This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam John Mackenzie | 2008 | Diploma of Financial Services (Financial Planning) - Mentor Education |
| Adam Stefanovski | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Adrian Joseph Berkeley | 1990 | Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ Mortgage Broking - Kaplan Professional |
| Adrian Malcolm Milham | 2009 | Diploma Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Estate Planning - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ Tax for Financial Advising - Kaplan Professional Education |
| Alan Tickle | 1990 | Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning - Deakin University |
| Alex KA IP Wong | 2017 | Advanced Diploma of Accounting - Tafe NSW ~ Bachelor of Commerce (Accounting) - Curtin University of Technology ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Business in Accounting and Finance - University of Technology Sydney ~ Self Managed Superannuation Funds - Future Education Professionals |
| Amanda Habib | 2018 | Diploma of Financial Planning - Kaplan |
| Amy Louise Hoskins | 2010 | Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd |
| Amy Pursehouse | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Graduate Certificate in Financial Planning - Griffith University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Andrew Foo | 2012 | Bachelor of Business major in Financial Planning and e-Business - University of Technology Sydney ~ Diploma of Financial Planning - RG146 Training Australia Pty Ltd ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Andrew John Graham | 2006 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Andrew Kenneth Fleming | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Andrew Kidd | 1994 | Diploma of Financial Markets - Kaplan (formerly Securities Institute Australia) |
| Andrew Peter Hunt | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Certificate in Business (Applied Finance) - Queensland University of Technology ~ Self Managed Super FUnds - Tribeca |
| Andrew Steven Whittaker | 2008 | Graduate Diploma in Building Project Management - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Tax (Financial) Adviser - Tax Practitioners Board |
| Angela Jane Gregory | 2012 | Certificate Four in Finance and Mortgage Broking - The National Financec Institute ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology ~ Margin Lending - Kaplan Professional |
| Angela Marie Boot | 2001 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Advising (8 Units) - Securities Institute Education ~ PS146 Knowledge Assessment Managed Investments, Securities & Derivatives - Tribeca ~ RG146 Assessment Skills Requirements - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Anthony Benedict Stewart | 2013 | Bachelor of Business (Marketing) - Monash University ~ Cavendish Specialist Self-Managed Super Fund Course - University of Adelaide ~ Diploma of Finance & Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Financial Planning Association and Deakin University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Anthony Michael Mirandilla | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Certificate Four in Financial Services (Finance/Mortgage Broking) - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Antonio Moro | 1992 | Diploma of Financial Services (Financial Planning) - Quantum |
| Arman Namdarian | 2008 | Advanced Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan ~ Direct Shares Accreditation - AXA Financial Services ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SMSF Specialist Advisor - SPAA |
| Belinda Gai Rayment | 2007 | Bachelor of Economics - UNSW ~ Graduate Diploma in Applied Finance and Investment - Kaplan Professional ~ Graduate Diploma of Financial Planning - Finsia ~ Margin Lending - Kaplan Professional |
| Billy Lowdell | 2012 | Bachelor of Commerce (Financial Planning) - Griffith University ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Bradley John Smith | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Bradley Mark Figures | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Business and Finance Practice - Securities Institude ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Financial Markets and Economics - Securities Institute ~ Understanding the Financial and Investment Industry - Securities Institute |
| Bradley Walker | 2006 | Bachelor of Commerce - Deakin University ~ Quality Advice Accreditation - NAB |
| Brendan O'donnell | 1997 | Statement of Attainment in RG146 Competencies - Kaplan Professional Education |
| Brett Andrew Thomas | 2011 | Bachelor of Commence in Financial Planning & Investments - Griffith University ~ Cert IV in Finanace and Mortgage Broking - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Brett Lyndon Tilley | 1988 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super FUnds - Kaplan Professional |
| Bryce Norman Karrasch | 1996 | Bachelor of Business - University of Southern Queensland ~ CPA Program - CPA Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Griffith University ~ SMSF - Financial Essentials |
| Cameron Barry Cogle | 2018 | Diploma of Financial Planning - Kaplan |
| Charlene Raineri | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education |
