This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Matthew Oliver | 2001 | 2013 - Diploma of Financial Planning - - McMasters' Training Pty Ltd ~ 2014 - Diploma of Finance and Mortgage Broking Management - - AAMC Training Group ~ 2020 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Muriel Oliver | 2001 | 2005 - Master of Business Administration - - Curtin University of Technology ~ 2008 - Diploma of Financial Services - - Finsia Education (Formly Securities Institute Education) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd |
| Nicolette Ellen DU Toit | 2015 | 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2015 - ASIC RG146 Tier 1 Insurance Broking Compliance - - Australian and New Zealand Institute of Insurance and Finance |