This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Don Changson | 2017 | 1997 - Bachelor of Business (Accounting & Finance) - - University of Technology Sydney (UTS) ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics - Bridging Course - Ethics - Kaplan |
| Hendrik Anthony Arendsen | 2008 | 1990 - Bachelor of Economics - - Monash University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Traineeship Management Australia (TMA) ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jennifer Alisha Golya | 2024 | 2021 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2023 - Graduate Diploma of FP - Graduate Diploma (AQF 8) - Kaplan |
| Michael Charles Barker | 1999 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2017 - Chartered Financial Practitioner - - AFA |