Australia And New Zealand Banking Group Limited
- AFS License Number
- 234527
- Name
- Australia And New Zealand Banking Group Limited
- ABN/ACN/ARBN
- 11005357522
- Licensee issued
- Oct. 1, 2003
- Address
- Docklands, 3008, VIC
Licence conditions
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate the investor directed portfolio service known as "ANZ Private Portfolio (BT Wrap)" (the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Location
Advisers
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Sferruzzi | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Adam Williams | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Adib Mansoori | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Adil Roshanali Valani | 2014 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Aiyuty Soetanto | 1998 | Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Master of Accounting - Curtin University ~ Postgraduate Diploma in Business - Curtin University |
| Alan Chung | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance, Financial Accounting, Asian Business) - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Aleksander Grujicic | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Banking and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Alex Moffat | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Alexander Sapcas | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Actuarial Studies and Finance) - University of New South Wales ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew Charles Splatt | 2010 | Bachelor of Commerce (Finance, Sport Management, Financial Planning) - Deakin University ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin lending - Pinnacle Financial Services Academy ~ Self Managed Super Funds - Kaplan Professional |
| Andrew Krelle | 2009 | Advanced Diploma of Financial Services - Mentor ~ Diploma of financial services - Mentor |
| Andrew Mitchell | 2010 | Bachelor of Business (Accounting) - Victoria College ~ CA - CA ~ RG146 - AFMA |
| Angelique Poulakas | 2006 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan |
| Anita Louie | 2001 | Diploma of Financial Planning - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Charles Sturt University (CSU) |
| Anita Vallelonga | 2018 | Bachelor of Business - UTS ~ Bachelor of Computing - UTS ~ Diploma Financial Planning - Mentor |
| Annastasia Wells | 2018 | Bachelor of Commerce (Finance) - Griffith University ~ Certified Financial Planner - FPA ~ Chartered Financial Analyst - CFA Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Anthony Zaita | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ FPE016 Self Managed Superannuation Funds - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Astrid Katharina Lynch | 2011 | Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Bradley Herbert | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast |
| Brennan Mitchell | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Brenton Ritchie | 2003 | Bachelor of Business Double Major in Marketing and Management - Edith Cowan University ~ Diploma Financial Services (Financial Planning) - AMP Financial Services Academy ~ Investment Planning 1 - Tribeca |
| Brett Andrew Sparrow | 2018 | Bachelor of Commerce - University of Melbourne ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional |
| Cassidy Hayes | 2016 | Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPE016 Self Managed Superannuation Funds - Kaplan Professional ~ Margin Lending Specialist - Kaplan Professional |
| Charles Hoffmann | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Financve) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Chi Kay David Chia | 2006 | Bachelor of Arts - University of Melbourne ~ Diploma of Financial Services - Pinnacle ~ Master of Applied Finance - Monash University |
| Damon Monopoli | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Accounting - Monash University |
| Daniel Mitchell | 2017 | Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Graduate Certificate in Management - University of NSW ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Daniel Partridge | 2006 | Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Limited ~ Margin Lending and Geared Investments - Kaplan Professional ~ Maters in Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Superannuation and Planning - FINSIA |
| Danny Tortul | 1997 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Darren Wilkins | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| David John Coxon | 1995 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Entry Level Competencies, Investment Planning 1 and Risk Management - IntegraTec ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| David Lipari | 2005 | Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) |
| David Phillip Yeomans | 2001 | Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Duncan James Forbes | 2011 | Bachelor of Business - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Eleanor Jacobson | 2007 | Cavindish and ICFS Specialist SMSF Course - University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance & Investments - Financial Services Institute of Australia (FINSIA) |
| Elise Hart | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Emma Claire Hickling | 2014 | Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| George Skinner | 2007 | D-CyphaTrade Carbon Trading Simulation Training - ASX Energy ~ NEMMCO Network and FCAS Constraints Training - Australian Energy Market Operator ~ RG146 Accreditation - AFMA ~ Responsible Manager Program for Carbon Markets Compliance - Certainty Compliance |
| Gerard Patrick Homan | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Industrial Design - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Hayden John Boswell | 2005 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Henriette Falkenberg | 2016 | Bachelor of Business and Commerce (Hospitality Management) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Western Sydney ~ Masters of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jade Tan | 2005 | Bachelor of Business (Finance & Information Technology) - University of Technology Sydney ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Life Risk Specialist - FPA |
| James Edward Dunlop | 2000 | Graduate Diploma in Financial Planning - FINSIA ~ Post Grad Diploma Financial Planning - FINSIA |
