This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Angelos Lysikatos | 2001 | 1999 - Bachelor of Business - - Monash University ~ 2001 - Graduate Diploma of Applied Finance - - FINSIA ~ 2002 - Graduate Diploma of Financial Planning - - FINSIA ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Lachlan Mahon | 2014 | 2014 - Bachelor of Commerce - - Deakin University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2017 - Certified Financial Planner - - Financial Planning Association |
| Robyn Van Rooy | 2003 | 2006 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2006 - Self Managed Superannuation Fund(SMSF 1:Core Principles) - - Kaplan Education Pty Ltd (Formerly Tribeca Learning Australia Pty Ltd) ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |