Advisory Circle Pty ltd

AFS License Number
513052
Name
Advisory Circle Pty ltd
ABN/ACN/ARBN
21629143460
Licensee issued
March 15, 2019
Address
Bella Vista, 2153, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Abraham Aguilan 2016 Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ SMSF Statement of Attainment - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 - Margin Lending - Personal Advice - Kaplan
 Dhiraj Karmacharya 2018 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Arts - Gustavus Adolphus College (USA) ~ Diploma of Financial Planning - Monarch ~ Master of Business Administration - Concordia University (USA) ~ SMSF Regulations and Taxation - Kaplan Professional
 James Parame 2011 CFP Certification - FPA ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - IIT
 Jamil Youssef 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business & Commerce (Applied Finance) - University of Western Sydney ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma o Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Porfessional