This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Hettige Johanne Claude Randika Perera | 2016 | Advanced Diploma in Financial Planning - TAFE ~ Certificate IV in Mortgage Broking and Finance - Mentor Education ~ Diploma Financial Planning - TAFE |
| MD Zaved Karim | 2016 | Bachelor of Science and Computer Science - University of Madras ~ Diploma of Financial Planning - Kaplan ~ Master of Accounting - Central Queensland University |
| Mohammed Mushtaqur Rahman Khan | 2000 | DIPLOMA OF FINANCIAL PLANNING - PINNACLE FINANCIAL SERVICES ACADEMY ~ DIPLOMA OF FINANCIAL SERVICES - TRIBECA LEARNING AUSTRALIA PTY LTD ~ DIPLOMA OF FINANCIAL SERVICES SELF MANAGED SUPER FUNDS - TRIBECA LEARNING AUSTRALIA PTY LTD ~ MASTER OF ARTS - UNIVERSITY OF RAJSHAHI, BANGLADESH |