| Cherrinee Lee | 2018 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan Professional |
| Chris Demetris Papayianis | 2005 | ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Applied Finance - University of South Australia ~ Diploma in Business (Credit Management) - University of South Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Christopher Chung | 2015 | Bachelor of Commerce (Financial Planning) - Griffith University |
| Christopher Denyer | 2007 | Advanced Diploma of Financial Planning - RG146 Training Australia Pty Ltd ~ Bachelor of Commerce (Accounting) - James Cook University ~ Certificate IV in Finance and Mortgage Broking - RG146 Training Australia Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Mentor Asset Management Pty Limited ~ Self Managed Superannuation Fund Adviser (Personal Advice) - RG146 Training Australia Pty Ltd |
| Christopher Leishman | 2003 | Certified Financial Planner - FPA/Deakin University ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan ~ Specialist SMSF Course - Cavendish/University of Adelaide |
| Ciara Lorraine Brennan | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Financial Planning - Griffith University ~ Margin Lending and Geared Investments - Kaplan Professional |
| Clifford Samson | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - Victoria University ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ SMSF Course - The University of Adelaide |
| Craig Andrew Lyons | 2004 | Diploma of Financial Planning - FPA ~ Self Managed Superannuation Fund Adviser (Personal Advice) - RG146 Training Australia Pty Ltd |
| Curtis Mario Taylor | 1990 | BA/Llb - University of Tasmania ~ BA/Llb - University of Tasmania ~ CFP - FPA ~ CFP - FPA ~ Dip FP - FPA ~ Dip FP - FPA ~ DipSiA - Securities Institute of Australia ~ DipSiA - Securities Institute of Australia ~ GAICD - Australian Institute of Company Directors ~ GAICD - Australian Institute of Company Directors |
| Damon David Inness | 2018 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Kaplan Education Pty Ltd |
| Daniel James Walsh | 2002 | ASX Accredited Listed Product Adviser - Finsia ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Darren Craig John Cooper | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Mortgage Broking - Kaplan Professional |
| David Leslie Beattie | 1999 | Bachelor of Business - Bendigo College of Advanced Education ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Securities - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| David Spiteri | 2007 | Diploma of Financial Planning - Kaplan |
| Dean Demarco | 2011 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma in Finance and Mortgage Broking Management - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Dean Denaro | 1999 | Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services - Commonwealth Bank |
| Desea Tsagatos | 1996 | Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending - Kaplan Professional |
| Dianne Whelan | 1998 | Diploma of Financial Planning (DFP 1 - 4) - Securities Institute (Kaplan Professional) ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Tribeca (Kaplan Professional) |
| Domenico Rebuffo | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts with Honours (International Business) - London Metropolitan University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Monarch Institute |
| Don Giovanni Ricci | 2013 | Accountants SMSF Package - Kaplan Professional Education ~ Bachelor of Commerce - University of Adelaide ~ Diploma of Financial Planning - Kaplan Professional Education |
| Duane Leslie Wright | 2010 | Certificate IV in Financial Services (Finance/Mortgage Broking) - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - AAMC Training Group |
| Elissa J Karrasch | 1991 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - RMIT University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Elton James Flatley | 2007 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Eric Alistair Koelmeyer | 1986 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited |
| Eric Juanta | 2006 | Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Limited ~ Taxation Planning - Kaplan Education Pty Limited |
| Erin Truscott | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Faisal Rahman | 2008 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Francis Martin Rigby | 2000 | Bachelor of Economics - James Cook University of North Queensland ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Mortgage Broking - Kaplan Professional |
| Frank Santagada | 1987 | Certificate IV in Financial Planning - Kaplan Professional Education ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Gabriel Joseph Vella | 2008 | ASX Accredited Listed Products Adviser - Kaplan Professional ~ Advanced Diploma of Financial Services - Kaplan ~ Certificate IV in Finance an Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Gary Luke HO | 1991 | Bachelor of Arts - University of New South Wales ~ Diploma of Financial Planning - Deakin University |
| Gavin Robert Murray | 2004 | Bachelor of Finance - The University of Newcastle ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited |
