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Australia And New Zealand Banking Group Limited

AFS License Number
234527
Name
Australia And New Zealand Banking Group Limited
ABN/ACN/ARBN
11005357522
Licensee issued
Oct. 1, 2003
Address
Docklands, 3008, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products limited to managed investment warrants;
miscellaneous financial risk products limited to property and accident risk products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate the investor directed portfolio service known as "ANZ Private Portfolio (BT Wrap)" (the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Castle2006Bachelor of Business (Finance) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Securities Insitute of Australia ~ RG146 - AFMA
 Adam Sferruzzi2007Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Adam Williams2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Adib Adely2008AFMA RG146 Accreditation - AFMA ~ Bachelor of Commerce - University of Melbourne ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Financial Adviser Course - FASEA
 Adib Mansoori2017Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Adil Roshanali Valani2014Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Aiyuty Soetanto1998Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Master of Accounting - Curtin University ~ Postgraduate Diploma in Business - Curtin University
 Alan Chung2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance, Financial Accounting, Asian Business) - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Aleksander Grujicic2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Banking and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Alex Moffat2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Alexander Sapcas2015Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Actuarial Studies and Finance) - University of New South Wales ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Andrew Charles Splatt2010Bachelor of Commerce (Finance, Sport Management, Financial Planning) - Deakin University ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin lending - Pinnacle Financial Services Academy ~ Self Managed Super Funds - Kaplan Professional
 Andrew Krelle2009Advanced Diploma of Financial Services - Mentor ~ Diploma of financial services - Mentor
 Andrew Mitchell2010Bachelor of Business (Accounting) - Victoria College ~ CA - CA ~ RG146 - AFMA
 Angelique Poulakas2006Bachelor of Business (Applied Finance) - University of Western Sydney ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan
 Angelita Statton2014Bachelor of Economics - University of Adelaide ~ Diploma in Financial Markets - Australian Securities Institute ~ Ethics and Professionalism in Financial Advice - FASEA ~ Finsia - Finsia ~ RG146 - AFMA
 Anita Vallelonga2018Bachelor of Business - UTS ~ Bachelor of Computing - UTS ~ Diploma Financial Planning - Mentor
 Annastasia Wells2018Bachelor of Commerce (Finance) - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Anthony Zaita2003Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Ashley Haas2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Astrid Katharina Lynch2011Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Self Managed Superannuation Funds - Kaplan Professional
 BO Gao2011Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Macquarie University ~ Bachelor of Commerce - Macquarie University ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA ~ Diploma of Technical Analysis - Kaplan ~ Diploma of Technical Analysis - Kaplan ~ Diploma of Technical Analysis - Kaplan ~ Ethics and Professionalism in Financial Advice - FASEA ~ Masters of Professional Accounting - Central University of QLD ~ Masters of Professional Accounting - Central University of QLD ~ Masters of Professional Accounting - Central University of QLD
 Benjamin Murphy2018Bachelor of Commerce - Melbourne University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Masters of Finance - Melbourne University ~ Tier 1 - Foreign Exchange - General Advice - Kaplan Profesisonal Pty Ltd
 Bradley Herbert2001Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast
 Brennan Mitchell2010Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Brenton Ritchie2003Bachelor of Business Double Major in Marketing and Management - Edith Cowan University ~ Diploma Financial Services (Financial Planning) - AMP Financial Services Academy ~ Investment Planning 1 - Tribeca
 Brett Andrew Sparrow2018Bachelor of Commerce - University of Melbourne ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional
 Brett Millard2009Bachelor of Business - Major in Finance and International Business - Edith Cowan University ~ Certificate of Applied Finance - Kaplan
 Cassidy Hayes2016Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Bachelor of Creative Industries (Interdisciplinary) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional
 Cavill Garry Sarre2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Economics and Finance) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Charles Hoffmann2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Financve) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Chi Kay David Chia2006Bachelor of Arts - University of Melbourne ~ Diploma of Financial Services - Pinnacle ~ Master of Applied Finance - Monash University
 Christos Demosthenes Carapetis2015Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional
 Clinton James Gates2018AFMA RG 146 Accreditation - AFMA ~ Bachelor of Business - Applied Finance - University of South Australia ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Advisers Exam - FASEA
 Craig Edward Lee Telford2017AFMA RG146 Accreditation - AFMA ~ BSc General Life Sciences - Queen University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Adviser Exam - FASEA
 Damon Monopoli2013Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Accounting - Monash University
 Daniel Mitchell2017Bachelor of Applied Finance - Macquarie University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Graduate Certificate in Management - University of NSW
 Daniel Partridge2006Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services Limited ~ Margin Lending and Geared Investments - Kaplan Professional ~ Maters in Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan Professional ~ Superannuation and Planning - FINSIA
 Daniel Perry2018AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - Swinburne University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Financial Adviser Exam - FASEA
 Danny Tortul1997Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Darren Wilkins2018Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional
 David Bunton2004Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA
 David John Coxon1995Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Entry Level Competencies, Investment Planning 1 and Risk Management - IntegraTec ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional ~ Superannuation: Advice and Regulation - Securities Institute
 David Lipari2005Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia (FINSIA)
 David Phillip Yeomans2001Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Deepak Kumar2015Advanced Diploma of Financial Planning - Integrity Education Group ~ Certificate IV in Financial Services - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Applied Commerce (Accounting) - The University of Melbourne ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Diana Frances Symons2018Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Edward Hennessy2009BSCI - University of Melbourne ~ Bcomm (Finance) - Monash University ~ RG146 - AFMA
 Eleanor Jacobson2007Cavindish and ICFS Specialist SMSF Course - University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Applied Finance & Investments - Financial Services Institute of Australia (FINSIA)
 Elise Hart2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Emma Claire Hickling2014Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Fabian Monaghan2010AFMA RG146 Accreditation - AFMA ~ Bachelor of Business (Banking & Finance) and Bachelor of Computing - Monash University
 Franco Pistritto2017Bachelor of Economics - Monash University ~ Dealer Registration 2288 - AFMA ~ Dealer Registration 2288 - AFMA ~ Ethics and Professionalism in Financial Advice - KAPLAN
 Gareth Anderson2018AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - RMIT
 Gautam Gopinath2016Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 George Papadimitriou2000Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Victoria University ~ Diploma of Financial Planning - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Securities Institute
 George Skinner2007D-CyphaTrade Carbon Trading Simulation Training - ASX Energy ~ NEMMCO Network and FCAS Constraints Training - Australian Energy Market Operator ~ RG146 Accreditation - AFMA ~ Responsible Manager Program for Carbon Markets Compliance - Certainty Compliance
 Geraldine Khoo2009AFMA Accreditation - AFMA ~ Bachelor of Business Studies - Massey University (NZ) ~ Ethics and Professionalism in Financial Advice - FASEA ~ NZFMA Accreditation - NZFMA
 Gerard Patrick Homan2007Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Industrial Design - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Gill Maclean2014AFMA RG 146 Accreditation - AFMA ~ Bachelor of Commerce - Macquarie University ~ Ethics and Professionalism in Financial Advice - FASEA ~ Master of Professional Accounting - CQ University ~ Masters of Applied Finance, Bachelor of Business, RG 146 - Securities - Kaplan Professional, UTS, Kaplan
 Hayden John Boswell2005Bachelor of Business (Financial Planning) - RMIT University ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Henriette Falkenberg2016Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Business and Commerce (Hospitality Management) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - University of Western Sydney ~ Self Managed Superannuation Funds - Kaplan Professional
 Huixian LI2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - TAFE NSW ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Isabelle Rose Dixon2017Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Jacqueline Tulloch2004Advanced Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Ltd ~ Bachelor of Commerce & Economics - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ SMSF Specialist Advisor - Self Managed Super Fund Association ~ Tax (financial) Adviser - Tax Practitioners Board