| James Ross Falconer | 2006 | ANZ Self Managed Super Funds - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Jason Joseph Turner | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance (Finance) - La Trobe University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services - RMIT ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jie Lin | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of New South Wales ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jie Zhu | 2010 | Advanced Diploma of Financial Planning - Kaplan Profesional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Profesional ~ Margin lending - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Fund - Kaplan Professional |
| Joanne May Stenzel | 1999 | Certificate IV Finance and Mortgage Broking FNS40811 - AAMC Training Group ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Knowledge and Skills - Kaplan Professional Education |
| Joel Fuller | 2005 | ASX Accredited Listed Products (ALPA) Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jonathan Schafer | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce/Bachelor of Economics - University of New Castle ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Joseph Edward Stanley | 2018 | Bachelor of Commerce (Economics) - University of Canterbury ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Justin Neil Walch | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Bachelor of Laws - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Kelly Jade King | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPE016 Self Managed Superannuation Funds - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Kevin Grant Smith | 2013 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Management and Economics) - University of Kwazulu Natal, South Africa ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy |
| Kostas Mavrikios | 2010 | Bachelor of Business (Financial Management) - La Trobe University ~ Certified Financial Planner - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kyle Vause | 2014 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Laura Ritchie | 2012 | Bachelor of Mathematics and Finance - University of Wollongong ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Liana Joyce Cauchi | 2001 | Bachelor of Commerce - Newcastle University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Ling Erin YI | 2012 | Bachelor of Commerce (Accounting) - Griffith University ~ Master of Commerce (Financial Planning) - Griffith University |
| Ljubica Kierno | 2009 | Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Advising - Securities Institute of Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast |
| Louisa Jane Merry | 2016 | Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Major in Financial Planning) - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Maria Louise Doyle | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Mark Andrew Powell | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance)/Bachelor of Laws - Queensland Univeristy of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Mark O'donnell | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Mark Williams | 1997 | Diploma of Financial Planning - Financial Planning Association Of Australia ~ Margin Lending - Finance Education Professionals ~ Self Managed Superannuation Funds - Finance Education Professionals |
| Matthew Kang | 2008 | Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ CPA Program - CPA Australia Ltd ~ DFS Module 2 - Risk Management and Insurance Planning - Advice Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Meher Chatterjee | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - University of Calcutta, India ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Murray Andrew Harvey | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Nhu Minh Nguyen | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Vietnam National University, Ho Chi Minh City ~ Diploma of Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Accounting and Finance) - University of Technology Sydney (UTS) |
| Osman Azimi | 2014 | Commercial Banking & Finance (subject from B.Business - Banking & Finance) - Victoria University ~ Economic Principles (subject from B.Business - Banking & Finance) - Victoria University ~ Financial Institutions & Monetary Theory (subject from B. Business - Banking & Finance) - Victoria University ~ Investment & Portfolio Management (subject from B.Business - Banking & Finance) - Victoria University ~ Personal Financial Planning (subject from B. Business - Banking & Finance) - Victoria University |
| Paul White | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Business Administration - Australian Institute of Business |
| Pei Hua Lin | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - Deakin University ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Pierre Sowerby | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Management Science) - University of Stellenbosch ~ Bachelor of Philosophy (Maritime Studies) - University of Stellenbosch ~ Diploma of Financial Planning - Integrity Education Group |
| Rebecca Leanne Hurford | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Rick James Mereszko | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional |
| Rita Leong | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Arts - University of Manitoba |
| Sammy Gitonga | 2018 | Graduate Diploma Applied Finance - Finsia |
| Scott Cameron Lewis | 1999 | Bachelor of Business Degree - University of Technology Sydney (UTS) |
| Scott Riddell | 2013 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Shane Crichton | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Stephen William Donald | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Suvecha Sharma | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Tania Hudson | 1999 | Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Timothy Reginald Gerald Avery | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Tommy Chuan Eng Koh | 2000 | Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional |
| Tony Linstrom | 2002 | Advanced Self Managed Superannuation Funds - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| William Rennie | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Zac Ayoubi | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Zoe Louise Morris | 2017 | Advanced Diploma of Financial planning - Kaplan Professional ~ Bachelor of Business (International Business) - RMIT University ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |