This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Kelvin Slade | 2025 | 2009 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2010 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Provide Advice in Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Hannah Isobel Hines | 0 | 2015 - Bachelor of Business Management - Bachelor Degree (AQF 7) - UQ ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - UNE |
| Robert James O'reilly | 2015 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch ~ 2014 - Self Managed Superannuation - Certificate (AQF 1-4) - Monarch ~ 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2016 - Adavanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch ~ 2016 - Justice Of the Peace (QLD) - Other - QLD Govt ~ 2018 - Principles of Business & Corporations Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2025 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stephanie Michaela Dyer | 2021 | 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - USC Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of International Economics and Finance - Masters Degree (AQF 9) - University of Queensland |