| Geoffrey William Mcilveen | 2012 | Advanced Diploma of Financial Planning - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| George Kambouroglou | 1998 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| George William Root | 2015 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Girish Verma | 2010 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Limited ~ Self Managed Superannuation Funds - Financial Essentials |
| Giuseppe Formica | 2005 | Associate Diploma of Business Accounting - Victoria University ~ Diploma of Financial Planning - Financial Planning Association |
| Hugh Lovibond | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Economics and Commerce (Double Degree) - University of NSW ~ Self Managed Super Fund - Kaplan Professional Education ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Iain Paul Wilkinson | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Applied Science (Rural Management) - University of Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Ian Kelly | 2002 | ASX Brokers - Securities Institute of Australia ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
| Ivan Bakin | 1993 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Jakobus Wynand Gilliland | 2018 | Bachelor of Commerce (BComm) - University of Stellenbosch ~ Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Tier 1 - Margin Lending - Personal Advice - Kaplan Education Pty Ltd |
| James Phillip Tasker | 1982 | Diploma of Financial Services (Financial Planning) - Intergratec Australia ~ Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association ~ Diploma of Insurance Administration - Education Department Western Australia ~ Estate Planning - Integratec |
| Jane Margaret Ryan | 2007 | Diploma of Financial Services (financial Planning) - Tribecca |
| Jasmyn Pfeiffer | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma Of Financial Planning - Kaplan Professional Education |
| Jeffrey Bowman | 2004 | Advanced Diploma of Financial Planning - Mentor Education ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - CBA |
| Jeffrey Paul Whitton | 1987 | Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Jeremy Lenthall | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Limited ~ Diploma of Financial Services (Financial Planning) - Integratec (Aust) Pty Limited |
| Joanne Doak | 2004 | Advanced Diploma of Financial Planning - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Financial Services Training Package - Terra Cordis Pty Ltd ~ Self Managed Superannuation Funds - Terra Cordis Pty Ltd |
| Joel Simmonds | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ Self Managed Superannuation Fund Adviser (Personal Advice) - RG146 Training Australia Pty Ltd |
| John David Benson | 2003 | Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending - Kaplan |
| John Henry Lubberink | 1990 | Accredited Aged Care Professional - Aged Care Steps ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan ~ Certified Financial Planner - FPA ~ Diploma of Financial planning - FPA ~ Self Managed Super Fund Course - Tower Trust |
| John Jerard Burke | 2000 | ASX Securities - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending - Kaplan ~ Self Managed Super Fund Course - Tower Trust |
| Jonathan Brian Silcock | 1985 | Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Provide Advice in Self Managed superannuation funds - Kaplan Professional |
| Jonathon Tickle | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Joseph Barry Robert Gollan | 2012 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Justin Alexander Smith | 2014 | Diploma of Financial Planning - Kaplan |
| Justin Phillip Ayres | 2003 | Diploma of Financial Services (Financial Planning) - Integratec ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Justin Van Den Boog | 2014 | Diploma of Financial Planning - Kaplan |
| Karen Lee Walmsley | 2008 | Bachelor of Commerce (Accounting) - University of Western Sydney ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Registered Tax Agent - Tax Practitioners Board ~ Taxation & Estate Planning - Kaplan Professional Education |
| Katerina Anne Kimmorley | 1992 | ALPA - Kaplan Professional Education ~ Certified Financial Planner - RMIT/ Deakin University ~ Diploma of Financial Planning - FPA/Deakin University |
| Kathryn Zerbst | 2008 | Bachelor of Education - Australian Catholic University ~ Bachelor of Education - Australian Catholic University ~ CPD Accreditor Program - FPA ~ CPD Accreditor Program - FPA ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Ltd ~ Margin Lending and Gearing Investments - Kaplan Professional ~ Margin Lending and Gearing Investments - Kaplan Professional |
| Kerrie Ray | 1997 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Planning - RG146 Training Australia |
| Kevin Vincent Cuthbert | 1993 | Bachelor of Commerce in Financial Planning & Investments - Griffith University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kieron Alexander Lawlor | 2006 | Advanced Diploma of Financial Services - ThreeSixty Adviser Campus ~ Certified Financial Planner Certification - Financial Planning Association ~ Diploma of Financial Services - ThreeSixty Adviser Campus ~ Direct Equities Accreditation - AMP ~ Self Managed Super Fund Accreditation - Kaplan Professional Education |
