This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Robert Woog | 2001 | Bachelor Business/Land Economy - Uni Western Sydney ~ Bachelor Business/Land Economy - Uni Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma Applied Finance and Investment - Securities Institute Australia |
| Christopher Jordan Avis | 2000 | Bachelor of Economics - Flinders University ~ Bachelor of Economics - Flinders University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Applied Finance and Investment - Securities Institute ~ Graduate Diploma Applied Finance and Investment - Securities Institute |