This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
managed investment schemes limited to MDA services to retail and wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients; and
securities to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients; and
managed investment schemes limited to MDA services to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
derivatives to retail and wholesale clients;
foreign exchange contracts to retail and wholesale clients;
managed investment schemes excluding IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients; and
securities to retail and wholesale clients.
Make a market for a financial product limited to:
derivatives to retail and wholesale clients; and
foreign exchange contracts to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony James Malcolm Wieland | 1999 | 2002 - Accredited Derivatives Adviser - - ASX ~ 2002 - PS146 Compliance Program - - Securities Institute |