| Leigh Roy Christopher | 2016 | Accredited Aged Care Professional - Aged Care Steps (ACS) Pty Ltd ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Applied Finance - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia |
| Leticia Anne Leggett | 2007 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Education Pty Limited ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Limited ~ Margin Lendin and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Luke Daniel Baker | 2018 | Bachelor of Commerce (Financial Planning) - Griffith University |
| Luke Kidd | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Fine Art - Griffith University ~ Diploma of Financial Planning - Kaplan Professional |
| Luke Mase | 2016 | Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia |
| Luke Michael Whiteley | 2008 | Accredited Listed Product Adviser Program - Kaplan ~ Diploma of Financial Services (Financial Planning) - Institute of TAFE Tasmania ~ Managed Investments - Finsia ~ Margin Lending - Kaplan ~ Securities - Institute of TAFE Tasmania |
| Luke Thomas Saltmarsh | 2018 | Bachelor of Business in Management & Finance - RMIT University ~ Diploma of Financial Planning - Kaplan |
| Lynda Joanne Middleby | 2005 | Advanced Taxation Planning - Pinnacle ~ Bachelor Commerce - University of Newcastle ~ Diploma Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd ~ Self Managed Superannuation Funds - FSTA |
| Margaret Lisa Tagg | 2000 | ASX Securities - Kaplan ~ Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (FP) - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan ~ Self Managed Super Fund Course - Kaplan |
| Marius DE Lange | 2014 | Advanced Diploma of Accounting - Technikon SA ~ Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) |
| Mark Anthony Cann | 1995 | Advanced Diploma of Financial Services (FP) - Integratec ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Margin Lending - Monarch Institute ~ Superconcepts & ICFS Specialist SMSF course - The University of Adelaide |
| Mark Tanner | 2014 | Bachelor of Commerce (Honours) - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - Monarch Institute |
| Mark Teale | 2014 | Diploma of Financial Planning - Kaplan |
| Mark Trevor Manning | 1990 | ASX Listed Products Accreditation Course - LPAC Online Pty Ltd ~ Industry Standard Education - RG146 Specialist knowledge - Kaplan Professional ~ SMSF - University of Adelaide |
| Martin Brett Newnes | 1996 | Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Tribeca Learning (Aust) Pty Limited |
| Mary Lynette Eddy | 2003 | Advanced Diploma of Financial Planning - Monarch Institute ~ Company Directors Course - Australian Institute of Company Directors ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Deakin University VIC ~ Financial Essentials SMSF Adviser Education Program - Financial Essentials Pty Ltd |
| Matthew Cummins | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business and Commerce - University Of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Matthew Robert Shute | 2001 | Bachelor of Economics - Flinders University ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Matthew William Mcconnell | 2003 | Advanced Diploma in Business Accounting - TAFE ~ Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Meihua Nan | 2011 | Advanced Diploma Financial Planning (FNS60410) - International Institute of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Services (Financial Planning) FNS50804 - International Institute of Technology ~ RG146 Margin Lending - MLC ThreeSixty |
| Melanie Therese Mary Horne | 2007 | Commercial Law - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly Tribeca) ~ Estate Planning - Kaplan Professional ~ Taxation Planning (DFP5) - Kaplan Professional |
| Melissa Elizabeth Lloyd | 2016 | Diploma of Financial Planning - Kaplan Professional |
| Michael Adair | 2000 | Bachelor of Commerce - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Margin Lending - MLC Advice Education ~ Securities - Securities Institute ~ Self Managed Superannuation Funds - Kaplan |
| Michael Allen Dixon | 2000 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending Accreditation Program - Deakin Prime Corporate Education ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Michael Bond | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - Bond University ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Michael Christopher Bailey | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) |
| Michael Mercurio | 1994 | ASIX Listed Products Accreditation Course - ASX ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SMSF Specialist Advisor - SMSFA |
| Michael Nowak | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Bachelor of Business (Economics) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Triebca Learning (Aust) Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Michael Sigaras | 2003 | AU Inhouse Securities Assessment - AUPFS ~ Bachelor of Commerce - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan (formerly Securities Institute Australia) |
