This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lindsay Murray Byrne | 1989 | 1998 - Diploma Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2002 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Education ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Education |
| Michael John Berry | 2000 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia |
| Neil Douglas Hancy | 2004 | 1995 - Bachelor of Business (Economics) - - Edith Cowan University ~ 2002 - Advanced Diploma in Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia |