This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
general insurance products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
general insurance products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products; and
financial products limited to:
miscellaneous financial risk products limited to mutual risk products; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Eira Roberts | 2017 | Diploma of Life Insurance - ANZIIF ~ Diploma of Superannuation - ASFA ~ General Insurance Broking - ANZIIF ~ RG146 - General Insurance - ANZIIF ~ RG146 - Life and Superannuation - ANZIIF |
| Kimberly Blyth | 2012 | Diploma of Financial Services (Financial Planning) - Tribeca ~ Tier 1 General Insurance Personal Accident and Sickness Advice - Australian and New Zealand Institute of Insurance and Finance ~ Tier 1 Insurance Broking Compliance, - Australian and New Zealand Institute of Insurance and Finance |