This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate the investor directed portfolio service known as "ANZ Private Portfolio (BT Wrap)" (the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Castle | 2006 | Bachelor of Business (Finance) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Securities Insitute of Australia ~ RG146 - AFMA |
| Adam Sferruzzi | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Adam Williams | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Adib Adely | 2008 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Commerce - University of Melbourne ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Financial Adviser Course - FASEA |
| Adib Mansoori | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Adil Roshanali Valani | 2014 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Aiyuty Soetanto | 1998 | Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Master of Accounting - Curtin University ~ Postgraduate Diploma in Business - Curtin University |
| Alan Chung | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance, Financial Accounting, Asian Business) - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Aleksander Grujicic | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Banking and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Alex Moffat | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Alexander Sapcas | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Actuarial Studies and Finance) - University of New South Wales ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew Charles Splatt | 2010 | Bachelor of Commerce (Finance, Sport Management, Financial Planning) - Deakin University ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin lending - Pinnacle Financial Services Academy ~ Self Managed Super Funds - Kaplan Professional |
| Andrew Krelle | 2009 | Advanced Diploma of Financial Services - Mentor ~ Diploma of financial services - Mentor |
| Andrew Mitchell | 2010 | Bachelor of Business (Accounting) - Victoria College ~ CA - CA ~ RG146 - AFMA |
| Angelique Poulakas | 2006 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan |
| Angelita Statton | 2014 | Bachelor of Economics - University of Adelaide ~ Diploma in Financial Markets - Australian Securities Institute ~ Ethics and Professionalism in Financial Advice - FASEA ~ Finsia - Finsia ~ RG146 - AFMA |
| Anita Vallelonga | 2018 | Bachelor of Business - UTS ~ Bachelor of Computing - UTS ~ Diploma Financial Planning - Mentor |
| Annastasia Wells | 2018 | Bachelor of Commerce (Finance) - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Anthony Zaita | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Ashley Haas | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Astrid Katharina Lynch | 2011 | Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| BO Gao | 2011 | Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Macquarie University ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA ~ Diploma of Technical Analysis - Kaplan ~ Diploma of Technical Analysis - Kaplan ~ Diploma of Technical Analysis - Kaplan ~ Ethics and Professionalism in Financial Advice - FASEA ~ Masters of Professional Accounting - Central University of QLD ~ Masters of Professional Accounting - Central University of QLD ~ Masters of Professional Accounting - Central University of QLD |
| Benjamin Murphy | 2018 | Bachelor of Commerce - Melbourne University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Masters of Finance - Melbourne University ~ Tier 1 - Foreign Exchange - General Advice - Kaplan Profesisonal Pty Ltd |
| Bradley Herbert | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast |
| Brennan Mitchell | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Brenton Ritchie | 2003 | Bachelor of Business Double Major in Marketing and Management - Edith Cowan University ~ Diploma Financial Services (Financial Planning) - AMP Financial Services Academy ~ Investment Planning 1 - Tribeca |
| Brett Andrew Sparrow | 2018 | Bachelor of Commerce - University of Melbourne ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional |
| Brett Millard | 2009 | Bachelor of Business - Major in Finance and International Business - Edith Cowan University ~ Certificate of Applied Finance - Kaplan |
| Cassidy Hayes | 2016 | Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional |
| Cavill Garry Sarre | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Economics and Finance) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Charles Hoffmann | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Financve) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Chi Kay David Chia | 2006 | Bachelor of Arts - University of Melbourne ~ Diploma of Financial Services - Pinnacle ~ Master of Applied Finance - Monash University |
| Christos Demosthenes Carapetis | 2015 | Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| Clinton James Gates | 2018 | AFMA RG 146 Accreditation - AFMA ~ Bachelor of Business - Applied Finance - University of South Australia ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Advisers Exam - FASEA |
| Craig Edward Lee Telford | 2017 | AFMA RG146 Accreditation - AFMA ~ BSc General Life Sciences - Queen University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Adviser Exam - FASEA |
| Damon Monopoli | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Accounting - Monash University |
| Daniel Mitchell | 2017 | Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Graduate Certificate in Management - University of NSW |
| Daniel Partridge | 2006 | Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Limited ~ Margin Lending and Geared Investments - Kaplan Professional ~ Maters in Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Superannuation and Planning - FINSIA |
| Daniel Perry | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - Swinburne University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Adviser Exam - FASEA |
| Danny Tortul | 1997 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Darren Wilkins | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional |
| David Bunton | 2004 | Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA |
| David John Coxon | 1995 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Entry Level Competencies, Investment Planning 1 and Risk Management - IntegraTec ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional ~ Superannuation: Advice and Regulation - Securities Institute |
| David Lipari | 2005 | Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA) |
