Asvw Financial Services Pty ltd

AFS License Number
446176
Name
Asvw Financial Services Pty ltd
ABN/ACN/ARBN
27007261083
Licensee issued
Nov. 27, 2013
Address
Cheltenham, 3192, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew John Molyneaux 2011 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor educations
 Anthony D'alessandro 1995 Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds Strategies Intensive Borrowing Course - SMSF Strategies
 Chenara Maie Newbegin 2012 Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Pinnacle Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Christian Moar 2003 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting/Economics) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional
 Claudia Rigoni-brazzale 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Retirement Living & Aged Care Specialist - Aged Care Gurus ~ Self Managed Superannuation Funds Program - Kaplan Professional
 Conrad Greer 1990 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma - Financial Planning - tribeca ~ Diploma - financial advising - securities institute ~ Diploma - financial services - tribeca ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Damien Griffiths 2003 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Accreditation - Terra Cordis
 Damien Neville Macfarlane 2007 Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Advising - Securities Institute of Australia ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor education
 Darcy Catherine Krenn 2021 Bachelor of Business (Economics & Finance) - RMIT University ~ Financial Advisory Practice - RMIT University ~ Risk, Insurance and Social Security - RMIT University ~ SMSF Regulations and Taxation - Kaplan Professional
 David Michael Posterino 2014 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Majoring Accounting, Finance and Financial Planning) - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional
 Deanne Maree Eriksen 2018 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional
 Denis Durand 2000 Bachelor of Economics - La Trobe University ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan
 Elise Maree Hamill 2008 Bachelor of Commerce Applied Finance (Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professinal ~ Master of Applied Finance (Major Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professinal
 Erwin Leyden 1987 Bachelor Degree - Education - Victoria University ~ Graduate Diploma of Financial Planning - Securities Institute
 Eujoon Lim 2013 Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business (Financial Risk Management) - Monash University ~ FNS50611 Diploma of Financial Planning - Integrity Education Group ~ Masters of Applied Econometrics - Monash University
 Giuseppe Cardamone 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Giuseppe Scarmozzino 2012 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Glenn David Trickey 2003 Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Tribeca
 Jacques Christopher Desire 2007 Bachelor of Business (Economics & Finance) - RMIT ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Advisors (SSA) - SMSF Association
 James Kingsford Paul 0 Graduate Diploma of Financial Planning - Kaplan Professional
 John Hevron 1999 ASX Listed Products Accreditation Course (LPAC) - LPACOnline ~ Advanced Diploma Financial Planning - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Tribecca ~ Margin Lending - MLC
 Justin Samuel Rynehart 2018 Bachelor of Business (Finance) - Charles Sturt University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Kosta Atanasov 2006 Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Kurt Fitzgibbon 2000 Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - SMSF Strategies
 Maksym Mashkivskyy 2023 Bachelor of Commerce (Co-Op) in Accounting and Finance - The University of New South Wales ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Mark Justin Stratton 2018 Accredited Aged Care Professional - Aged Care Steps ~ Accredited Listed Product Adviser Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Marlene Zwarts 2009 Accredited Aged Care Professional - Aged Care Steps ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Melanie Kate Monk 2002 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Institute of Australia ~ Margin Lending - MLC ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor education
 Natalee Catherine Cacozza 2018 Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicholas Bregolin 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Commerce - Sydney Institute of Business and Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Nicolas Faustin 2018 Debt Strategies - Kaplan ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ Master of Business Administration - Deakin University ~ SuperConcepts & ICFS Specialist SMSF - The University of Adelaide
 Nicole Murphy 1992 Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - FPA
 Patrick Marks 2024 Bachelor of Commerce, Majoring in Finance Management - The University of Melbourne ~ Maser of Financial Planning - Deakin University
 Paul Anthony Davis 1993 Advanced Diploma of Financial Planning - Mentor education ~ Associate CIP - Australian and New Zealand Institute of Insurance and Finance ~ Diploma Financial Planning (Financial Planning, Risk Management and Insurance, Estate Planning) - Deakin University ~ Statement of Attainment (Superannuation & Retirement Planning, Investment Planning) - Integratec
 Paul Seidl 2016 Australian Taxation Law for Tax (financial) Advisers - AAMC Training Group ~ Bachelor of Business (Financial Planning) - La Trobe University ~ Managed Investment Adviser (Personal Advice) - Mentor Education
 Rowan Charles Wadley 1998 Accredited Listed Product Adviser Program - Kaplan Professional ~ Applied Self Managed Super Fund Advice - Australia Executor Trustees ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - MLC
 Sam Koranias 2016 Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Business(Financial Planning) - La Trobe University
 Serhan Aslan 2018 Associate Degree in Business - RMIT ~ Diploma of Financial Planning - RMIT
 Shane Charles Tonkin 1988 Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Mentor education
 Skye Kennedy 2024 Bachelor of Business - Victoria University ~ Bachelor of Commerce with Distinction, Majoring in Financial Planning - Deakin University
 Sotos Zervides 2000 Bachelor of Arts - Phillip Institute of Technology ~ Diploma of Financial Advising - Securities Institute ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Steven Colin Johnstone 2003 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business - University of Western Sydney ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - MLC
 Stuart Abley 1995 Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan
 Terry Panigiris 1988 ASX Listed Products Accreditation Course - LPACOnline ~ Bachelor of Business - The New South Wales Institute of Technology ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Theo Christopoulos 1987 Accredited Listed Product Adviser Program - Kaplan Professional ~ CFP - Certified Financial Planner - Financial Planning Association of Australia Ltd ~ Diploma of Financial Planning - Deakin ~ Graduate Diploma - Business Administration - Swinburne University ~ Margin Lending - MLC
 Tracey Doreen Nuttall 2010 Accredited Listed Product Adviser Program - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - MLC ~ Master of Financial Planning - Kaplan Professional
 Wesley Gervais Folkard 2018 Bachelor Business (Financial Risk Management) - Victoria University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Yagmur Tracey Sofra 1999 Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA)