This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Leanne Pollock | 2018 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - SMSF Strategies Specialist Adviser Training Assessment - - SMSF Strategies ~ 2018 - Intermediate Estate Planning accreditation - - View Legal University |
| Andrew Robert Bowser | 1999 | 1998 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association |
| Angelo D'ambrosio | 2006 | 1990 - Bachelor of Business - - Deakin University ~ 2006 - Diploma of Financial Services - - Dover Financial Training ~ 2011 - Margin Lending - - Kaplan |
| Benjamin Robert James Anderson | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Intellitrain ~ 2012 - Self Managed Superannuation Funds accreditation - - SMSF Strategies ~ 2017 - DFP5v2 Tax for Financial Advising - - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - - Kaplan Professional ~ 2021 - FPC008 Investment Advice - Other - Kaplan |
| Michael Waterson | 1993 | 1999 - Diploma of Financial Markets - - Securities Institute ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sandra Anne Burmeister | 1990 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Sheldon Steeles | 2014 | 2014 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2014 - Diploma of Financial Planning - - International Institute of Technology |
| Sidney Pattinson | 2024 | 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Terrell Hyman | 2017 | 2017 - Bachelor Business (Financial Planning) - - RMIT |