This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abdul Ikraan | 1992 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2025 - Financial Planner AFP - Professional Designations - Financial Advice Association Australia |
| Adam Paul French | 2001 | 1997 - Bachelor of Commerce (Accounting & Marketing) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2005 - Diploma of Financial Advising - Diploma (AQF 5) - FINSIA ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services |
| Andrew Charles Dunbar Collis | 1998 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Assocation of Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew James George | 1999 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University / Financial Planning Association of Australia ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2010 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Margin Lending - Other - Kaplan Professional |
| Andrew James Goggin | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia / Mentor Education ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - AAMC Training Group ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew John Julius | 2015 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney (UTS) ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2012 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2018 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Scott Townsend | 1999 | 1989 - Bachelor of Surveying - Bachelor Degree (AQF 7) - South Australian Institute of Technology ~ 2001 - Graduate Diploma of Financial Planing - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Approved Gearing Status Accreditation (FPA Accredited) - Other - Financial Wisdom ~ 2011 - Provide Advice in Margin Lending - Other - Advice Education ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Zane Cox | 2008 | 1993 - Bachelor of Applied Science (Rural Technology) - Bachelor Degree (AQF 7) - University of Queensland ~ 2004 - Master of Business Administration - Masters Degree (AQF 9) - James Cook University ~ 2008 - DFS(FP) - Securities and Derivatives - Certificate (AQF 1-4) - GWM Adviser Service / Threesixty ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Anirudha Maiti | 2012 | 2000 - Bachelor of Commerce (Honours) - Bachelor Degree (AQF 7) - University of Calcutta ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Charles Stedman | 1991 | 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony John Macerola | 1989 | 1986 - Graduate Diploma in Data Processing with Credit - Graduate Diploma (AQF 8) - The New South Wales Institute of Technology ~ 1996 - Certificate course on Investment and Personal Financial Planning - Certificate (AQF 1-4) - Investment Training College ~ 2009 - Certificate IV in Financial Services (Finance / Mortgage Broking) - Certificate (AQF 1-4) - The National Finance Institute ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Institute of Strategic Management |
| Ashley Montesin | 2011 | 2008 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Athanasios Papoulias | 2006 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bradley Wayne Smith | 1991 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planing - Graduate Diploma (AQF 8) - Kaplan Professional |
| Bruce Gilbert | 1991 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University / Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Charmaine Hall | 2012 | 2009 - Diploma of Financial Services (Financial Planning) - - ThreeSixty (MLC Education) ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Clinton Barry Fleming | 2014 | 2013 - Master of Business (Applied Finance) - Bachelor Honours Degree (AQF 8) - Queensland University of Technology ~ 2014 - Superannuation and Life Insurance Skills - Certificate (AQF 1-4) - Kaplan Professional |
| Corey Thomas Kovac | 2024 | 2018 - Diploma of Accounting - Diploma (AQF 5) - TAFESA ~ 2021 - Bachelor of Business in Financial Planning - Bachelor Degree (AQF 7) - University of South Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Craig Allen Coates | 1989 | 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia |
| Gary Donald Shannon | 1989 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Gary Sandtner | 1992 | 1996 - Certificate in Financial Markets - Other - Securities Institute Education ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planing - Graduate Diploma (AQF 8) - Kaplan Professional |
| Geoffrey John Sprott | 2000 | 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Grant David Simpson | 1986 | 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide / Super Concepts |
| Gus William Eric Flack | 2009 | 2008 - Bachelor of Commerce - Applied Finance (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Harrison Doyle | 0 | 2022 - Bachelor of Commerce (Major in Accounting and Financial Advising) - Bachelor Degree (AQF 7) - James Cook University |
| Hugo Jonathan Berkeley Sampson | 2007 | 2007 - Bachelor of Business (Economic and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia / Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ioannis Vaitsas | 2000 | 1993 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2005 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Jason John Burnell | 2006 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2012 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney |
| Jinwei Zuo | 2015 | 2014 - Master of Management (Enterprise Management) - Masters Degree (AQF 9) - Peking University, Beijing, China ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Commercial Law for Tax (Financial) Advisers Skill Set - Other - Mentor Education ~ 2020 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John BU | 2005 | 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2012 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Francis Saunders | 1990 | 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University |
