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  3. Stuart James Westhoff

Stuart James Westhoff

Name
Stuart James Westhoff
ID
298904
ABN
–
First Provided Advice
1999

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 1993 - Associate Diploma in Business (Accounting) - Advanced Diploma (AQF 6) - NSW TAFE
  • 1998 - Bachelor of Arts (Sports Studies) - Bachelor Degree (AQF 7) - University of Canberra
  • 2002 - Diploma of Financial Planning (8 Units) - Advanced Diploma (AQF 6) - FPA Australia
  • 2005 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia
  • 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional
  • 2011 - Self Managed Superannuation Funds Course - Other - Kaplan Professional
  • 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional
  • 2020 - Client Engagement Skills Course (FPC007B) - Bridging Course - Behavioural Finance - Kaplan Higher Education
  • 2020 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education
  • 2021 - Economic and Legal Context for Financial Planning (FPC001B) - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Certified Financial Planner (CFP) of FAAA

Licencee

Status
Ceased
Licence Holder
Aware Financial Services Australia Limited (#238430)
Commenced
Dec. 1, 2019
Ceased
April 1, 2022
Status
Ceased
Licence Holder
Lonsdale Financial Group Pty Ltd (#246934)
Commenced
April 12, 2022
Ceased
June 16, 2023
Status
Current
Licence Holder
Alliance Wealth Pty ltd (#449221)
Commenced
June 19, 2023

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Aware Financial Services Australia Limited (#238430)
Commenced
June 6, 2016
Ceased
Nov. 29, 2019
Status
Ceased
Licence Holder
Gpl (vic) Pty Ltd (#230690)
Commenced
Nov. 18, 2011
Ceased
March 21, 2012
Status
Ceased
Licence Holder
Gps Wealth Ltd (#254544)
Commenced
Oct. 13, 2015
Ceased
June 6, 2016
Status
Ceased
Licence Holder
Hillross Financial Services Limited (#232705)
Commenced
Nov. 11, 2013
Ceased
May 2, 2014
Status
Ceased
Licence Holder
Lifespan Financial Planning Pty Ltd (#229892)
Commenced
Sept. 21, 2009
Ceased
Oct. 21, 2010
Status
Ceased
Licence Holder
Mca Financial Planners Pty. Ltd. (#223610)
Commenced
Oct. 22, 2010
Ceased
May 9, 2011
Status
Ceased
Licence Holder
RI Advice Group Pty Ltd (#238429)
Commenced
May 30, 2014
Ceased
Oct. 2, 2015