This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Levi Whitehead | 2010 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - Deakin ~ Self Managed Superannuation Funds - Kaplan |
| Aaron Zelman | 2004 | Bachelor of Arts - Monash University ~ Bachelor of Business - Monash University ~ Master of Financial Planning - RMIT |
| Abolade Afisu Akamo | 2006 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Planning - Mentor ~ Graduate Diploma of Applied Finance - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Abraham Aguilan | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ SMSF Statement of Attainment - Kaplan |
| Alex Braun | 1983 | Australian Certified Investment Planner - Australian Investment Planners Association ~ Diploma of Financial Services (Distribution) - Deakin Financial Services Pty Ltd ~ Disability Income Sales Skills - Australian Lifewriters Association ~ Financial Planning Sales Skills - Association of Financial Advisors |
| Alexander Kambouroglou | 2015 | Bachelor of Arts - University of Wollongong ~ Graduate Diploma of Financial Planning - Securities Institute Education |
| Alexander Murray Mcadam | 2006 | Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - FINSIA (Kaplan Professional) ~ Graduate Diploma in Financial Planning - Kaplan |
| Alexander Ross Eades | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Cavendish & ICFS Specialist SMSF Course - Uni of Adelaide ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Fellow Chartered Financial Practitioner - AFA |
| Andrew Christopher Duckett | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Gradulate Diploma of Financial Planning - Kaplan Professional |
| Andrew Robert Joseph Hollow | 1994 | Bachelor of Business - Monash University ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan |
| Anita Fasciani | 2008 | Bachelor of Finance - La Trobe University ~ Diploma of Financial Services (Financial Planning) - RMIT University ~ Self Managed Superannuation Funds - Kaplan |
| Anne-marie Sammut | 2010 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Planning - Mentor |
| Benjamin James Russell Waite | 2009 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Technician - International Federation of Technical Analyst ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Kaplan |
| Benjamin Shearman | 2016 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Brad Malen Rumbelow | 1996 | Diploma of Financial Planning - FPA |
| Bradley Berman | 2014 | Bachelor Of business - University of Western Sydney ~ Diploma of financial Services - Kaplan |
| Brendan James Lynch | 1996 | Advanced Diploma of Financial Planning - Tribeca Learning ~ Fellow Chartered Financial Practitioner - RG146 Mentor Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca |
| Brian Douglas Rafton | 2003 | Diploma of Financial Services (Financial Planning) - AMP Financial Services ~ Self Managed Superannuation Funds - Kaplan Professional ~ Statement of Attainment Securities - Kaplan Professional |
| Bruce Wayne Fullerton | 1980 | ASIC PS 146 Individual Assessment Superannuation & Life Insurance - Financial Services Training & Assessment ~ Managed Investments & Securities Course - Royal & Sun Alliance Financial Services Program ~ PS 146 Training Course 2 Life Insurance & Insurance Broking - Financial Services Training & Assessment ~ PS 146 Training Course 3 Superannuation - Financial Services Training & Assessment ~ PS 146 Training Course 4 Financial Planning - Financial Services Training & Assessment |
| Cameron Gordon Martin | 2021 | Bachelor of Business (Accountancy) - RMIT ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Cameron Thornton Reed | 2006 | Bachelor of Economics - UNE ~ Diploma Financial Services - Kaplan ~ Grad Diploma Financial Management - UNE ~ SMSF Specialist Advisor - SMSF Association |
| Christopher John Brown | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Management) - Edith Cowan University (ECU) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Christopher Scott Reid | 2011 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Fellow Chartered Financial Practioner - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Super Fund Accreditation - Kaplan Professional Education |
| Clinton Michael Teitz | 2018 | Diploma of Financial Planning - Mentor Education ~ Graduate Diploma of Financial Planning - Deakin University |
| Clive Levinthal | 2018 | Bachelor of Science - University of Witwatersrand ~ Chartered Financial Analyst - Association for Investment Management and Research ~ DFP5v5 Tax for Financial Advising (Certificate of Completion) - Kaplan ~ Statement of Attainment RG146 Knowledge Assessment - Financial Education Professionals ~ TASACLv2 Commercial Law (Certificate of Completion) - Kaplan |
| Corinne Louise Gepp | 2001 | Applied Self Managed Super Fund Advice - Australian Executor Trustees ~ Diploma of Financial Planning - Mentor ~ Margin Lending and Geared Investments - Kaplan |
| Courtney Michelle Noble | 2002 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Craig Elmo Gunawardana | 2009 | Bachelor of Commerce - Deakin ~ Diploma of Commerce - MIBT Deakin Toorak ~ FPC002B Ethics and Professionalism in Advice - Kaplan |
| Craig Norman Saville | 2000 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma - Company Directors Course - Australian Institute of Company Directors ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma - Banking Management - Macquarie Graduate School of Management |