| David Phillip Yeomans | 2001 | Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Deepak Kumar | 2015 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Certificate IV in Financial Services - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Applied Commerce (Accounting) - The University of Melbourne ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Diana Frances Symons | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Edward Hennessy | 2009 | BSCI - University of Melbourne ~ Bcomm (Finance) - Monash University ~ RG146 - AFMA |
| Eleanor Jacobson | 2007 | Cavindish and ICFS Specialist SMSF Course - University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance & Investments - Financial Services Institute of Australia (FINSIA) |
| Elise Hart | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Emma Claire Hickling | 2014 | Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Fabian Monaghan | 2010 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Business (Banking & Finance) and Bachelor of Computing - Monash University |
| Franco Pistritto | 2017 | Bachelor of Economics - Monash University ~ Dealer Registration 2288 - AFMA ~ Dealer Registration 2288 - AFMA ~ Ethics and Professionalism in Financial Advice - KAPLAN |
| Gareth Anderson | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - RMIT |
| Gautam Gopinath | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| George Papadimitriou | 2000 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Victoria University ~ Diploma of Financial Planning - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Securities Institute |
| George Skinner | 2007 | D-CyphaTrade Carbon Trading Simulation Training - ASX Energy ~ NEMMCO Network and FCAS Constraints Training - Australian Energy Market Operator ~ RG146 Accreditation - AFMA ~ Responsible Manager Program for Carbon Markets Compliance - Certainty Compliance |
| Geraldine Khoo | 2009 | AFMA Accreditation - AFMA ~ Bachelor of Business Studies - Massey University (NZ) ~ Ethics and Professionalism in Financial Advice - FASEA ~ NZFMA Accreditation - NZFMA |
| Gerard Patrick Homan | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Industrial Design - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Gill Maclean | 2014 | AFMA RG 146 Accreditation - AFMA ~ Bachelor of Commerce - Macquarie University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Master of Professional Accounting - CQ University ~ Masters of Applied Finance, Bachelor of Business, RG 146 - Securities - Kaplan Professional, UTS, Kaplan |
| Hayden John Boswell | 2005 | Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Henriette Falkenberg | 2016 | Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Business and Commerce (Hospitality Management) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Western Sydney ~ Self Managed Superannuation Funds - Kaplan Professional |
| Huixian LI | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - TAFE NSW ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Isabelle Rose Dixon | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Jacqueline Tulloch | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Ltd ~ Bachelor of Commerce & Economics - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ SMSF Specialist Advisor - Self Managed Super Fund Association ~ Tax (financial) Adviser - Tax Practitioners Board |
| Jade Tan | 2005 | Bachelor of Business (Finance & Information Technology) - University of Technology Sydney ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Life Risk Specialist - FPA |
| James Edward Dunlop | 2000 | Graduate Diploma in Financial Planning - FINSIA ~ Post Grad Diploma Financial Planning - FINSIA |
| James Ross Falconer | 2006 | ANZ Self Managed Super Funds - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| James Talbot | 2018 | Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - FASEA ~ FNS51015 Diploma of Financial Markets Advising Stream (FX Markets Specialist) - AFMA |
| Jason Joseph Turner | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance (Finance) - La Trobe University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services - RMIT ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jie Lin | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jie Zhu | 2010 | Advanced Diploma of Financial Planning - Kaplan Profesional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Profesional ~ Margin lending - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Fund - Kaplan Professional |
| Joanne May Stenzel | 1999 | Certificate IV Finance and Mortgage Broking FNS40811 - AAMC Training Group ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Foreign Exchange & Derivatives - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Knowledge and Skills - Kaplan Professional Education |
| Joe Little | 1990 | Bachelor of Economics - Monash University ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ RG146 - AFMA |
| Joe Malivindi | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - RMIT ~ Ethics and Professionalism in Financial Advice - FASEA |
| Joel Fuller | 2005 | ASX Accredited Listed Products (ALPA) Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jonathan Schafer | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce/Bachelor of Economics - University of New Castle ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Justin Neil Walch | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Bachelor of Laws - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Juyuan Cheng | 2010 | Australian Financial Markets Association Accreditation - Australian Financial Markets Association ~ Ethics and Professionalism in Financial Advice - FASEA ~ Graduate Diploma of Applied Finance and Investment - Edith Cowan University ~ Graduate Diploma of Business - SIA |
| Karl Conlan | 2018 | AFMA RG146 Accreditation - AFMA |
| Kate Woodward | 2015 | Bachelor of Business (applied finance)/ Bachelor of Mathematics - Queensland University of Technology ~ Financial Adviser Exam - FASEA ~ Masters Of Applied Finance - Macquarie University ~ RG146 - AFMA |
| Kevin Grant Smith | 2013 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Management and Economics) - University of Kwazulu Natal, South Africa ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy |
| Kiera Soul | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor or Arts / Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan |
| Kostas Mavrikios | 2010 | Bachelor of Business (Financial Management) - La Trobe University ~ Certified Financial Planner - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kyle Vause | 2014 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Larissa Butler | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Swinburne University ~ Margin Lending - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Lei Chen | 2009 | Bachelor of Commerce - University of Melbourne ~ Ethics and Professionalism in Financial Advice - FASEA ~ Exam Standard Certification - FASEA ~ RG146 - AFMA |