| Micheal John Kiefer | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of New England ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma in Business Studies - University of New England ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Mike Liu | 2006 | Advanced Diploma of Financial Service (Financial Planning) - Tribeca ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Service - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Natasha Maree Johnson | 2013 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Bachelor of Financial Planning - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Nicholas Dangerfield | 1996 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV in Financial Services (Finance / Mortgage Broking) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Nicholas Fred Barnett | 1992 | Client Engagement Strategies - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Taxation Fundamentals - Kaplan Professional |
| Nicholas Leonard Reilly | 2012 | Bachelor of Banking and Finance - Victorian University Of Technology ~ Diploma of Financial Services (Financial Planning) - AAMC Training Group |
| Nicholas Mosey | 2004 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Nick Bregolin | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Commerce - Sydney Institute of Business and Technology Pty Ltd ~ SMSF - Kaplan Professional Education ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Panbo YE | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - University of Western Sydney ~ Certificate IV in Financial Services (Financial/Mortgage Broking) - TAFE NSW ~ Diploma of Financial Planning - FNS50615 - CPA Australia ~ Master of Business Administration - University of Western Sydney |
| Patrick Hegarty | 2000 | Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited |
| Paul Joseph Cullen | 2007 | Bachelor of Business - University of Technology, Sydney ~ Diploma of Financial Planning - FPA |
| Paul Michael Perkins | 1996 | ASX Accredited Listed Products Adviser Program - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Business (Accounting) - Swinburne College of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self-Managed Superannuation Funds - Financial Essentials |
| Paul Thomas Atherton | 2017 | Certificate IV in Finance and Mortgage Broking - Finance & Related Services Training Academy ~ Diploma of Financial Planning - Monarch Institute |
| Peter Alan Coombes | 2005 | Accredited List Product Adviser Program - Kaplan Education Pty Limited ~ Associate Degree in Commerce - The University of Southern Queensland ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Master of Business Administration (Corporate) - Bond University ~ Master of Financial Planning - University of the Sunshine Coast |
| Peter Harding | 2013 | Advanced Diploma - Financial Planning - Mentor Education ~ Diploma - Financial Planning - Mentor Education |
| Peter John Geraghty | 1999 | Financial Planning Certification Course - CPA Australia ~ PS146 - Integratec Training Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Peter Julian Lenehan | 1999 | CPA Program - CPA Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant Program - Institute of Chartered Accountants Australia |
| Phillip Gregory George | 1992 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Qian (nancy) Zhang | 2008 | (Advanced) Self Managed Superannuation Funds - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Rachael Hammond | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Principles in Self Managed Superannuation Funds - International Institute of Technology Pty Ltd (IIT) |
| Ray Senior | 2015 | Diploma of Financial Planning - Kaplan Professional |
| Raymond Nous | 2010 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Provide advice in Margin Lending - Pinnacle |
| Richard Marsh | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Robert Bacsko | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Commerce - University of Western Sydney ~ Certificate IV in Finance and Mortgage - Kaplan ~ Margin Lending and Geared Investment - Kaplan ~ Self Managed Super Funds - Integrity |
| Robyn Leanne Arnold | 2015 | Certificate of Superannuation - ASFA (Macquarie University ~ Certificate of Superannuation - ASFA (Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Entry Level Competencies, Super and Retirement Planning - Integratec ~ Entry Level Competencies, Super and Retirement Planning - Integratec ~ Managed Investments and Securities Course - Kaplan Professional ~ Managed Investments and Securities Course - Kaplan Professional |
| Rosemary Louise Menefy | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Ross William Marshall | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional |
| Rudy Liu | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Marketing) - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional |
| Russell W Gilbert | 1985 | Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Fund Accreditation - Financial Essentials |
| Ryan Keigher | 2012 | Bachelor of Business (Marketing) - Queensland University of Technology ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Services (Financial Planning) - Intellitrain ~ Master of Applied Finance (Financial Planning) - Charles Sturt University ~ Self Managed Superannuation Funds - International Institute of Technology |