| Craig Ross Shainfeld | 2002 | Adv Diploma of Financial Services (Fin Planning) - Kaplan ~ Diploma of Financial Services (Fin Planning), FNB50802 - Kings International College |
| Craig Russell Tschirpig | 2006 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan ~ Bachelor of Business(Accounting) - Central Queensland University ~ Chartered Accountant Program - Institute of Chartered Accountants ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Advisor - SMSF Association |
| Dale Robinson | 1997 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Damon Smith | 2015 | Bachelor of Economics - University of Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ FPC002B Ethics and Professionalism in Advice - Kaplan ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Self Managed Superannuation Funds - Kaplan |
| Daniel Paul Alomes | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Accounting) - University of Tasmania ~ Diploma of Financial Planning - Kaplan ~ SMSF - Kaplan |
| Daniel Williams | 2017 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Danielle White | 2015 | Bachelor of Financial Advising - University of Western Sydney ~ Margin Lending (Knowledge & Skills) - Kaplan |
| David Bernard Costa | 2003 | Advanced Diploma - Financial Planning - Tribeca |
| David Blakis | 2001 | Bachelor of Commerce - La Trobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ FPC002B - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ SMSF - eFinancial Essentials |
| David Charles Gates | 1986 | Diploma of Financial Services (FP) - Kaplan |
| David Eugene Braun | 2014 | Life Insurance (Personal Advice) - Mentor Education ~ Managed Investments & Securities (Personal Advice) - Mentor Education ~ Superannuation (Personal Advice) - Mentor Education |
| David John Lakey | 1995 | Diploma of Financial Planning - FPA |
| David Satwant Sidhu | 2003 | Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan ~ Bachelor of Business - Southern Cross University ~ Chartered Accountant Program - CAANZ ~ Diploma of Financial Services (Financial Planning) FNS50804 - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Dishna Wijenayake | 2013 | Bachelor of Business (Management & Marketing) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - Holmesglen TAFE ~ Master of Practicing Accounting - Monash University (Caulfield) ~ SMSF Specialist Adviser (SSA) - SMSF Association |
| Eduardo Delacruz | 2002 | ASX Listed Products Accreditation Course - Savings Factory with Atax ~ Bachelor of Commerce (Finance) - University of Wollongong ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Financial Essentials - Self Managed Superannuation Fund Adviser Education Program - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan |
| Farrell Spungin | 2008 | Bachelor of Commerce - University of South Africa ~ Diploma of Financial Services (Financial Planning), FNS50804 - Mentor Education - PS146 Training Australia |
| Georgia Paige Sykes | 2022 | Graduate Diploma of Financial Planning - Kaplan Professional ~ SMSF Specialist Course - SuperConcepts/University of Adelaide |
| Gerard Werner Rust | 2010 | Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending, Statement of Attainment, - Kaplan ~ Master of Applied Finance - Kaplan Professional ~ Self Managed Superannuation Funds, Statement of Attainment, - Kaplan |
| Harris Hadjiharalambous | 2014 | Diploma in Financial Planning - Monarch Institute ~ Specialist SMSF Course - Cavendish & ICFS ~ Tier 1 Margin lending Personal Advice (Certificate of Completion) - Kaplan |
| Hayden George Pike | 2017 | Bachelor Finance - La Trobe University |
| Heidi Narelle Schwegler | 2007 | Bachelor of Business (Financial Planning) - RMIT University ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan |
| Hoai Ninh | 2015 | Bachelor of Finance - Latrobe University ~ Diploma of Financial Planning 50615 - Kaplan ~ Master of Professional Accounting - Kaplan |
| Ian Mallinson | 2012 | Bachelor of Commerce - Curtin University ~ Diploma in Economics & Finance - Curtin University |
| Jacinta Shayarn Smithers | 2021 | Bachelor of Business - Griffith University ~ FPC002B Ethics and Professionalism in Advice - Kaplan ~ Master of Financial Planning - Griffith University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| James Raymond Farrelly | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Marketing) - University of Adelaide ~ Statement of Attainment Margin Lending - Kaplan ~ Statement of Attainment SMSF - Kaplan |
| Jamil Youssef | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business & Commerce (Applied Finance) - University of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma o Financial Planning - Kaplan |
| Jane Florence Pryor | 2001 | Estate Planning - Tribeca ~ Investment Planning 1 - Tribeca ~ Risk Management for Financial Services Professionals - Integratec ~ Superannuation & Skills (924) - Kaplan ~ Taxation Planning - Tribeca |
| Jason Alexander Mcgregor | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Jason Chew | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Traineeship Management Australia ~ SMSF - Kaplan |
| Jennifer Southgate | 1989 | Diploma of Financial Services (Financial Planning) - Integratec |
