This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Danielle Lee Dixon | 2014 | 2005 - Bachelor of Science - - University of Western Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jacqueline Ann Hayes | 2004 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2008 - Bachelor of Business (Financial Planning) - - RMIT ~ 2013 - Specialist SMSF Course - - Cavendish & ICFS ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps Pty Ltd |
| Jennifer Robyn Langton | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Louise Janet Biti | 2018 | 1987 - Bachelor of Arts (Asian Studies) - - Australian National University ~ 1990 - Bachelor of Economics - - Australian National University ~ 1991 - Diploma of Financial Planning - - Deakin University ~ 2001 - Master of Taxation ATAX - - University of NSW ~ 2007 - Diploma of Financial Services (Financial Planning) - - FSTA |