This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives; and
foreign exchange contracts; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Robert Mighall | 2005 | Bachelor of Business (Agriculture) - Curtin University ~ Graduate Diploma of Business (Professional Accounting) - Edith Cowan University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Statement of Attainment: Derivatives - Securities Institute ~ Statement of Attainment: Foreign Exchange - Securities Institute |
| Nic Simon Mcgregor | 2013 | Bachelor of Agribusiness (Farm Management) - Curtin University ~ Specialist Kowledge: Foreign Exchange - Kaplan ~ Statement of Attainment: Derivatives - Kaplan |
| Shane Justin Sander | 2004 | Agricultural Commodity Price Risk Management Course - Monash University ~ Bachelor of Business (Agriculture) - Curtin University ~ Registered Representative Exam - Sydney Futures Exchange ~ Understanding Grain Markets I - Curtin University/NACMA/DAFWA |