| Salvatore Angelo Minuti | 2002 | Advanced Diploma of Finanical Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Tax & Financial Planning Strategies - Financial Planning Association |
| Sayyed Akhtar | 1999 | ASX ALPA Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Tribeca Learning ~ Foundation Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning |
| Scott Ashman | 2006 | Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Certificate Four in Finance & Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Scott Kesby | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan Professional Education ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Shannon Medlin | 2008 | Bachelor of Business (Accounting) - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Simon Christopher Dowd | 2004 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan Professional ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Simon Coombes | 2011 | Accredited Listed Product Adviser Program - Kaplan Education Pty Limited ~ Advanced Diploma of Financial Planning - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Graduate Diploma of Financial Planning - Kaplan Education Pty Limited ~ Master of Financial Planning - Kaplan Education Pty Limited |
| Simone Richardson | 2004 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Business (Economics) - Swinburne University ~ Diploma of Financial Services FNB50802 - ThreeSixty |
| Sing Heong NG | 2003 | Diploma of Financial Services (Financial/Mortgage Broking Management) - Plan Connect ~ Master of Business Administration - Monash University ~ Risk Management - Integratec ~ SMSF Adviser Education Program - Financial Essentials ~ Superannuation & Retirement Planning - Integratec |
| Stephen Buchanan | 1987 | PS 146 Knowledge Asessment Core & Life Insurance - Integratec ~ PS 146 Knowledge Asessment Financial Planning - Integratec ~ PS 146 Knowledge Assessment Superannuation - Integratec ~ Superannuation and Life Insurance Skills - Kaplan Professional Education |
| Stephen Percival Gray | 1988 | ASX Accredited Listed Product Adviser - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS 146 - Kaplan Professional Education |
| Steven Brian Hallam | 1999 | ASX Securities - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC ~ Margin Lending - Kaplan ~ Post Graduate Diploma of Management - Macquarie ~ Self Managed Super Fund Course - Kaplan |
| Steven Jurcec | 2011 | Bachelor of Business (Banking & Finance) - Victoria University |
| Steven Radic | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certified Financial Planner Education Program (5 units) - FPA Australia ~ Master of Financial Planning - Kaplan Higher Education ~ Self-Managed Superannuation Funds (FPE016) - Kaplan Higher Education |
| Susan Catherine Paterson | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Fellow Chartered Financial Practioner - Mentor Education |
| Sylvia West | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Pty Ltd ~ Bachelor of Business (Finance and Management) - Edith Cowan University ~ Diploma of Financial Services - Kaplan Professional Pty Ltd |
| Taylah Rose Gray | 2018 | Diploma of Financial Planning - Kaplan Professional |
| Terry Evreniadis | 2004 | Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin lending - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Thomas Mitchell Momsen | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Toni Zafirovski | 2009 | Bachelor of Economics - University of Western Sydney ~ Bachelor of Economics - University of Western Sydney ~ Bachelor of Economics - University of Western Sydney ~ Bachelor of Economics - University of Western Sydney ~ Diploma of Financial Services (FP) - Mentor PS146 Training Australia ~ Diploma of Financial Services (FP) - Mentor PS146 Training Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia |
| Tracey Kitson | 2008 | ASIC RG 146 Tier 1 Compliance in Life Insurance and Superannuation - Australian and New Zealand Institute of Insurance and Finance ~ Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Services (Life Insurance Stream) - Australia and New Zealand Banking Group Ltd (ANZ) |
| Vasilios Tom Antoniou | 2005 | Advanced Diploma of Accounting - TAFE SA ~ Certificate III in Financial Services - TAFE SA ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Certificate IV in Financial Services - TAFE SA ~ Graduate Diploma in Financial Planning - Finsia |
| Walter Fleitmann | 2015 | Bachelor of Commerce (Accounting) - University of Western Australia ~ Bachelor of Economics - University of Western Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - RG146 Mentor Education Group ~ Graduate Diploma in Accounting - Institute of Chartered Accountants Australia (ICAA) |
| Wayne Richard Von Seidel | 2013 | Business Communication Skills - Management Consultancy International ~ Currency Trading Skills Program - National Academy of Forex ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| Wessel Hendrik Swart | 2015 | Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| William Edward Murray | 1992 | Bachelor of Business - University of Technology, Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Zachary Daniel Ryan | 2018 | Bachelor of Business - James Cook University ~ Diploma of Financial Planning - Kaplan Professional |