 Jade Tan2005Bachelor of Business (Finance & Information Technology) - University of Technology Sydney ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Life Risk Specialist - FPA
 James Edward Dunlop2000Graduate Diploma in Financial Planning - FINSIA ~ Post Grad Diploma Financial Planning - FINSIA
 James Ross Falconer2006ANZ Self Managed Super Funds - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan
 James Talbot2018Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - FASEA ~ FNS51015 Diploma of Financial Markets Advising Stream (FX Markets Specialist) - AFMA
 Jason Joseph Turner2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance (Finance) - La Trobe University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services - RMIT ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jie Lin2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jie Zhu2010Advanced Diploma of Financial Planning - Kaplan Profesional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Profesional ~ Margin lending - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Fund - Kaplan Professional
 Joanne May Stenzel1999Certificate IV Finance and Mortgage Broking FNS40811 - AAMC Training Group ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Foreign Exchange & Derivatives - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Knowledge and Skills - Kaplan Professional Education
 Joe Little1990Bachelor of Economics - Monash University ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ RG146 - AFMA
 Joe Malivindi2018AFMA RG146 Accreditation - AFMA ~ Bachelor of Business - RMIT ~ Ethics and Professionalism in Financial Advice - FASEA
 Joel Fuller2005ASX Accredited Listed Products (ALPA) Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Jonathan Schafer2009Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce/Bachelor of Economics - University of New Castle ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Justin Neil Walch2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Bachelor of Laws - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Juyuan Cheng2010Australian Financial Markets Association Accreditation - Australian Financial Markets Association ~ Ethics and Professionalism in Financial Advice - FASEA ~ Graduate Diploma of Applied Finance and Investment - Edith Cowan University ~ Graduate Diploma of Business - SIA
 Karl Conlan2018AFMA RG146 Accreditation - AFMA
 Kate Woodward2015Bachelor of Business (applied finance)/ Bachelor of Mathematics - Queensland University of Technology ~ Financial Adviser Exam - FASEA ~ Masters Of Applied Finance - Macquarie University ~ RG146 - AFMA
 Kevin Grant Smith2013Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Management and Economics) - University of Kwazulu Natal, South Africa ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy
 Kiera Soul2018AFMA RG146 Accreditation - AFMA ~ Bachelor or Arts / Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan
 Kostas Mavrikios2010Bachelor of Business (Financial Management) - La Trobe University ~ Certified Financial Planner - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Kyle Vause2014Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Larissa Butler2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Marketing) - Swinburne University ~ Margin Lending - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Lei Chen2009Bachelor of Commerce - University of Melbourne ~ Ethics and Professionalism in Financial Advice - FASEA ~ Exam Standard Certification - FASEA ~ RG146 - AFMA
 Liana Joyce Cauchi2001Bachelor of Commerce - Newcastle University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Ling Erin YI2012Bachelor of Commerce (Accounting) - Griffith University ~ Master of Commerce (Financial Planning) - Griffith University
 Ljubica Kierno2009Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Advising - Securities Institute of Australia ~ Master of Financial Planning - University of the Sunshine Coast
 Louisa Jane Merry2016Advanced Diploma Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Major in Financial Planning) - Deakin University ~ Foreign Exchange - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Mark Andrew Powell2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Banking and Finance)/Bachelor of Laws - Queensland Univeristy of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Mark Meacham2016Bachelor of Psychology - University of Western Australia ~ Graduate Certificate of Chatered Accounting Foundations - Deakin University ~ Graduate Certificate of Financial Planning - Griffith University ~ Master of Management (Human Resource Management) - University of Western Australia ~ Self Managed Superannuation Funds - Kaplan Professional
 Mark O'donnell2014Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Mark Williams1997Diploma of Financial Planning - Financial Planning Association Of Australia ~ Margin Lending - Finance Education Professionals ~ Self Managed Superannuation Funds - Finance Education Professionals
 Matthew Horobin2018AFMA RG146 Accreditation - AFMA ~ Graduate Diploma in Applied Finance & Investment (Financial Markets) - FINSIA ~ Graduate Diploma of Applied Finance - Kaplan
