This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jackson Terrence Millan | 2007 | 2009 - Diploma of Financial Services (Financial Planning) - - TAFE NSW ~ 2011 - Estate Planning - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan |
| Jim Fairhall-dickie | 2006 | 2005 - Diploma of Financial Planning - - AMP Financial Services ~ 2007 - Advanced Diploma of Financial Planning - - AMP Financial Services ~ 2009 - Certificate IV in Financial Services - - Mortgage and Finance Association of Australia ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Michael John Durkin | 2022 | 2003 - Master of Commerce - Masters Degree (AQF 9) - UNSW ~ 2010 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Aged Care - Other - Kaplan Professional |
| Nicolas Paul Saravanja | 2018 | 2016 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan Professional |