This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew John Molyneaux | 2011 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor educations |
| Anthony D'alessandro | 1995 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds Strategies Intensive Borrowing Course - SMSF Strategies |
| Chenara Maie Newbegin | 2012 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Pinnacle Financial Services ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Christian Moar | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Accounting/Economics) - Charles Sturt University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Conrad Greer | 1990 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma - Financial Planning - tribeca ~ Diploma - financial advising - securities institute ~ Diploma - financial services - tribeca ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Damien Griffiths | 2003 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Accreditation - Terra Cordis |
| Damien Neville Macfarlane | 2007 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Advising - Securities Institute of Australia ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor education |
| Darcy Catherine Krenn | 2021 | Bachelor of Business (Economics & Finance) - RMIT University ~ Financial Advisory Practice - RMIT University ~ Risk, Insurance and Social Security - RMIT University |
| David Michael Posterino | 2014 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce (Majoring Accounting, Finance and Financial Planning) - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Deanne Maree Eriksen | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Denis Durand | 2000 | Bachelor of Economics - La Trobe University ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Elise Maree Hamill | 2008 | Bachelor of Commerce Applied Finance (Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professinal ~ Master of Applied Finance (Major Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professinal |
| Eujoon Lim | 2013 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Business (Financial Risk Management) - Monash University ~ FNS50611 Diploma of Financial Planning - Integrity Education Group ~ Masters of Applied Econometrics - Monash University |
| Giuseppe Cardamone | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Giuseppe Scarmozzino | 2012 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Glenn David Trickey | 2003 | Advanced Diploma Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Super Funds - Tribeca |
| Jacques Christopher Desire | 2007 | Bachelor of Business (Economics & Finance) - RMIT ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Advisors (SSA) - SMSF Association |
| John Hevron | 1999 | ASX Listed Products Accreditation Course (LPAC) - LPACOnline ~ Advanced Diploma Financial Planning - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Tribecca ~ Margin Lending - MLC |
| Kathryn Mary Haas | 2005 | Accredited Listed Product Adviser Program - Kaplan Professional ~ CFP - Certified Financial Planner - Financial Planning Standards Board ~ Diploma of Financial Planning - FPA ~ Margin Lending - MLC ~ Self Managed Superannuation Funds - Tribeca |
| Kosta Atanasov | 2006 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Bachelor of Business - Victoria University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kurt Fitzgibbon | 2000 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - SMSF Strategies |
| Maksym Mashkivskyy | 2023 | Bachelor of Commerce (Co-Op) in Accounting and Finance - The University of New South Wales ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Mark Justin Stratton | 2018 | Accredited Aged Care Professional - Aged Care Steps ~ Accredited Listed Product Adviser Program - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Mutlu Celepci | 2004 | Advanced Diploma Financial Services (Financial Planning) - Financial Services Institute of Australasia (Finsia) ~ Self Managed Super Funds - SMSF Strategies |
| Natalee Catherine Cacozza | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Nicholas Bregolin | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Commerce - Sydney Institute of Business and Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Paul Anthony Davis | 1993 | Advanced Diploma of Financial Planning - Mentor education ~ Associate CIP - Australian and New Zealand Institute of Insurance and Finance ~ Diploma Financial Planning (Financial Planning, Risk Management and Insurance, Estate Planning) - Deakin University ~ Statement of Attainment (Superannuation & Retirement Planning, Investment Planning) - Integratec |
| Sam Koranias | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor Business(Financial Planning) - La Trobe University |
| Serhan Aslan | 2018 | Associate Degree in Business - RMIT ~ Diploma of Financial Planning - RMIT |
| Sotos Zervides | 2000 | Bachelor of Arts - Phillip Institute of Technology ~ Diploma of Financial Advising - Securities Institute ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Steven Colin Johnstone | 2003 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business - University of Western Sydney ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - MLC |
| Stuart Abley | 1995 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - FPA ~ Margin Lending & Geared Investments - Kaplan |
| Terry Panigiris | 1988 | ASX Listed Products Accreditation Course - LPACOnline ~ Bachelor of Business - The New South Wales Institute of Technology ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Yagmur Tracey Sofra | 1999 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) |