Argonaut Securities Pty Limited
- AFS License Number
- 274099
- Name
- Argonaut Securities Pty Limited
- ABN/ACN/ARBN
- 72108330650
- Licensee issued
- July 1, 2004
- Address
- Perth, 6000, WA
Licence conditions
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.
Location
Advisers
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Robert Willoughby | 2001 | Level 1 Accredited Derivatives - ASX-Kaplan Professional ~ Margin Lending Accreditation - Deakin Prime - SAA ~ Securities, Futures & Managed Investments Accreditation - SDIA - Deakin |
| Cameron James Prunster | 2009 | Diploma in Financial Services - Finsia |
| David Maxwell Keogh | 1993 | Bachelor of Business (Fin. Mgt & Economics) - Curtin University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ SAA Managed Investments Module - Stockbrokers Association of Australia / Deakin Prime |
| Glen William Colgan | 1988 | ASX Responsible Executive - Tribeca ~ Bachelor of Business (Financial Management & Economics) - Curtin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ PS146 Financial Planning & Wealth Creation - Finsia |
| Harrison Massey | 2018 | Bachelor of Commerce - UWA ~ Bachelor of Economics - UWA ~ RG146 - Superannuation - SAFAA / Deakin Prime ~ RG146 Margin Lending - SAFAA / Deakin Prime ~ RG146 Securities - MIS - SAFAA / Deakin Prime |
| Jake Michael Solomon | 2018 | Bachelor of Commerce - Curtin University ~ CPA - CPA Australia ~ Diploma of Financial Planning - Monarch Institute |
| Jonas Benedikt Dorling | 0 | Bachelor of Commerce. Economics & Finance - University of Western Australia ~ Graduate Diploma of Financial Planning - KAPLAN |
| Lei FU | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Matej Mandic | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Robert John Healy | 2012 | Margin Lending Accreditation - Deakin Prime - SAA ~ Tier 1 Adviser Compliance Solution - Kaplan Professional |