| Jonathan Leigh Dunne | 2004 | 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - ASX Accredited Listed Product Adviser - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin Sean Daines | 2000 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Karthik Ganapathy Sivashanmugham | 2014 | 2007 - Masters Degree - Business - - Victoria University ~ 2009 - Diploma - Financial Planning - - ThreeSixty ~ 2015 - Certified Financial Planner - - Financial Planning Association |
| Kirstie London | 0 | 2019 - Bachelor of Business Major in Management - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Graduate Diploma of Financial Planing - Graduate Diploma (AQF 8) - Swinburne University |
| Kristy Louise Macdonald | 2002 | 2005 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - FPA ~ 2007 - Certified Financial Planner - Professional Designations - FPA ~ 2012 - Cavendish & ICFS Specialist SMSF - Other - University of Adelaide ~ 2018 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Luke Muir | 2013 | 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Malcolm Bradley Greentree | 2005 | 2004 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2013 - Certified Financial Planner - - Financial Planning Association of Australia Limited |
| Mark Ronald Harborne | 1994 | 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Diploma of Financial Planning - DFP 1 - 4 - - FPA / Kaplan Professional |
| Matthew Carswell | 2009 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Matthew James Myers | 2017 | 2012 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Peter Meehan | 1996 | 1994 - Bachelor of Financial Administration - - University of New England, Armidale ~ 2005 - Graduate Certificate in Financial Planning - - Securities Institute ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2010 - Self Managed Super Funds - - Kaplan ~ 2011 - Certified Financial Planner - - Deakin University |
| Moiz Mandani | 2016 | 2012 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Swinburne University of TechNology ~ 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 Securities & Managed Investments - Diploma (AQF 5) - Kaplan Australia ~ 2017 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Monik Palany | 0 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Swinburne University of Technology |
| Nathan Scott Ide | 2016 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2018 - Master of Business Administration - - The University of Sydney |
| Neale Gordon Forbes | 2004 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Neil Mistry | 2025 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Peter Prvulj | 1984 | 1997 - Certified Financial Planner - - Financial Planning association |
| Phillip Mcgann | 2004 | 1989 - Certificate in Financial Markets - Other - Securities Institute of Australia ~ 1995 - Bachelor of Business with Honours (Finance) - Bachelor Honours Degree (AQF 8) - Southern Cross University ~ 1999 - Graduate Diploma in Applied Finance & Investments - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2025 - Tax for Financial Advising - Other - Kaplan Professional |
| Rachel Elizabeth Borm | 0 | 2024 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Rachel Lauren Hubbard | 2025 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Rakesh Stephen Vigh | 2002 | 1998 - Bachelor of Business (Major in Management & Accountancy) - Bachelor Degree (AQF 7) - Queensland Univesrity of Technology ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Reegan Ada Sarah Ann Wass | 2018 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Richard Kenneth Rayment | 1992 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - James Cook University ~ 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional (formerly Tribeca) ~ 2020 - Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard Michael Elmes | 2017 | 2016 - Industry Standard Education - RG146 specialist knowledge - - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Rikarli-ane Rayment | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2021 - Superannuation and Retirement Advice - Other - Kaplan Professional |
| Roger William Ward | 1983 | 2002 - Diploma of Financial Planning - DFP 1-4 - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Ross Glen Fountain | 2011 | 1994 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - Queensland University Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Sharon Taggart | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan Professional ~ 2018 - TASACLv2 Commercial Law - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stephen Noel Blackhall | 1996 | 1997 - Diploma of Superannuation Management - - Association of Superannuation Funds Australia ~ 2011 - SMSF Specialist Accreditation Program - - SMSF Association ~ 2012 - Insurance and Life Skills - - KAPLAN ~ 2016 - Diploma of Financial Planning - - KAPLAN ~ 2016 - TASA and the TPB Code of Professional Conduct - - KAPLAN |
| Stuart James Roe | 2004 | 2007 - Advanced Diploma of Financial Services (Financia - - Tribeca (Kaplan Professional) ~ 2007 - Diploma of Financial Services (Financial Plannin - - Tribeca (Kaplan Professional) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Lindsay | 1994 | 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - FPA / RMIT University ~ 2012 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Tommy Laskaris | 1997 | 1995 - Bachelor of Business Majoring in Banking and Finance - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional Education ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tony Cicchinelli | 1984 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Troy Wilkinson | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Estate and Succession Planning - Other - Kaplan Professional ~ 2023 - Taxation for Financial Planning - Other - Kaplan Professional ~ 2024 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |