This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Connie Rose Bonanno | 2018 | Advanced Diploma of Financial Planning - Kaplan |
| Damien Arboit | 2003 | ASX ALPA - Kaplan ~ Bachelor of Commerce - JCU ~ Certified Practising Accountant - CPA Australia ~ Margin Lending & Geared Investments - Kaplan |
| Peter Anthony Jordan | 1996 | Diploma of Financial Planning - RMIT / FPA ~ Master of Personal Financial Planning - USQ |
| Ronald Andrew Walden | 2000 | Diploma of Financial Planning - Deakin / FPA ~ Margin Lending & Geared Investments - Kaplan ~ Master of Financial Planning - USC ~ Self Managed Superannuation Funds - Kaplan |