This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brooke Elizabeth Charity | 2023 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Margin Lending Specialist - Professional Designations - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Dennis Sebastian DI Bartolo | 2001 | 2007 - Master Of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2010 - Certificate IV in Finance and Mortgage Broking - - The National Finance Institute ~ 2012 - Self Managed Super Fund Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2015 - LRS Life Risk Specialist - - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Joseph Grasso | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Self Managed Super Fund Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional Education |
| Mark Francis Tyrell | 2014 | 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - FARSTA (Finance & Related Services Training Academy ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Australian College of Professionals ~ 2015 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicole Deanne Mcgovern | 2014 | 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2023 - thics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Renita Danielle Waring | 0 | 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Samuel Kenneth Jarrett | 0 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Teaghan Faye Spackman | 2017 | 2016 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Tonia Louise Sanderson | 2000 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - SMSF Specialist Advisor - - SMSF Professionals Association of Australia ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |