This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lindsay James Felsenthal | 2008 | 2008 - Bachelor of Commerce (Finance, Financial Planning and Marketing) - - Deakin University |
| Mark Jeffrey Rowell | 2010 | 2009 - Bachelor of Commerce (Economics and Finance) - - Curtin University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Mark Lindsay Doubleday | 2004 | 1997 - Bachelor of Science - - Louisiana Tech University ~ 2004 - Diploma of Financial Services (Financial Planning) - - ThreeSixty (MLC Education) |
| Peter Matthews | 2009 | 2001 - Bachelor of Business (Management) - - University of Ballarat ~ 2001 - Bachelor of Education (Honours) Physical Education - - University of Ballarat ~ 2008 - Diploma of Financial Planning - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Simone Mcmullin | 2003 | 1997 - Bachelor of Arts (Honours) - - University of Melbourne ~ 2002 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2013 - CFP - - Financial Planning Association ~ 2015 - Diploma of Financial Planning - - International Institute of Technology |