| Liana Joyce Cauchi | 2001 | Bachelor of Commerce - Newcastle University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Ling Erin YI | 2012 | Bachelor of Commerce (Accounting) - Griffith University ~ Master of Commerce (Financial Planning) - Griffith University |
| Ljubica Kierno | 2009 | Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Advising - Securities Institute of Australia ~ Master of Financial Planning - University of the Sunshine Coast |
| Louisa Jane Merry | 2016 | Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Major in Financial Planning) - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Mark Andrew Powell | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance)/Bachelor of Laws - Queensland Univeristy of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Mark Meacham | 2016 | Bachelor of Psychology - University of Western Australia ~ Graduate Certificate of Chatered Accounting Foundations - Deakin University ~ Graduate Certificate of Financial Planning - Griffith University ~ Master of Management (Human Resource Management) - University of Western Australia ~ Self Managed Superannuation Funds - Kaplan Professional |
| Mark O'donnell | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Mark Williams | 1997 | Diploma of Financial Planning - Financial Planning Association Of Australia ~ Margin Lending - Finance Education Professionals ~ Self Managed Superannuation Funds - Finance Education Professionals |
| Matthew Horobin | 2018 | AFMA RG146 Accreditation - AFMA ~ Graduate Diploma in Applied Finance & Investment (Financial Markets) - FINSIA ~ Graduate Diploma of Applied Finance - Kaplan |
| Matthew Kang | 2008 | Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ CPA Program - CPA Australia Ltd ~ DFS Module 2 - Risk Management and Insurance Planning - Advice Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Meher Chatterjee | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - University of Calcutta, India ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional |
| Michael Buck | 2013 | Bachelor of Commerce (Finance and Management) - University of Wollongong ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy |
| Michael Howson | 2005 | Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (International Business) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional |
| Michaela Kershaw | 2012 | Bachelor of Business (Finance) - Charles Sturt University ~ Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA |
| Murray Andrew Harvey | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Nhu Minh Nguyen | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Vietnam National University, Ho Chi Minh City ~ Diploma of Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Accounting and Finance) - University of Technology Sydney (UTS) |
| Nicholas Costello | 2004 | Bachelor of Business in International Business - Swinburne University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ RG146 - AFMA |
| Osman Azimi | 2014 | Commercial Banking & Finance (subject from B.Business - Banking & Finance) - Victoria University ~ Economic Principles (subject from B.Business - Banking & Finance) - Victoria University ~ Financial Institutions & Monetary Theory (subject from B. Business - Banking & Finance) - Victoria University ~ Investment & Portfolio Management (subject from B.Business - Banking & Finance) - Victoria University ~ Personal Financial Planning (subject from B. Business - Banking & Finance) - Victoria University |
| Patrick Young | 2014 | Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA |
| Paul White | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Business Administration - Australian Institute of Business |
| Pei Hua Lin | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Advice Education ~ Self Managed Super Funds - Kaplan Professional |
| Rachel Mary Mcpherson | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor Arts Chinese, Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Finance Advice - FASEA ~ Financial Adviser Exam - FASEA |
| Rachel Tarrant-cowan | 2012 | RG146 - AFMA |
| Raymond William Dunn | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Rebecca Leanne Hurford | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Rick James Mereszko | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional |
| Rita Leong | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Arts - University of Manitoba |
| Sammy Gitonga | 2018 | Graduate Diploma Applied Finance - Finsia |
| Scott Cameron Lewis | 1999 | Bachelor of Business Degree - University of Technology Sydney (UTS) |
| Scott Riddell | 2013 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - International Institute of Technology |
| Selwyn Kishore | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business and Commerce (Accounting) - University of Western Sydney ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Shane Crichton | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Stephen Altamura | 2006 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Economics - Filinders University |
| Stephen William Donald | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Suvecha Sharma | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Tania Hudson | 1999 | Diploma of Financial Planning - FPA |
| Tao QU | 2015 | Bachelor of Commerce and Bachelor of Information Systems - University of Tasmania ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice: Ethics for Professional Advisers - Kaplan Professional ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australia (Finsia) |
| Tetia Hoppmann | 2012 | Bachelor of Commerce (Finance and Banking) - Murdoch University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Commerce - Charles Sturt University ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Timothy O'sullivan | 2004 | Masters of Commerce - University of New South Wales ~ RG146 - AFMA |
| Timothy Reginald Gerald Avery | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Tommy Chuan Eng Koh | 2000 | Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional |
| Tony Linstrom | 2002 | Advanced Self Managed Superannuation Funds - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Self Managed Superannuation Funds - Kaplan Professional |
| Tung Thanh Tran | 2018 | AFMA RG146 Accreditation - AFMA ~ Bachelor of Commerce - Monash University ~ Bachelor of Commerce / Bachelor of Economics - Monash University ~ Bachelor of Economics - Monash University ~ Graduate Diploma CA - Institute of Chartered Accountants |
| William Rennie | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Zac Ayoubi | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Zoe Louise Morris | 2017 | Advanced Diploma of Financial planning - Kaplan Professional ~ Bachelor of Business (International Business) - RMIT University ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |