This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Peter Tyson | 2008 | 2007 - Bachelor of Finance (International) - - University of Adelaide ~ 2011 - RG146 Managed Investments, Securities, Generic Knowledge, Financial Planning, Life Insurance - - Kaplan ~ 2013 - Accredited Derivatives Adviser (Level II) - - Kaplan ~ 2015 - RG146 Superannuation, Self Managed Superannuation Funds, Margin Lending - - Financial Education Professionals |
| Steven Crescitelli | 2002 | 2000 - Bachelor of Economics - - University of Adelaide ~ 2005 - Certified Financial Planner - - FPA ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle ~ 2015 - RG146 Margin Lending Facilities - - Financial Education Professionals ~ 2017 - Self Managed Superannuation Funds - - Kaplan |