This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Pelligra | 2013 | Accredited Margin Lending - Kaplan ~ Accredited SMSF - Kaplan ~ Bachelor of Finance (Major in Financial Planning) - LaTrobe University ~ Certified Financial Planner - FPA ~ Tax Financial Adviser - Tax Practitioners Board |
| Alexandra Leigh Colley | 2016 | Accreditation in Margin Lending & SMSF - Pinnacle ~ Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Planning - Pinnacle |
| Alwyn Peffer | 2015 | Accreditation in Margin Lending & SMSF - Integrity ~ Diploma of Financial Planning - Integrity |
| Anthony Christopher Kapetanovic | 1996 | Associate Diploma of Business (Banking & Finance) - Box Hill TAFE ~ Diploma of Financial Planning CFP - Deakin University ~ Masters in Business Law - Southern Cross University ~ Masters of Business Administration - Australian Institute of Business ~ SSA - SMSF Specialist |
| Anthony Dennis Lane | 2008 | Bachelor of International Finance - Griffith University ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Kaplan Professional ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Kaplan Professional ~ Master of Commerce (Financial Planning) - Griffith University |
| Benjamin Thomas Seeger | 2016 | Bachelor of Business - Swimburne ~ Diploma of Finance and Mortgage Broking Management - AAMC ~ Diploma of Financial Planning - CPA |
| Bernard O'connor | 1984 | Accredited Derivatives Adviser - Tribeca/ASX ~ Margin Lending & Geared Investments - Kaplan Professional ~ Risk Management - Kaplan Professional |
| Brett Andrew Cummings | 2002 | Accreditation in Margin Lending & SMSF - Integrity ~ Diploma of Financial Planning (Qualification) - Integrity Education Group |
| Bronwyn Ann Condon | 2015 | Accreditation for Margin Lending & SMSF - Integrity ~ Bachelor of Business (Accounting) - University of Southern Queensland (USQ) ~ Diploma of Financial Planning - Integrity Education Group |
| Cameron John Allen | 2015 | Bachelor of Commerce (Accounting) - University of Queensland ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants Australia (ICAA) |
| Cara Maree Hall | 2015 | Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Services (Financial - Kaplan Professional ~ SMSF Strategies Intensive Borrowing Course - SMSF Training |
| Cayle Michael Petritsch | 2018 | Bachelor Of Commerce - University Of Newcastle ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma of Chartered Accounting - Chartered Accountants ~ SMSF Specialist Advisor - SMSF Association |
| Christine Dale Lyon | 2012 | Accreditation in Margin Lending & SMSF - Integrity ~ Bachelor of Business (Accounting) - Western Australia College of Advanced Education ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) |
| Christopher Francis Willaton | 1997 | Accredited Derivatives Adviser - Kaplan Professional ~ Bachelor of Arts - Monash University ~ Life Insurance & Skills - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of International Business - University of Melbourne |
| Christopher Stewart | 2015 | Accreditation in Margin Lending & SMSF - Integrity ~ Bachelor of Commerce - University of South Australia (UNISA) ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma of Chartered Accoun ng - Institute of Chartered Accountants |
| Daniel Sutton | 2018 | Bachelor of Accounting - Charles Sturt University ~ CA - Chartered Accountants Ausralia & New Zealand ~ Diploma Financial Planning - Integrity Education ~ Insurance - CPA Australia ~ RG146 Specialist - SMSF & Margin Lending - Integrity Education Group |
| David Alexander Richmond | 2013 | Bachelor Degree - Business - Latrobe University ~ Diploma - Financial Planning - Kaplan ~ Graduate Diploma - Chartered Acounting - Institute of Chartered Accountants |
| David Keith Graham | 2015 | Advanced Diploma of Financial Planning (Qualification) - Integrity Education Group ~ Bachelor of Financial Administration (Qualification) - University of New England ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Taxation (Qualification) - University of New South Wales (NSW) |
| Diane Terzian | 2016 | Accreditation in Margin Lending & SMSF - Integrity ~ Bachelor of Business - University of Technology Sydney (UTS) ~ Diploma of Financial Planning - Integrity Education Group |
| Frederick Leslie Patten | 2015 | Bachelor of Business (Qualification) - University of Southern Queensland (USQ) ~ Diploma of Financial Planning - Integrity Education Group |
| Greig Barrow | 2006 | ASX Accredited Derivatives Adviser Level2 - Tribeca ~ Diploma of Business - Blended Learning International ~ Diploma of Financial Planning - Integrity Education Group ~ Practitioner Member - SDIA ~ Responsible Executive Examination - Stockbrokers Association of Australia |
| Jodi Michelle Elder | 2018 | Bachelor of Commerce (Accounting & Finance) - University of Queensland ~ Diploma of Financial Planning - CPA Australia |
| John Nevin | 2015 | Accreditation in Margin Lending & SMSF - Integrity ~ Bachelor of Business - Charles Sturt University ~ Diploma of Financial Planning - Integrity Education Group |
| Joseph Ghantous Akiki | 2017 | Advance Diploma of Financial Planning - Mentor Education ~ Bachelor of Monash Business & Commerce - Monash University ~ Certificate 3 in Financial Services - Commonwealth Bank ~ Certificate 4 Financial Services - Commonwealth Bank ~ Diploma of Financial Planning - Kaplan |
| Jue Betty Wang | 2012 | Accredited Derivatives Adviser - Kaplan Professional ~ Bach Of Commerce - University of Adelaide ~ Diploma of Financial Planning - Pinnacle ~ Master of Financial Management - University of Melbourne |
| Kylie Thompson | 2015 | Accreditation in Margin Lending - Pinnacle ~ Accreditation in SMSF - Terra Cordis ~ Bachelor of Business (Accounting and Finance) - Edith Cowan University (ECU) ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd |
| Luke Benjamin Broxton | 2006 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Specialist - Kaplan Professional |