 Matthew Kang2008Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ CPA Program - CPA Australia Ltd ~ DFS Module 2 - Risk Management and Insurance Planning - Advice Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Meher Chatterjee2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - University of Calcutta, India ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional
 Michael Buck2013Bachelor of Commerce (Finance and Management) - University of Wollongong ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy
 Michael Howson2005Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (International Business) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional
 Michaela Kershaw2012Bachelor of Business (Finance) - Charles Sturt University ~ Bachelor of Economics - University of Sydney ~ Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA
 Murray Andrew Harvey2001Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Nhu Minh Nguyen2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Vietnam National University, Ho Chi Minh City ~ Diploma of Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Accounting and Finance) - University of Technology Sydney (UTS)
 Nicholas Costello2004Bachelor of Business in International Business - Swinburne University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ RG146 - AFMA
 Osman Azimi2014Commercial Banking & Finance (subject from B.Business - Banking & Finance) - Victoria University ~ Economic Principles (subject from B.Business - Banking & Finance) - Victoria University ~ Financial Institutions & Monetary Theory (subject from B. Business - Banking & Finance) - Victoria University ~ Investment & Portfolio Management (subject from B.Business - Banking & Finance) - Victoria University ~ Personal Financial Planning (subject from B. Business - Banking & Finance) - Victoria University
 Patrick Young2014Ethics and Professionalism in Financial Advice - FASEA ~ RG146 - AFMA
 Paul White2002Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Business Administration - Australian Institute of Business
 Pei Hua Lin2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Honours) - Deakin University ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Advice Education ~ Self Managed Super Funds - Kaplan Professional
 Rachel Mary Mcpherson2018AFMA RG146 Accreditation - AFMA ~ Bachelor Arts Chinese, Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Finance Advice - FASEA ~ Financial Adviser Exam - FASEA
 Rachel Tarrant-cowan2012RG146 - AFMA
 Raymond William Dunn2007Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Rebecca Leanne Hurford2004Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Rick James Mereszko2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Margin Lending and Geared Investments - Kaplan Professional
 Rita Leong2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Arts - University of Manitoba
 Sammy Gitonga2018Graduate Diploma Applied Finance - Finsia
 Scott Cameron Lewis1999Bachelor of Business Degree - University of Technology Sydney (UTS)
 Scott Riddell2013Bachelor of Business (Applied Finance) - University of Western Sydney ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - International Institute of Technology
 Selwyn Kishore2018Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business and Commerce (Accounting) - University of Western Sydney ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Shane Crichton2000Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Stephen Altamura2006AFMA RG146 Accreditation - AFMA ~ Bachelor of Economics - Filinders University
 Stephen William Donald2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Financial Education Professionals ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan
 Suvecha Sharma2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Tania Hudson1999Diploma of Financial Planning - FPA
 Tao QU2015Bachelor of Commerce and Bachelor of Information Systems - University of Tasmania ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice: Ethics for Professional Advisers - Kaplan Professional ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australia (Finsia)
 Tetia Hoppmann2012Bachelor of Commerce (Finance and Banking) - Murdoch University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Commerce - Charles Sturt University ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Timothy O'sullivan2004Masters of Commerce - University of New South Wales ~ RG146 - AFMA
 Timothy Reginald Gerald Avery2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Tommy Chuan Eng Koh2000Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional
 Tony Linstrom2002Advanced Self Managed Superannuation Funds - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Self Managed Superannuation Funds - Kaplan Professional
 Tung Thanh Tran2018AFMA RG146 Accreditation - AFMA ~ Bachelor of Commerce - Monash University ~ Bachelor of Commerce / Bachelor of Economics - Monash University ~ Bachelor of Economics - Monash University ~ Graduate Diploma CA - Institute of Chartered Accountants
 William Rennie2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Zac Ayoubi2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional
 Zoe Louise Morris2017Advanced Diploma of Financial planning - Kaplan Professional ~ Bachelor of Business (International Business) - RMIT University ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional