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Argonaut Securities Pty Limited

AFS License Number
274099
Name
Argonaut Securities Pty Limited
ABN/ACN/ARBN
72108330650
Licensee issued
July 1, 2004
Address
Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andrew James Charles MC Glew1998Bachelor of Economics in Business Management - UWA ~ Professional Diploma in Stockbroking - Deakin
 Benjamin Robert Willoughby2001Level 1 Accredited Derivatives - ASX-Kaplan Professional ~ Margin Lending Accreditation - Deakin Prime - SAA ~ Securities, Futures & Managed Investments Accreditation - SDIA - Deakin
 Cameron James Prunster2009Diploma in Financial Services - Finsia
 Christopher Richard Hill2015RG146 Securities - SAA ~ RG146 Superannuation - SAA/Deakin Prime
 Christopher Wippl2012Bachelor of Economics - UWA ~ Securities & Managed Investments - SAA / Deakin Prime
 Damian Rooney2009Diploma Financial Services (Financial Planning) - Pinnacle Financial Services ~ Securities - Managed Investments - Deakin Prime - SAA
 Geoff Norman Barnesby-johnson1985Securities, Futures & Managed Investments Accreditation - SDIA - Deakin Prime
 George David Lussick Ogilvie2013Bachelor of Commerce - University of Western Australia ~ DTR (Cash Equities) - Stockbrokers Association of Australia ~ Margin Lending - Stockbrokers Association of Australia
 Glen William Colgan1988ASX Responsible Executive - Tribeca ~ Bachelor of Business (Financial Management & Economics) - Curtin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ PS146 Financial Planning & Wealth Creation - Finsia
 Harrison Massey2018Bachelor of Commerce - UWA ~ Bachelor of Economics - UWA ~ RG146 - Superannuation - SAFAA / Deakin Prime ~ RG146 Margin Lending - SAFAA / Deakin Prime ~ RG146 Securities - MIS - SAFAA / Deakin Prime
 James David Massey2011Level 1 Accredited Derivatives - Deakin Prime - SAA ~ Securities & Managed Investments Accreditation - Deakin Prime - SAA
 Jonas Benedikt Dorling0Bachelor of Commerce. Economics & Finance - University of Western Australia ~ Graduate Diploma of Financial Planning - KAPLAN
 Joshua Paul Welch2010ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia
 Kevin Mark Johnson1988ASIC RM - Tribeca ~ Bachelor of Business Financial Studies (Double Major) - WA College of Advanced Education ~ Professional Diploma in Stockbroking - Deakin University
 Robert Grant1986Bachelor of Commerce - University of Western Australia ~ PS146 - Finsia
 Robert John Healy2012Margin Lending Accreditation - Deakin Prime - SAA ~ Tier 1 Adviser Compliance Solution - Kaplan Professional