This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Brown | 2005 | Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - Financial Planning Association |
| Calvin Mcleod | 2018 | Bachelor of Business & Commerce - Monash University ~ Diploma of Financial Planning - Integrity Education |
| Kristoffer John Tiberi | 2006 | Bachelor of Commerce (Major of Accounting and Financial Planning) - Deakin University Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Richard John Vaughan | 2011 | Advanced Diploma in Financial Planning - Kaplan ~ SMSF Specialist Advisor - SMSF Association |
| Tim Kay | 2009 | Advanced Certificate in General Insurance - Swinburne University ~ Certificate IV in Financial Services - Swinburne University ~ Certified Insurance Professional - Australian and New Zealand Institute of Insurance and Finance ~ Chartered Life Practitioner - Mentor Education ~ Diploma of Financial Planning - Integratec |