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David Horan

Name
David Horan
ID
1003691
ABN
–
First Provided Advice
2005

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribecca
  • 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA)
  • 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
  • 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
  • 2024 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Financial Advice Association of Australia (FAAA)

Licencee

Status
Ceased
Licence Holder
Cpw Advisory Pty Ltd (#527159)
Commenced
April 1, 2021
Ceased
June 27, 2024
Status
Ceased
Licence Holder
Gwm Adviser Services Pty Ltd (#230692)
Commenced
April 30, 2020
Ceased
March 31, 2021
Status
Ceased
Licence Holder
National Australia Bank Limited (#230686)
Commenced
Nov. 1, 2010
Ceased
April 24, 2020
Status
Ceased
Licence Holder
National Australia Bank Limited (#230686)
Commenced
April 25, 2020
Ceased
April 29, 2020
Status
Current
Licence Holder
Asvw Financial Services Pty ltd (#446176)
Commenced
July 2, 2024

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Aon Risk Services Australia Limited (#241141)
Commenced
Sept. 1, 2008
Ceased
June 30, 2009
Status
Ceased
Licence Holder
Commonwealth Financial Planning Limited (#231139)
Commenced
July 1, 2005
Ceased
Dec. 31, 2006
Status
Ceased
Licence Holder
Commonwealth Financial Planning Limited (#231139)
Commenced
July 1, 2009
Ceased
Oct. 31, 2010
Status
Ceased
Licence Holder
National Australia Bank Limited (#230686)
Commenced
Jan. 1, 2007
Ceased
Aug. 31, 2008