This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Darren James Furst | 2003 | Diploma of Financial Services (Financial Planning) - Kings International College ~ Margin Lending - Kaplan ~ Self managed Superannuation Fund Adviser - Mentor Education |
Francesco Zappia | 2015 | Bachelor of Accounting - University of Adelaide ~ Diploma of Financial Planning - Kaplan |
James Inglis | 2007 | Bachelor of Business - University of South Australia ~ Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Certificate in Applied Finance - Kaplan Professional Education |
Larry LI | 2016 | Chartered Financial Analyst (CFA) - CFA Institute ~ Diploma of Financial Planning - Kaplan |
Rocco Zappia | 2005 | Bachelor of Economics - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Gearing - Kaplan ~ Self Managed Superannuation Funds - Kaplan |