Download this database for offline use

Annex Wealth Advisory Pty ltd

AFS License Number
504681
Name
Annex Wealth Advisory Pty ltd
ABN/ACN/ARBN
35622930812
Licensee issued
Feb. 7, 2018
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andrew Nguyen2011Bachelor of Business (Economics and Finance) - RMIT University ~ Certificate III Financial Services - Commonwealth Bank ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Lindsay James Felsenthal2008Bachelor of Commerce (Finance, Financial Planning and Marketing) - Deakin University
 Mark Jeffrey Rowell2010Bachelor of Commerce (Economics and Finance) - Curtin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Mark Lindsay Doubleday2004Bachelor of Science - Louisiana Tech University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty (MLC Education)
 Peter Matthews2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Management) - University of Ballarat ~ Bachelor of Education (Honours) Physical Education - University of Ballarat ~ Diploma of Financial Planning - Kaplan Professional
 Simone Mcmullin2003Bachelor of Arts (Honours) - University of Melbourne ~ CFP - Financial Planning Association ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Securities Institute of Australia