This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Eadie | 2008 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Andrew Michael Seton | 2024 | 2019 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Berin Andrew Delforce | 2014 | 2013 - Master of Business Administration - Masters Degree (AQF 9) - Macquarie University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2020 - MLC714 Financial Advice Regulation - Bridging Course - Regulation & Legal Obligations - Deakin University |
| Jacinta Martin | 2014 | 2011 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Certificate IV in Finance and Mortgage Broking - - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joseph Farouk Meawad | 2014 | 1995 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2001 - Masters in Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Certificate IV in Finance and Mortgage Broking - - International Institute of Technology Pty Ltd (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - TASA and The TPD Code of Professional Conduct - Other - Kaplan Professional ~ 2019 - Fellow Chartered Financial Practitioner - Professional Designations - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kyrillos Ghaly | 2024 | 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Steven Hastie | 2014 | 2012 - Bachelor of Business (Real Estate & Property Developement) - Bachelor Degree (AQF 7) - Griffith University ~ 2012 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2016 - RG146 Margin Lending - Diploma (AQF 5) - Monarch Institute ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |