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Apex Macro Financial Group Pty. Ltd.

AFS License Number
498715
Name
Apex Macro Financial Group Pty. Ltd.
ABN/ACN/ARBN
33617164413
Licensee issued
Dec. 18, 2017
Address
Mitcham, 3132, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
provide financial product advice to wholesale clients for the following classes of financial products:
derivatives limited to warrants; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
applying for, acquiring, varying or disposing of a financial product on behalf of another person to wholesale clients in respect of the following classes of products:
derivatives limited to warrants.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alex Chan2007Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce/Arts - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional
 Andrew Keov2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Daniel James Mcclean2018Bachelor of Commerce - Deakin University ~ Diploma of Financial - International Institute of Technology ~ Masters of Business Management - Swinburne University
 Jason YU2014Bachelor of Information Technology and Systems - Monash University ~ Diploma of Finance and Mortgage Broking - Kaplan ~ Diploma of financial planning - Monarch Institute
 Kevin Bellet2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - TAFE - Barton / Holmesglen ~ Graduate Certificate in Financial Planning - Kaplan Professional
 Lawrence Chan2008Advanced Diploma of Financial Planning - Mentor Education group ~ Diploma of Financial Planning FNS50804 - Mentor Education group ~ Graduate Certificate of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Maurizio Pietro LA Spina2012Advanced Diploma Of Financial Planning - Mentor Education ~ Derivatives Adviser (Personal Advice) - Mentor Education ~ Diploma of Finance and Mortgage Broking Management - Australasian Academy of Mentoring and Coaching Training Group ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Self Managed Superannuation Fund Advisor (Personal Advice) - Mentor Education
 Philip Kim Chuan Yap2005Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Certified Financial Planner - FPA ~ Margin lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca
 Scott Martin2010Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Diploma of Financial Services (Financial Planning) - ThreeSixty
 Shannon Hew2013Bachelor of Business - Victoria University
 Siew Wong Chan2003Certificate IV in Finance & Mortgage Broking - International Institute of Technology ~ Diploma of Financial Planning - AAMC Training Group ~ Master of Business (Banking & Finance) - Monash University
 Spencer Madhanayake2014Advanced Diploma of Financial Planning - Mentor Education ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - The National Finance Institute ~ Diploma of Financial Planning - Mentor Education / RG146
 Stephen Charles Grant2009Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Ltd ~ Bachelor of Business (Accounting) - Chrales Sturt University ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Self Managed Superannuation Funds - Kaplan
 Teck Hiang Andy Low2004Advance Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Monash University ~ SMSF - Kaplan
 Vishnu Sankar2008Bachelor of Business (Financial Planning) - RMIT