| Jesmond William Azzopardi | 1995 | Diploma of Financial Planning - FPA ~ Margin Lending Accreditation Program - Deakin Prime ~ Self Managed Superannuation Funds - Kaplan Professional |
| John Patrick Mackrell | 2011 | Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Financial Planning - FINSIA |
| John William Redmond | 2006 | Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ CA Financial Planning Specialist - Chartered Accountants ~ Diploma of Financial Services - Dover Financial Training |
| Jonathon Hoang Nguyen | 2015 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Management (Banking & Finance) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Joshua Colin Stewart | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending/Gearing SMSF - Kaplan ~ Master of Applied Finance - Kaplan ~ SMSF Specialist Adviser - Kaplan Professional |
| Joshua Stone | 2006 | Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Julie Bernstein | 2010 | Adv Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Commerce (Financial Planning) - University of Western Sydney ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Justin David Van Haren | 2006 | ASX Listed Products Accreditation Course - LPAC ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending and Geared Investments - Kaplan ~ Specialist Self Managed Superannuation Funds - IIT |
| Justin Tyne | 2001 | Certificate of Completion Tier 1 Margin Lending: Personal Advice - Kaplan ~ Graduate Diploma in Financial Planning - Securities Institute Education ~ Self Managed Superannuation Funds - Kaplan |
| Kerry Marie Mitchell | 1989 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - FPA ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide |
| Kevin William Lloyd-woods | 1980 | Diploma of Financial Planning - Deakin University |
| Khai Tuan Phan | 2003 | Bachelor of Commerce in Finance - The University of New South Wales ~ Bachelor of Laws - The University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan |
| Kim Ronald White | 2018 | Advanced Diploma of Financial Planning FNS60415 - Mentor Education Group ~ Diploma of Financial Planning FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Kristian Brian Gray | 2013 | Bachelor of Business (Accounting) - Victoria University ~ Financial Services Training Package - Terra Cordis ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan |
| Lachlan Charles Hudson Baker | 1995 | Diploma of Financial Services - Financial Services Training and Assessment ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Leandro Nogueira Dos Santos Bonin | 2022 | Bachelor of Business Administration - Mackenzie Presbyterian University ~ Diploma of Financial Planning - Monarch Insitute ~ Graduate Diploma Financial Planning - Kaplan Professional ~ Maater of Business Administration - Kaplan Business School Australia |
| Libero Dalla Zuanna | 2000 | Diploma - Financial Planning - Financial Planning Association of Australia |
| Lisa Maree Steel | 2002 | Advance Diploma of Financial Planning - ThreeSixty ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of the Sunshine Coast ~ SMSF Specialist Adviser - SMSF Association |
| Lloyd Grant Levin | 2005 | Diploma of Financial Services (Financial Planning), FNS50804 - Mentor Education |
| Marcus Cameron Nicholls | 2004 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Cavendish Self Managed Superannuation Funds - University of Adelaide ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 ALPA - Kaplan Australia |
| Marcus O'sullivan | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma in Financial Planning - University of New England ~ Master of Business Administration - Macquarie University ~ Statement of Attainment Self-Managed Superannuation - Monarch Institute |
| Mark Sacks | 2004 | FNB50802 Diploma of Financial Services (Financial Planning) - King's International College ~ FNB50802 Diploma of Financial Services (Financial Planning) - King's International College |
| Matthew Cascun | 2014 | Bachelor of Business (Financial Planning) - RMIT University ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology |
| Matthew Hol | 1994 | Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - FPA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Margin Lending - Mentor ~ Self Managed Superannuation Fund - Mentor |
| Meegan Elizabeth Kundu | 2014 | Diploma of Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional Education |
| Melissa Papadimas | 2013 | Bachelor of Business (Financial Planning) - RMIT |
| Michael Lawes | 2017 | Advanced Diploma Financial Services - Kaplan ~ Bachelor of Business Management - Monash |
| Morris Richard Winestone | 2005 | Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan) |
| Nathan Frank Treloar | 2012 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ KFP5v3 Tax of Financial Advising - Kaplan ~ TASACLv1 Commercial Law - Kaplan |
| Pamella Joy Nicholson | 2000 | Diploma of Financial Planning - FPA ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Patrick Chipp | 2021 | Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Kaplan |
| Peter Lapthorne | 1999 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Purnaka Pushpalal Kumarasena | 2010 | Advanced Diploma Financial Planning FNS60415 - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Managed Investment & Securities - Investment Banking Institute ~ RG146 Risk Management - Pinnacle Financial Services Academy ~ RG146 Superannuation - Kaplan Australia |
| Rachel Elizabeth Buhagiar | 2001 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Life Risk Specialist - Financial Planning Association of Australia ~ Provide advice in Margin Lending - GWM Adviser Services ~ Super Concepts & ICFS Specialist SMSF Course - The University of Adelaide |
| Ralph William Woods | 2005 | 928 Margin Lending Knowledge & Skills - Kaplan ~ Advanced Diploma Financial Planning - AAMC Training Group ~ Diploma Financial Services - AAMC Training Group ~ FChFP - AFA ~ SMSF - AAMC Training Group |
| Raphael Jude Fernandez | 2016 | Graduate Diploma in Financial Planning - Finsia ~ Margin Lending - Kaplan ~ SMSF - Kaplan |
| Richard Williams | 1995 | Cert IV in Finance & Mortgage Broking FNS40815 - FARSTA ~ Diploma of Financial Services - Kaplan ~ FPC003 Superannuation & Retirement Planning - Kaplan |
| Riste Jurukovski | 1999 | Investment Planning 1 - Tribeca ~ Planning and Retirement (FPA4) - FPA ~ Risk management and Insurance (FPA2) - FPA ~ Taxation Planning - Tribeca |
| Rocco John Liuzzi | 0 | Bachelor of Business (Accounting & Finance) - La Trobe University ~ Graduate Diploma of Financial Planning - Kaplan |
| Sacha Burchgart | 2011 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - Kaplan ~ Graduate Diploma of Financial Planning - University of New England ~ SMSF Certification - Mentor Education |
| Sally Luxford | 2002 | Advanced Diploma of Financial Planning - Kaplan Professional |
| Sammy Rubin | 2015 | Bachelor of Business (Accounting) - Monash University ~ CPA Program - CPA Australia ~ Graduate Diploma Financial Planning - Securities Institute ~ SMSF & Margin Lending Statement of Attainment - Monarch Institute |
| Sandra Hannah Miller | 2006 | Bachelor of Commerce (Accounting Major) - Monash University ~ Chartered Accountant - ICAA ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd |
| Sandra Shanyu Lau | 2002 | Bachelor of Business - RMIT ~ Certified Financial Planner - Financial Planning Association ~ DFP008 - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Adviser Education Program - Financial Planning Association |
| Scott Andrew Wilding | 1996 | Diploma - Financial Planning - Deakin University |
| Sebastian Joseph Wolf | 2018 | Bachelor of Business Administration - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Statement of Attainment, Managed Investments Securities - Kaplan |
| Shawn Damian French | 2007 | Advanced Diploma of Financial Planning FNS60404 - Tribeca ~ Certificate 4 Banking & Finance - Royal Melbourne Institute of Technology (RMIT) ~ Diploma of Financial Planning FNS50804 - Tribeca ~ Fellow Chartered Financial Practitioner (FChFP) - Association of Financial Advisers (AFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Simon Gerard Little | 2005 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Siu Man Lily MO | 2002 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Commerce - The University of Western Sydney ~ Self Managed Superannuation Funds - Tribeca |
| Sonia Dallimore | 1999 | Bachelor of Business (International Trade) - Monash University ~ Diploma of Financial Planning DFP1-8 - FPA Deakin ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional Education |
| Stephen John Landers | 2017 | Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Diploma in Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Timothy DE Luca | 2005 | Bachelor of Business (Applied Economics), - Victoria University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning, - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty |
| Timothy Henry | 2009 | Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma in Applied Finance - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Tony Snoyman | 2018 | Bachelor of Science (Actuarial Science) - University of Witwatersrand ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Statement of Attainment Generic Knowledge, Managed Investments, Superannuation, SMSF - Financial Education Professionals |
| Tracey Kloner | 2011 | Advice in Derivatives and Securities Skill Set - AAMC Training Group ~ Advice in Life Insurance Skill Set - AAMC Training Group ~ Advice in Superannuation and Managed Investments Skill Set - AAMC Training Group ~ Bachelor of Commerce (Hons) - University of South Africa ~ Diploma in Financial Services (Financial Planning) FNS50804 - AAMC Training Group |
| Troy Heath Carlon | 2001 | Advanced Diploma of Financial Services (Financial Planning) - AMP Limited ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - AMP Limited |
| Tyson Adam Roberts | 2018 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce (Accounting) - University of Ballarat ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Commerce (Finance) - University of Sydney |
| Wendy Susan Barnham | 2006 | Advanced Diploma of Financial Services(Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - FPA ~ Diploma of Financial Services (Financial Planning) - FPA ~ Self Managed Superannuation Funds - Kaplan Professional |
| Yuen Loy Ngeow | 2003 | Bachelor of Arts with Bachelor of Commerce - Curtin University ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Finsia ~ Margin Lending & General Investments Certificate - Kaplan ~ SuperConcepts & ICFS Specialist SMSF - University of Adelaide |