| Lynda Macpherson | 2015 | Bachelor of Business (Accounting) - Curtin University ~ Diploma of Financial Planning - Pinnacle |
| Mara Denham | 2013 | Advanced Diploma of Accounting - TAFE NSW ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Graduate Certificate in Professional Accounting - University of Southern Queensland |
| Margot Truman | 2015 | Diploma of Financial Planning - Integrity Education Group |
| Mark Andrew Cracknell | 2008 | Advanced Diploma Of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Macquarie University |
| Mark Valentine Debeljak | 2015 | Accreditation in Margin Lending & SMSF - Integrity ~ Advance Diploma in Financial Planning - Integrity ~ Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Integrity Education Group |
| Mary Hart | 2005 | Bachelor of Education - East China Normal University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Mary Therese Politylo | 2015 | Accreditation in Margin Lending & SMSF - Integrity ~ CA SMSF Specialist - Australian School of Business ~ Diploma of Financial Planning - Integrity |
| Megan Stubbersfield | 2015 | Accreditation in Margin lending & SMSF - Integrity ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Taxation - University of New South Wales |
| Melissa Ann Campbell | 2002 | Accreditation in Margin Lending & SMSF - Integrity ~ Diploma of Financial Planning (Qualification) - Integrity Education Group ~ Financial Management - Charles Sturt University |
| Michael Paul Johnston | 2016 | Bachelor of Bsuiness - Charles Sturt University ~ Chartered Accountant - CA ~ Self Managed Super Funds - KAPLAN |
| Min Yan | 2018 | Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - IIT - International Institute of Technology ~ Master of Professional Accounting - Royal Melbourne Institute of Technology |
| Mohamed Bin Affendi | 2016 | Bach of Commerce - Otago Univeristy ~ Diploma of Financial Planning - Kaplan |
| Naomi Jill Smith | 2016 | Bachelor of Accounting - Charles Sturt University ~ SMSF Personal Advice - Pinnacle |
| Natalie Elizabeth Eden | 2000 | Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA ~ Ethics + Professionalism in Financial Advice - Kaplan |
| Nickolas Reissis | 2018 | Bachelor of Business (Economics and Finance) (Applied) - RMIT ~ Diploma of Financial Planning - Mentor Education |
| Nigel Judd | 2007 | Bachelor of Arts - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Pablo Vilela | 2013 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Life Insurance - Integrity Education Group ~ Practice of Margin Lending - Integrity Education Group |
| Paul Henry | 2009 | ASX Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Paul Michael Tayler | 2015 | Accreditation in Margin Lending - Pinnacle ~ Accreditation in SMSF - Terra Cordis ~ Bachelor of Business (Accounting) - WA Institute of Technology ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd ~ SMSF Specialist Advisor (SSA) - SMSF Association |
| Raymond Holden | 2003 | Accreditation in Margin Lending & SMSF - Integrity ~ Advanced Diploma of Financial Services (Financial Planning) - Holmesglen Institute of TAFE ~ Diploma in Financial Planning - Integrity ~ Diploma of Financial Services (Financial Planning) - Holmesglen Institute of TAFE |
| Robert Elias Makdissi | 2008 | Bachelor of Business - Victoria University of Technology ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma in Applied Finance and Investment - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Ryan Madden | 2015 | Accreditation for Margin Lending & SMSF - Integrity ~ Bachelor of Commerce (Accounting) - University of Adelaide ~ Diploma of Financial Planning - Integrity Education Group |
| Siew Ling Ngu | 2017 | Bachelor of Business - Edith Cowan University ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - CPA Australia (RTO) ~ Master of Commerce Accounting - Curtin University of Technology |
| Stephen Brown | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor Business Information Systems - Australian Catholic University ~ Diploma of Financial Planning - Kaplan |
| Steven Kehlet | 2016 | Bachelor of Commerce (Accounting & Management) - University of Western Sydney ~ Diploma of Financial Planning - International Institute of Technology ~ SMSF RG 146 - Pinnacle Financial Service Academy |
| Steven Neil Creelman | 2015 | Advanced Diploma of Financial Planning (Qualification) - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group |
| Stuart Francis Coulthard | 2015 | Accreditation in Margin lending & SMSF - Integrity ~ Advance Diploma in Financial Planning - Integrity ~ Bachelor of Business - Swinburne University ~ Diploma of Financial Planning - Integrity Education Group |
| Stuart Graeme Mckenzie | 2004 | Bachelor of Business (Accounting) - RMIT ~ CFP Program - FPA ~ Diploma of Finance and Mortgage Broking Management - Kaplan ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Terrence Patrick Brauer | 2015 | Diploma of Financial Planning - Integrity Education Group |
| Tino DI Battista | 2002 | Bachelor of Business - Accounting - Phillip Institute of Technology ~ Diploma of Financial Planning - IIT - International Institute of Technology ~ SMSF Specialist Advisor - SMSF Association |
| Vito Interlandi | 2018 | Bachelor of Business Accounting - Monash University ~ Diploma of Financial Planning - IIT - International Institute of Technology ~ Graduate Diploma Chartered Accountant - Chartered Accountants Australia & New Zealand |
| William Chin | 2014 | Accreditation in Margin Lending & SMSF - Pinnacle ~ Advance Diploma in Financial Planning - Pinnacle ~ Bachelor of Commerce (Accounting & Finance) - Murdoch University ~ Chartered Accountant - CPA ~ Diploma of Financial Planning - Pinnacle Financial Services Academy Pty Ltd |
| Xiao Jie Wang | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business Marketing - Swinburne University ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ TASA & TPB Code of Professional Conduct - Kaplan Professional Education |