This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Brown | 2005 | 2004 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2009 - Certified Financial Planner - - Financial Planning Association |
| Kristoffer John Tiberi | 2006 | 2006 - Bachelor of Commerce (Major of Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University Australia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan ~ 2010 - Self Managed Superannuation Funds - Other - Kaplan |
| Tim Kay | 2009 | 1996 - Advanced Certificate in General Insurance - - Swinburne University ~ 1998 - Certified Insurance Professional - - Australian and New Zealand Institute of Insurance and Finance ~ 2003 - Diploma of Financial Planning - - Integratec ~ 2008 - Certificate IV in Financial Services - - Swinburne University ~ 2012 - Chartered Life Practitioner - - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| William Stuart Buchanan Gibson | 2009 | 1992 - Bachelor of Arts (Hospitality Management) - - Robert Gordon University ~ 1995 - Post Graduate Diploma in Personnel Management - - Robert Gordon University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academey ~ 2017 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy |