |
| Dane Maistry | 2015 | Bachelor of Financial Advising - University of Western Sydney ~ Bachelor of Financial Advising - University of Western Sydney |
| Jamie Jenasi | 2014 | Diploma of Financial Planning - International Institute of Technology ~ Self Managed Superannuation Funds - International Institute of Technology |
| Lancelot Craig Smith | 1989 | Master of Commerce (Financial Planning) - The University of Western Sydney ~ Professional Certificate in Self-Managed Superannuation Funds - The University of Adelaide ~ SMSF Specialisation Advisor - #5308 - SPAA - SMFS Professional's Association of Australia |
| Manpreet Banga | 2018 | Bachelor of Business and Commerce (Applied Finance) - University of Western Sydney ~ Bachelor of Laws - University of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional |
| Martin Jandera | 2000 | Certified Financial Planner Program - Financial Planning Association of Australia ~ Diploma Financial Planning - Financial Planning Association of Australia ~ Estate Planning - UTS Faculty of Law ~ SMSF Association Specialist Accreditation Program - SPAA |
| Martin William Reyment | 2006 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Peter John Walsh | 2010 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Troy Daniel Mahoney | 2014 | Bachelor Commerce - The University of Newcastle ~ Bachelor Commerce - The University of Newcastle ~ Diploma of Fiancial Services (Financial Planning) - Tribeca ~ Diploma of Fiancial Services (Financial Planning) - Tribeca |
| Zhi Cheng Huang | 2012 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Monash University ~ Diploma Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending - Pinnacle Financial Services Academy |