This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony D'alessandro | 1995 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds Strategies Intensive Borrowing Course - SMSF Strategies |
| Christian Moar | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting/Economics) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Darcy Catherine Krenn | 2021 | Bachelor of Business (Economics & Finance) - RMIT University ~ Financial Advisory Practice - RMIT University ~ Risk, Insurance and Social Security - RMIT University |
| David Michael Posterino | 2014 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Majoring Accounting, Finance and Financial Planning) - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Denis Durand | 2000 | Bachelor of Economics - La Trobe University ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Eujoon Lim | 2013 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business (Financial Risk Management) - Monash University ~ FNS50611 Diploma of Financial Planning - Integrity Education Group ~ Masters of Applied Econometrics - Monash University |
| Giuseppe Cardamone | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Giuseppe Scarmozzino | 2012 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Glenn David Trickey | 2003 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Tribeca |
| Jacques Christopher Desire | 2007 | Bachelor of Business (Economics & Finance) - RMIT ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Advisors (SSA) - SMSF Association |
| Jose Leonel Alguera Lara | 2012 | Bachelor Degree - Business - ACU National ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Mutlu Celepci | 2004 | Advanced Diploma Financial Services (Financial Planning) - Financial Services Institute of Australasia (Finsia) ~ Self Managed Super Funds - SMSF Strategies |
| Paul Anthony Davis | 1993 | Advanced Diploma of Financial Planning - Mentor education ~ Associate CIP - Australian and New Zealand Institute of Insurance and Finance ~ Diploma Financial Planning (Financial Planning, Risk Management and Insurance, Estate Planning) - Deakin University ~ Statement of Attainment (Superannuation & Retirement Planning, Investment Planning) - Integratec |
| Sam Koranias | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Business(Financial Planning) - La Trobe University |
| Serhan Aslan | 2018 | Associate Degree in Business - RMIT ~ Diploma of Financial Planning - RMIT |
| Sotos Zervides | 2000 | Bachelor of Arts - Phillip Institute of Technology ~ Diploma of Financial Advising - Securities Institute ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Steve Stavros Lambou | 2007 | ALPA - Kaplan ~ Diploma of Financial Services (Financial Planning FNS - ThreeSixty ~ Graduate Diploma of Financial Planning - Finsia ~ RG146 Margin Lending - MLC ThreeSixty ~ SMSF - Kaplan |
| Stuart Abley | 1995 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan |
| Terry Domenico Sofra | 2018 | Certified Financial Planner - FPA ~ Certified Practicing Accountant - CPA |
| Yagmur Tracey Sofra | 1999 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) |