This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| John Philip Lansdowne | 1988 | ASX Accredited Listed Ploducts Adviser (ALPA) Program - Kaplan ~ CPD - points 11.25 - Kaplan ~ CPD points - 23.25 - Kaplan ~ CPD points - 33.5 - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Jose Leonel Alguera Lara | 2012 | Bachelor Degree - Business - ACU National ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology |
| Stuart Abley | 1995 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan |