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3. Argonaut Securities Pty Limited

Argonaut Securities Pty Limited

AFS License Number

274099

Name

Argonaut Securities Pty Limited

ABN/ACN/ARBN

72108330650

Licensee issued

July 1, 2004

Address

Perth, 6000, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
provide financial product advice to wholesale clients for the following classes of financial products:
Australian carbon credit units;
eligible international emissions units; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
applying for, acquiring, varying or disposing of a financial product to wholesale clients on behalf of another person in respect of the following classes of products:
Australian carbon credit units;
eligible international emissions units; and
underwriting to retail and wholesale clients:
interests in managed investment schemes; and
an issue of securities.

Location

Advisers