This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Harris | 2015 | Advanced Dip (Financial Planning) - Kaplan ~ BBus (Econ) - Queensland University of Technology ~ Dip (Financial Planning) - Kaplan |
| Daniel Mark Ardern | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts ( Honours in Economics) - University of Newcastle upon Tyne |
| Olivia Maragna | 2003 | Bachelor of Business - QUT ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant - Chartered Accountants Australia and NZ ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Stephen Degiovanni | 2000 | Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practicing Accoutant - CPA Australia ~ SMSF Specialst Advisor - Self Manager Super Fund Association |