This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Luke James Dean | 2011 | 2008 - Bachelor of Business and Commerce - - Monash University ~ 2014 - Course in Self Managed Superannuation Funds - - Kaplan ~ 2014 - Diploma of Financial Planning - - Mentor Education ~ 2016 - Diploma of Finance and Mortgage Broking Management - Uprade Module - - Kaplan ~ 2022 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association |
| Shane Debernardi | 2015 | 2014 - Bachelor of Accounting - - La Trobe University ~ 2018 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia |
| Suzannah Gilardi | 2021 | 2003 - Bachelor of Arts - Chinese/Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |