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- Khai Tuan Phan
Khai Tuan Phan
- Name
- Khai Tuan Phan
- ID
- 246107
- ABN
- –
- First Provided Advice
- 2003
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales
- 2005 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of New South Wales
- 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca
- 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional
- 2025 - Commercial Law - Other - Kaplan Higher Education
- 2025 - Tax for financial advisers - Other - Kaplan Higher Education
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Ceased
- Licence Holder
- Affinia Financial Advisers Pty Ltd (#237857)
- Commenced
- Nov. 1, 2019
- Ceased
- Sept. 28, 2023
- Status
- Ceased
- Licence Holder
- Apex Macro Financial Group Pty. Ltd. (#498715)
- Commenced
- Jan. 22, 2024
- Ceased
- Feb. 23, 2026
- Status
- Ceased
- Licence Holder
- Count Financial Limited (#227232)
- Commenced
- Sept. 29, 2023
- Ceased
- Dec. 29, 2023
- Status
- Current
- Licence Holder
- Financial Mandate Pty ltd (#700151)
- Commenced
- Feb. 23, 2026
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- Aon Hewitt Financial Advice Limited (#239183)
- Commenced
- Feb. 13, 2017
- Ceased
- Oct. 31, 2019
- Status
- Ceased
- Licence Holder
- Aon Hewitt Financial Advice Limited (#239183)
- Commenced
- Dec. 17, 2018
- Ceased
- Oct. 31, 2019
- Status
- Ceased
- Licence Holder
- Citigroup Pty Limited (#238098)
- Commenced
- April 27, 2010
- Ceased
- Dec. 1, 2014
- Status
- Ceased
- Licence Holder
- Hsbc Bank Australia Limited (#232595)
- Commenced
- Jan. 5, 2015
- Ceased
- Feb. 3, 2017