This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Harris | 2015 | 2011 - BBus (Econ) - - Queensland University of Technology ~ 2013 - Dip (Financial Planning) - - Kaplan ~ 2017 - Advanced Dip (Financial Planning) - - Kaplan ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Daniel Mark Ardern | 2017 | 2010 - Bachelor of Arts ( Honours in Economics) - Bachelor Degree (AQF 7) - University of Newcastle upon Tyne ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Olivia Maragna | 2003 | 1998 - Bachelor of Business - - QUT ~ 2000 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and NZ ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - SMSF Specialist Advisor - - Self Managed Super Fund Association |
| Stephen Degiovanni | 2000 | 1990 - Bachelor of Commerce - - Griffith University ~ 1997 - Certified Practicing Accoutant - - CPA Australia ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - SMSF Specialst Advisor - - Self Manager Super Fund Association |