This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Darryn Wesley Snooks | 1994 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2005 - Advanced Strategies for Self Managed Superannuation - - ThreeSixty Adviser Campus ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - ASX Listed Products Accreditation Course - - LPAC ~ 2016 - Master of Financial Planning - - Kaplan |
| Melita Baker | 2018 | 1997 - Bachelor of Laws - - University of Tasmania ~ 2000 - Masters of Finance - - RMIT University ~ 2016 - Diploma of Financial Planning - - Kaplan |